Form 8.5 (EPT/RI) - Barratt Developments plc

UBS AG (EPT)

14 June 2024

 

FORM 8.5 (EPT/RI)

PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY

Rule 8.5 of the Takeover Code (the Code)

1.         KEY INFORMATION

(a) Name of exempt principal trader:	UBS Investment Bank, London
(b) Name of offeror/offeree in relation to whose relevant securities this form relates:      Use a separate form for each offeror/offeree	Barratt Developments plc
(c) Name of the party to the offer with which exempt principal trader is connected:	Barratt Developments plc
(d) Date dealing undertaken:	13 June 2024
(e) In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to this offer?      If it is a cash offer or possible cash offer, state "N/A"	NO

2.         DEALINGS BY THE EXEMPT PRINCIPAL TRADER

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

The currency of all prices and other monetary amounts should be stated.

(a)        Purchases and sales

Class of relevant security	Purchases/ sales	Total number of securities	Highest price per unit paid/received	Lowest price per unit paid/received
10p ordinary	Buy	364602	5.07026        GBP	4.98200        GBP
10p ordinary	Sell	610590	5.05800        GBP	4.97500        GBP

(b)        Cash-settled derivative transactions

Class of relevant security	Product description e.g. CFD	Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position	Number of reference securities	Price per unit
10p ordinary	CFD	Long	2298	5.04890600522193        GBP
10p ordinary	CFD	Long	4680	5.0092485        GBP
10p ordinary	CFD	Long	343788	5.0124888        GBP
10p ordinary	CFD	Long	48869	5.00175        GBP
10p ordinary	CFD	Long	3938	5.00956653145505        GBP
10p ordinary	CFD	Long	4974	5.04889585846401        GBP
10p ordinary	CFD	Long	13698	5.0018        GBP
10p ordinary	CFD	Long	17954	5.01421522070569        GBP
10p ordinary	CFD	Long	5398	5.01686513        GBP
10p ordinary	CFD	Long	17517	5.02285094383342        GBP
10p ordinary	CFD	Long	5491	5.01385913211437        GBP
10p ordinary	CFD	Long	26915	5.004624        GBP
10p ordinary	CFD	Long	767	4.99769752        GBP
10p ordinary	CFD	Long	3523989	5.098        GBP
10p ordinary	CFD	Long	19883	5.00949534        GBP
10p ordinary	CFD	Long	2439	5.001927        GBP
10p ordinary	CFD	Long	2384	4.99026426        GBP
10p ordinary	CFD	Long	732	5.009956        GBP
10p ordinary	CFD	Long	9779	5.032059        GBP
10p ordinary	CFD	Long	18511	5.00338286518935        GBP
10p ordinary	CFD	Long	1007	5.02166802337637        GBP
10p ordinary	CFD	Long	318	4.98104403        GBP
10p ordinary	CFD	Long	3300	4.97748181818182        GBP
10p ordinary	CFD	Long	7525	5.01537381932757        GBP
10p ordinary	CFD	Long	164	5.0132479        GBP
10p ordinary	CFD	Long	31	5.014        GBP
10p ordinary	CFD	Long	10000	5.0400652        GBP
10p ordinary	CFD	Long	6997	4.99684807504931        GBP
10p ordinary	CFD	Short	53693	5.002        GBP
10p ordinary	CFD	Short	2959	5.01070462965191        GBP
10p ordinary	CFD	Short	924	4.99251245        GBP
10p ordinary	CFD	Short	35711	5.00192506509703        GBP
10p ordinary	CFD	Short	9461	5.01171666        GBP
10p ordinary	CFD	Short	306	5.070261        GBP
10p ordinary	CFD	Short	127470	4.998240070404        GBP
10p ordinary	CFD	Short	638	5.035768        GBP
10p ordinary	CFD	Short	987	5.04541844072948        GBP
10p ordinary	CFD	Short	10000	5.046        GBP
10p ordinary	CFD	Short	3523989	5.098        GBP
10p ordinary	CFD	Short	8332	5.0236127        GBP
10p ordinary	CFD	Short	5897	4.98777496974733        GBP

(c)        Stock-settled derivative transactions (including options)

(i)         Writing, selling, purchasing or varying

Class of relevant security	Product description e.g. call option	Writing, purchasing, selling, varying etc.	Number of securities to which option relates	Exercise price per unit	Type e.g. American, European etc.	Expiry date	Option money paid/ received per unit

(ii)        Exercise

Class of relevant security	Product description e.g. call option	Exercising/ exercised against	Number of securities	Exercise price per unit

(d)        Other dealings (including subscribing for new securities)

Class of relevant security	Nature of dealing e.g. subscription, conversion	Details	Price per unit (if applicable)

3.         OTHER INFORMATION

(a)        Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none "

None

(b)        Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i)  the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none"

None

Date of disclosure:	14 June 2024
Contact name:	Richard Howard
Telephone number:	[phone]

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [e-mail]

The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on [phone].

The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.

 

END