Form 8.5 (EPT/RI) - Barratt Developments plc

UBS AG (EPT)

11 June 2024

 

FORM 8.5 (EPT/RI)

PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY

Rule 8.5 of the Takeover Code (the Code)

1.         KEY INFORMATION

(a) Name of exempt principal trader:	UBS Investment Bank, London
(b) Name of offeror/offeree in relation to whose relevant securities this form relates:      Use a separate form for each offeror/offeree	Barratt Developments plc
(c) Name of the party to the offer with which exempt principal trader is connected:	Barratt Developments plc
(d) Date dealing undertaken:	10 June 2024
(e) In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to this offer?      If it is a cash offer or possible cash offer, state "N/A"	NO

2.         DEALINGS BY THE EXEMPT PRINCIPAL TRADER

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

The currency of all prices and other monetary amounts should be stated.

(a)        Purchases and sales

Class of relevant security	Purchases/ sales	Total number of securities	Highest price per unit paid/received	Lowest price per unit paid/received
10p ordinary	Buy	495894	5.02798        GBP	4.96700        GBP
10p ordinary	Sell	487822	5.02798        GBP	4.96700        GBP

(b)        Cash-settled derivative transactions

Class of relevant security	Product description e.g. CFD	Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position	Number of reference securities	Price per unit
10p ordinary	CFD	Long	23400	5.016743        GBP
10p ordinary	CFD	Long	113383	5.018        GBP
10p ordinary	CFD	Long	14657	5.01254137999318        GBP
10p ordinary	CFD	Long	10733	5.01701425522687        GBP
10p ordinary	CFD	Long	3166	4.98856854074542        GBP
10p ordinary	CFD	Long	1264	5.005364        GBP
10p ordinary	CFD	Long	64188	5.01055612        GBP
10p ordinary	CFD	Long	6811	5.01810424179709        GBP
10p ordinary	CFD	Long	20940	5.01790573102197        GBP
10p ordinary	CFD	Long	4605	5.00014875034962        GBP
10p ordinary	CFD	Long	24486	5.00255746130646        GBP
10p ordinary	CFD	Long	153	5.014        GBP
10p ordinary	CFD	Long	1165	5.00879141875536        GBP
10p ordinary	CFD	Long	195	5.01131017723077        GBP
10p ordinary	CFD	Long	8587	5.02301525301386        GBP
10p ordinary	CFD	Long	1427	4.98890469516468        GBP
10p ordinary	CFD	Long	898	4.970746        GBP
10p ordinary	CFD	Long	160	4.971        GBP
10p ordinary	CFD	Long	1728	4.97063079        GBP
10p ordinary	CFD	Long	10251	5.01809        GBP
10p ordinary	CFD	Long	166	5.006        GBP
10p ordinary	CFD	Long	3351	5.01138235053715        GBP
10p ordinary	CFD	Long	10655	5.01408554474802        GBP
10p ordinary	CFD	Long	1977	5.01462469        GBP
10p ordinary	CFD	Long	6418	5.00839950355718        GBP
10p ordinary	CFD	Short	201	5.008886        GBP
10p ordinary	CFD	Short	7325	4.98267440273038        GBP
10p ordinary	CFD	Short	537	5.018        GBP
10p ordinary	CFD	Short	9587	5.01324272        GBP
10p ordinary	CFD	Short	2883	5.018252        GBP
10p ordinary	CFD	Short	13974	5.018251        GBP
10p ordinary	CFD	Short	1593	5.021906        GBP
10p ordinary	CFD	Short	489	5.009738        GBP
10p ordinary	CFD	Short	1952	5.006353        GBP
10p ordinary	CFD	Short	10882	5.01806273        GBP
10p ordinary	CFD	Short	309	4.9981553397411        GBP
10p ordinary	CFD	Short	3760	4.984566        GBP
10p ordinary	CFD	Short	745	4.98112751677852        GBP
10p ordinary	CFD	Short	1128	4.97541505        GBP
10p ordinary	CFD	Short	104	5.01836538461538        GBP
10p ordinary	CFD	Short	3996	4.987002002002        GBP
10p ordinary	CFD	Short	886	4.97656094812641        GBP
10p ordinary	CFD	Short	217166	5.0043991        GBP
10p ordinary	CFD	Short	15926	5.00364686675876        GBP
10p ordinary	CFD	Short	15222	4.98122769572198        GBP
10p ordinary	CFD	Short	10	4.9879        GBP
10p ordinary	CFD	Short	16374	5.01835104433859        GBP
10p ordinary	CFD	Short	46	5.00876087108696        GBP
10p ordinary	CFD	Short	17558	5.01606049688632        GBP

(c)        Stock-settled derivative transactions (including options)

(i)         Writing, selling, purchasing or varying

Class of relevant security	Product description e.g. call option	Writing, purchasing, selling, varying etc.	Number of securities to which option relates	Exercise price per unit	Type e.g. American, European etc.	Expiry date	Option money paid/ received per unit

(ii)        Exercise

Class of relevant security	Product description e.g. call option	Exercising/ exercised against	Number of securities	Exercise price per unit

(d)        Other dealings (including subscribing for new securities)

Class of relevant security	Nature of dealing e.g. subscription, conversion	Details	Price per unit (if applicable)

3.         OTHER INFORMATION

(a)        Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none "

None

(b)        Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i)  the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none"

None

Date of disclosure:	11 June 2024
Contact name:	Richard Howard
Telephone number:	[phone]

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [e-mail]

The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on [phone].

The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.

 

END