Form 8.5 (EPT/RI) - Barratt Developments Plc

UBS AG (EPT)

30 May 2024

 

FORM 8.5 (EPT/RI)

PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY

Rule 8.5 of the Takeover Code (the Code)

1.         KEY INFORMATION

(a) Name of exempt principal trader:	UBS Investment Bank, London
(b) Name of offeror/offeree in relation to whose relevant securities this form relates:      Use a separate form for each offeror/offeree	Barratt Developments plc
(c) Name of the party to the offer with which exempt principal trader is connected:	Barratt Developments plc
(d) Date dealing undertaken:	29 May 2024
(e) In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to this offer?      If it is a cash offer or possible cash offer, state "N/A"	NO

2.         DEALINGS BY THE EXEMPT PRINCIPAL TRADER

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

The currency of all prices and other monetary amounts should be stated.

(a)        Purchases and sales

Class of relevant security	Purchases/ sales	Total number of securities	Highest price per unit paid/received	Lowest price per unit paid/received
10p ordinary	Buy	754614	5.05403        GBP	4.95500        GBP
10p ordinary	Sell	1491436	5.05403        GBP	4.95498        GBP

(b)        Cash-settled derivative transactions

Class of relevant security	Product description e.g. CFD	Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position	Number of reference securities	Price per unit
10p ordinary	CFD	Long	14263	5.0094945        GBP
10p ordinary	CFD	Long	57423	4.96919216061143        GBP
10p ordinary	CFD	Long	6849	5.0095955612542        GBP
10p ordinary	CFD	Long	35	4.97551429        GBP
10p ordinary	CFD	Long	17564	4.95711705        GBP
10p ordinary	CFD	Long	10844	4.96767228        GBP
10p ordinary	CFD	Long	9127	4.98845513        GBP
10p ordinary	CFD	Long	884	4.97397059        GBP
10p ordinary	CFD	Long	248639	4.9671826872916        GBP
10p ordinary	CFD	Long	1005	5.00294        GBP
10p ordinary	CFD	Long	26985	5.00949416        GBP
10p ordinary	CFD	Long	393	4.978786        GBP
10p ordinary	CFD	Long	29500	5.00661389830508        GBP
10p ordinary	CFD	Long	601	5.032        GBP
10p ordinary	CFD	Long	426	4.979235        GBP
10p ordinary	CFD	Long	8222	4.99584565513135        GBP
10p ordinary	CFD	Long	2712	5.03508333261062        GBP
10p ordinary	CFD	Long	36294	4.97767055        GBP
10p ordinary	CFD	Long	184	4.98437        GBP
10p ordinary	CFD	Long	298	4.994662        GBP
10p ordinary	CFD	Long	3316	5.001661        GBP
10p ordinary	CFD	Long	20157	4.955        GBP
10p ordinary	CFD	Long	200000	5.046        GBP
10p ordinary	CFD	Long	200000	4.9832        GBP
10p ordinary	CFD	Long	150000	5.0276        GBP
10p ordinary	CFD	Long	7458	5.03977595        GBP
10p ordinary	CFD	Short	34861	5.0042        GBP
10p ordinary	CFD	Short	16583	4.9762356        GBP
10p ordinary	CFD	Short	17603	4.955        GBP
10p ordinary	CFD	Short	941	4.981        GBP
10p ordinary	CFD	Short	5607	4.98166497        GBP
10p ordinary	CFD	Short	30509	4.956268117623        GBP
10p ordinary	CFD	Short	1584	4.98952500085227        GBP
10p ordinary	CFD	Short	12343	5.02831807933241        GBP
10p ordinary	CFD	Short	23881	4.97003214        GBP
10p ordinary	CFD	Short	884	4.9866863988        GBP
10p ordinary	CFD	Short	2435	4.99498377823409        GBP
10p ordinary	CFD	Short	38175	4.955248        GBP
10p ordinary	CFD	Short	2958	4.98300299969912        GBP
10p ordinary	CFD	Short	7695	4.97019681611436        GBP
10p ordinary	CFD	Short	7	4.983714        GBP
10p ordinary	CFD	Short	5346	4.99497390572391        GBP
10p ordinary	CFD	Short	15768	5.01008000339104        GBP
10p ordinary	CFD	Short	4135	4.99575235906167        GBP
10p ordinary	CFD	Short	2101	5.01219466705378        GBP
10p ordinary	CFD	Short	4691	5.02188713        GBP
10p ordinary	CFD	Short	45222	4.973219        GBP
10p ordinary	CFD	Short	1907	4.95506194        GBP
10p ordinary	CFD	Short	35680	4.96923        GBP
10p ordinary	CFD	Short	16722	4.98730899909999        GBP

(c)        Stock-settled derivative transactions (including options)

(i)         Writing, selling, purchasing or varying

Class of relevant security	Product description e.g. call option	Writing, purchasing, selling, varying etc.	Number of securities to which option relates	Exercise price per unit	Type e.g. American, European etc.	Expiry date	Option money paid/ received per unit

(ii)        Exercise

Class of relevant security	Product description e.g. call option	Exercising/ exercised against	Number of securities	Exercise price per unit

(d)        Other dealings (including subscribing for new securities)

Class of relevant security	Nature of dealing e.g. subscription, conversion	Details	Price per unit (if applicable)

3.         OTHER INFORMATION

(a)        Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none "

None

(b)        Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i)  the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none"

None

Date of disclosure:	30 May 2024
Contact name:	Richard Howard
Telephone number:	[phone]

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [e-mail]

The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on [phone].

The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.

 

END