Form 8.5 (EPT/RI) - Barratt Developments plc

UBS AG (EPT)

03 June 2024

 

FORM 8.5 (EPT/RI)

PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY

Rule 8.5 of the Takeover Code (the Code)

1.         KEY INFORMATION

(a) Name of exempt principal trader:	UBS Investment Bank, London
(b) Name of offeror/offeree in relation to whose relevant securities this form relates:      Use a separate form for each offeror/offeree	Barratt Developments plc
(c) Name of the party to the offer with which exempt principal trader is connected:	Barratt Developments plc
(d) Date dealing undertaken:	31 May 2024
(e) In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to this offer?      If it is a cash offer or possible cash offer, state "N/A"	NO

2.         DEALINGS BY THE EXEMPT PRINCIPAL TRADER

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

The currency of all prices and other monetary amounts should be stated.

(a)        Purchases and sales

Class of relevant security	Purchases/ sales	Total number of securities	Highest price per unit paid/received	Lowest price per unit paid/received
10p ordinary	Buy	741235	5.05000        GBP	5.01700        GBP
10p ordinary	Sell	1148499	5.05033        GBP	5.02000        GBP

(b)        Cash-settled derivative transactions

Class of relevant security	Product description e.g. CFD	Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position	Number of reference securities	Price per unit
10p ordinary	CFD	Long	529644	5.032        GBP
10p ordinary	CFD	Long	849	5.039986        GBP
10p ordinary	CFD	Long	28341	5.03324865        GBP
10p ordinary	CFD	Long	1445	5.031646        GBP
10p ordinary	CFD	Long	3378	5.03446654780935        GBP
10p ordinary	CFD	Long	8137	5.03865528005899        GBP
10p ordinary	CFD	Long	5883	5.04539112312596        GBP
10p ordinary	CFD	Long	1246	5.03756661331461        GBP
10p ordinary	CFD	Long	3815	5.04200157327654        GBP
10p ordinary	CFD	Long	1385	5.05034079        GBP
10p ordinary	CFD	Long	293	5.03746075        GBP
10p ordinary	CFD	Long	375	5.02576        GBP
10p ordinary	CFD	Long	25483	5.031748        GBP
10p ordinary	CFD	Long	4388	5.0337557        GBP
10p ordinary	CFD	Long	8472	5.0319213        GBP
10p ordinary	CFD	Long	2678	5.02        GBP
10p ordinary	CFD	Long	2516	5.028        GBP
10p ordinary	CFD	Long	17909	5.043168        GBP
10p ordinary	CFD	Long	19627	5.03247896        GBP
10p ordinary	CFD	Long	9240	5.031916        GBP
10p ordinary	CFD	Long	540	5.03275555338889        GBP
10p ordinary	CFD	Long	29399	5.03682650661111        GBP
10p ordinary	CFD	Long	364	5.0326044        GBP
10p ordinary	CFD	Long	3691	5.03538445036575        GBP
10p ordinary	CFD	Short	44341	5.0325032        GBP
10p ordinary	CFD	Short	1185	5.0263746835443        GBP
10p ordinary	CFD	Short	3533	5.03000099990093        GBP
10p ordinary	CFD	Short	18041	5.03563492        GBP
10p ordinary	CFD	Short	540	5.02637037037037        GBP
10p ordinary	CFD	Short	152708	5.032        GBP
10p ordinary	CFD	Short	12883	5.039047        GBP
10p ordinary	CFD	Short	261	5.041276        GBP
10p ordinary	CFD	Short	4816	5.03498256252492        GBP
10p ordinary	CFD	Short	2585	5.01700116        GBP
10p ordinary	CFD	Short	7265	5.02542739        GBP
10p ordinary	CFD	Short	527	5.041118        GBP
10p ordinary	CFD	Short	15416	5.03811353091334        GBP
10p ordinary	CFD	Short	28566	5.022502        GBP
10p ordinary	CFD	Short	1000	5.03087        GBP
10p ordinary	CFD	Short	15074	5.03200398036354        GBP
10p ordinary	CFD	Short	4707	5.03072615250478        GBP
10p ordinary	CFD	Short	11861	5.02917797804148        GBP
10p ordinary	CFD	Short	5224	5.04210124896631        GBP
10p ordinary	CFD	Short	13453	5.0424781        GBP

(c)        Stock-settled derivative transactions (including options)

(i)         Writing, selling, purchasing or varying

Class of relevant security	Product description e.g. call option	Writing, purchasing, selling, varying etc.	Number of securities to which option relates	Exercise price per unit	Type e.g. American, European etc.	Expiry date	Option money paid/ received per unit

(ii)        Exercise

Class of relevant security	Product description e.g. call option	Exercising/ exercised against	Number of securities	Exercise price per unit

(d)        Other dealings (including subscribing for new securities)

Class of relevant security	Nature of dealing e.g. subscription, conversion	Details	Price per unit (if applicable)

3.         OTHER INFORMATION

(a)        Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none "

None

(b)        Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i)  the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none"

None

Date of disclosure:	03 June 2024
Contact name:	Richard Howard
Telephone number:	[phone]

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [e-mail]

The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on [phone].

The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.

 

END