Form 8.5 (EPT/RI) - Barratt Developments plc

UBS AG (EPT)

12 June 2024

 

FORM 8.5 (EPT/RI)

PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY

Rule 8.5 of the Takeover Code (the Code)

1.         KEY INFORMATION

(a) Name of exempt principal trader:	UBS Investment Bank, London
(b) Name of offeror/offeree in relation to whose relevant securities this form relates:      Use a separate form for each offeror/offeree	Barratt Developments plc
(c) Name of the party to the offer with which exempt principal trader is connected:	Barratt Developments plc
(d) Date dealing undertaken:	11 June 2024
(e) In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to this offer?      If it is a cash offer or possible cash offer, state "N/A"	NO

2.         DEALINGS BY THE EXEMPT PRINCIPAL TRADER

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

The currency of all prices and other monetary amounts should be stated.

(a)        Purchases and sales

Class of relevant security	Purchases/ sales	Total number of securities	Highest price per unit paid/received	Lowest price per unit paid/received
10p ordinary	Buy	606192	5.08199        GBP	4.95100        GBP
10p ordinary	Sell	1513186	5.067066        GBP	4.95100        GBP

(b)        Cash-settled derivative transactions

Class of relevant security	Product description e.g. CFD	Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position	Number of reference securities	Price per unit
10p ordinary	CFD	Long	82	5.036        GBP
10p ordinary	CFD	Long	2595	5.02686204238921        GBP
10p ordinary	CFD	Long	17590	4.9764550321535        GBP
10p ordinary	CFD	Long	294	5.0384557972449        GBP
10p ordinary	CFD	Long	3402	5.052        GBP
10p ordinary	CFD	Long	6817	5.00346868355435        GBP
10p ordinary	CFD	Long	1042193	4.965        GBP
10p ordinary	CFD	Long	8503	4.98321827821122        GBP
10p ordinary	CFD	Long	64188	4.99737725        GBP
10p ordinary	CFD	Long	4443	5.01217705        GBP
10p ordinary	CFD	Long	1337	5.04049364        GBP
10p ordinary	CFD	Long	9746	4.96821732        GBP
10p ordinary	CFD	Long	221	5.065747        GBP
10p ordinary	CFD	Long	13901	4.964751        GBP
10p ordinary	CFD	Long	14684	4.99383        GBP
10p ordinary	CFD	Long	1537	5.00569291        GBP
10p ordinary	CFD	Long	8715	4.98061252        GBP
10p ordinary	CFD	Long	6383	4.96541442        GBP
10p ordinary	CFD	Long	9254	6.31750270153447        USD
10p ordinary	CFD	Long	6549	5.023868        GBP
10p ordinary	CFD	Long	1054	5.01916604        GBP
10p ordinary	CFD	Long	9655	4.99040621235111        GBP
10p ordinary	CFD	Long	10384	4.97186421146475        GBP
10p ordinary	CFD	Long	27442	5.00605870822243        GBP
10p ordinary	CFD	Long	5619	5.02686759209824        GBP
10p ordinary	CFD	Long	5243	5.06031546445928        GBP
10p ordinary	CFD	Short	20636	4.965        GBP
10p ordinary	CFD	Short	3923	5.0652832016314        GBP
10p ordinary	CFD	Short	5805	5.0158060271025        GBP
10p ordinary	CFD	Short	109	5.076        GBP
10p ordinary	CFD	Short	55862	4.97587522223014        GBP
10p ordinary	CFD	Short	4200	5.05573571428571        GBP
10p ordinary	CFD	Short	18057	5.07085        GBP
10p ordinary	CFD	Short	2107	5.082        GBP
10p ordinary	CFD	Short	3960	5.08        GBP
10p ordinary	CFD	Short	6286	4.965248        GBP
10p ordinary	CFD	Short	6794	4.96772499750074        GBP
10p ordinary	CFD	Short	1812	5.06528476821192        GBP
10p ordinary	CFD	Short	445	4.95582022        GBP
10p ordinary	CFD	Short	375	4.9670560016        GBP
10p ordinary	CFD	Short	27332	5.03968096004683        GBP
10p ordinary	CFD	Short	1768	4.96534502262443        GBP
10p ordinary	CFD	Short	157	4.996637        GBP
10p ordinary	CFD	Short	313	5.01340983009585        GBP
10p ordinary	CFD	Short	208	5.00930288        GBP
10p ordinary	CFD	Short	44016	4.97274254801754        GBP
10p ordinary	CFD	Short	1404	4.96184829        GBP
10p ordinary	CFD	Short	7000	5.02217871535857        GBP
10p ordinary	CFD	Short	937	4.992247        GBP
10p ordinary	CFD	Short	59536	5.0663        GBP
10p ordinary	CFD	Short	17944	4.9905        GBP
10p ordinary	CFD	Short	5784	4.96574515905947        GBP
10p ordinary	CFD	Short	72000	5.059054        GBP

(c)        Stock-settled derivative transactions (including options)

(i)         Writing, selling, purchasing or varying

Class of relevant security	Product description e.g. call option	Writing, purchasing, selling, varying etc.	Number of securities to which option relates	Exercise price per unit	Type e.g. American, European etc.	Expiry date	Option money paid/ received per unit

(ii)        Exercise

Class of relevant security	Product description e.g. call option	Exercising/ exercised against	Number of securities	Exercise price per unit

(d)        Other dealings (including subscribing for new securities)

Class of relevant security	Nature of dealing e.g. subscription, conversion	Details	Price per unit (if applicable)

3.         OTHER INFORMATION

(a)        Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none "

None

(b)        Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i)  the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none"

None

Date of disclosure:	12 June 2024
Contact name:	Richard Howard
Telephone number:	[phone]

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [e-mail]

The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on [phone].

The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.

 

END