Form 8.5 (EPT/RI) - Barratt Developments plc

UBS AG (EPT)

07 June 2024

 

FORM 8.5 (EPT/RI)

PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY

Rule 8.5 of the Takeover Code (the Code)

1.         KEY INFORMATION

(a) Name of exempt principal trader:	UBS Investment Bank, London
(b) Name of offeror/offeree in relation to whose relevant securities this form relates:      Use a separate form for each offeror/offeree	Barratt Developments plc
(c) Name of the party to the offer with which exempt principal trader is connected:	Barratt Developments plc
(d) Date dealing undertaken:	06 June 2024
(e) In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to this offer?      If it is a cash offer or possible cash offer, state "N/A"	NO

2.         DEALINGS BY THE EXEMPT PRINCIPAL TRADER

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

The currency of all prices and other monetary amounts should be stated.

(a)        Purchases and sales

Class of relevant security	Purchases/ sales	Total number of securities	Highest price per unit paid/received	Lowest price per unit paid/received
10p ordinary	Buy	1687375	5.11600        GBP	5.07000        GBP
10p ordinary	Sell	382979	5.11600        GBP	5.06196        GBP

(b)        Cash-settled derivative transactions

Class of relevant security	Product description e.g. CFD	Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position	Number of reference securities	Price per unit
10p ordinary	CFD	Long	255	5.099        GBP
10p ordinary	CFD	Long	46345	5.096        GBP
10p ordinary	CFD	Long	800	5.102        GBP
10p ordinary	CFD	Long	20364	5.094021        GBP
10p ordinary	CFD	Long	7795	5.09326422        GBP
10p ordinary	CFD	Long	3841	5.10682322343921        GBP
10p ordinary	CFD	Long	2958	5.09992833291075        GBP
10p ordinary	CFD	Long	2808	5.09687892        GBP
10p ordinary	CFD	Long	2921	5.10100308        GBP
10p ordinary	CFD	Long	28590	5.09582812        GBP
10p ordinary	CFD	Long	7387	5.09508839855692        GBP
10p ordinary	CFD	Long	10004	5.09247920711915        GBP
10p ordinary	CFD	Long	174	5.07395402172414        GBP
10p ordinary	CFD	Long	3452	5.097699        GBP
10p ordinary	CFD	Long	5299	5.095744        GBP
10p ordinary	CFD	Long	58	5.07965517        GBP
10p ordinary	CFD	Long	3859	5.09523266        GBP
10p ordinary	CFD	Long	227	5.097        GBP
10p ordinary	CFD	Short	143	5.07899300699301        GBP
10p ordinary	CFD	Short	65977	5.09772493100626        GBP
10p ordinary	CFD	Short	4691	5.1011136218802        GBP
10p ordinary	CFD	Short	494	5.08927530364372        GBP
10p ordinary	CFD	Short	1240	5.10356129        GBP
10p ordinary	CFD	Short	17088	5.10203        GBP
10p ordinary	CFD	Short	66	5.07909090909091        GBP
10p ordinary	CFD	Short	3652	5.09676341730559        GBP
10p ordinary	CFD	Short	5109	5.09848697        GBP
10p ordinary	CFD	Short	478407	5.096        GBP
10p ordinary	CFD	Short	635	5.098935        GBP
10p ordinary	CFD	Short	1286	5.08694556937792        GBP
10p ordinary	CFD	Short	42943	5.09600004657336        GBP
10p ordinary	CFD	Short	36957	5.0983350921341        GBP
10p ordinary	CFD	Short	331	5.098882        GBP
10p ordinary	CFD	Short	17951	5.09390832114701        GBP
10p ordinary	CFD	Short	573	5.10000336186736        GBP
10p ordinary	CFD	Short	6010	5.08279933        GBP
10p ordinary	CFD	Short	2423	5.082643        GBP
10p ordinary	CFD	Short	10005	5.10029095        GBP
10p ordinary	CFD	Short	582146	5.107229        GBP
10p ordinary	CFD	Short	4678	5.102        GBP
10p ordinary	CFD	Short	71721	5.09598        GBP
10p ordinary	CFD	Short	2983	5.09827478384512        GBP
10p ordinary	CFD	Short	100571	5.08        GBP

(c)        Stock-settled derivative transactions (including options)

(i)         Writing, selling, purchasing or varying

Class of relevant security	Product description e.g. call option	Writing, purchasing, selling, varying etc.	Number of securities to which option relates	Exercise price per unit	Type e.g. American, European etc.	Expiry date	Option money paid/ received per unit

(ii)        Exercise

Class of relevant security	Product description e.g. call option	Exercising/ exercised against	Number of securities	Exercise price per unit

(d)        Other dealings (including subscribing for new securities)

Class of relevant security	Nature of dealing e.g. subscription, conversion	Details	Price per unit (if applicable)

3.         OTHER INFORMATION

(a)        Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none "

None

(b)        Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i)  the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none"

None

Date of disclosure:	07 June 2024
Contact name:	Richard Howard
Telephone number:	[phone]

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [e-mail]

The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on [phone].

The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.

 

END