Form 8.5 (EPT/RI) - Barratt Developments Plc

UBS AG (EPT)

20 June 2024

 

FORM 8.5 (EPT/RI)

PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY

Rule 8.5 of the Takeover Code (the Code)

1.         KEY INFORMATION

(a) Name of exempt principal trader:	UBS Investment Bank, London
(b) Name of offeror/offeree in relation to whose relevant securities this form relates:      Use a separate form for each offeror/offeree	Barratt Developments plc
(c) Name of the party to the offer with which exempt principal trader is connected:	Barratt Developments plc
(d) Date dealing undertaken:	19 June 2024
(e) In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to this offer?      If it is a cash offer or possible cash offer, state "N/A"	NO

2.         DEALINGS BY THE EXEMPT PRINCIPAL TRADER

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

The currency of all prices and other monetary amounts should be stated.

(a)        Purchases and sales

Class of relevant security	Purchases/ sales	Total number of securities	Highest price per unit paid/received	Lowest price per unit paid/received
10p ordinary	Buy	293010	4.82900        GBP	4.67807        GBP
10p ordinary	Sell	397448	4.82900        GBP	4.67600        GBP

(b)        Cash-settled derivative transactions

Class of relevant security	Product description e.g. CFD	Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position	Number of reference securities	Price per unit
10p ordinary	CFD	Long	433	4.723        GBP
10p ordinary	CFD	Long	12498	4.71458365        GBP
10p ordinary	CFD	Long	1	4.733        GBP
10p ordinary	CFD	Long	34200	4.7169149122807        GBP
10p ordinary	CFD	Long	2403	4.70023886885144        GBP
10p ordinary	CFD	Long	4003	4.698294        GBP
10p ordinary	CFD	Long	42336	4.687        GBP
10p ordinary	CFD	Long	17631	4.686766        GBP
10p ordinary	CFD	Long	1552	4.7009278308183        GBP
10p ordinary	CFD	Long	527	4.82863378        GBP
10p ordinary	CFD	Long	431	4.68392111        GBP
10p ordinary	CFD	Long	6532	4.71700290792407        GBP
10p ordinary	CFD	Long	1726	4.68832479        GBP
10p ordinary	CFD	Long	3924	4.68866246        GBP
10p ordinary	CFD	Long	395	4.681797        GBP
10p ordinary	CFD	Long	17766	4.68590911        GBP
10p ordinary	CFD	Long	2484	4.68681252        GBP
10p ordinary	CFD	Long	30561	4.69875766697621        GBP
10p ordinary	CFD	Long	198	4.68634343434343        GBP
10p ordinary	CFD	Long	3460	4.72822144        GBP
10p ordinary	CFD	Long	211	4.828768        GBP
10p ordinary	CFD	Long	10059	4.7228232647788        GBP
10p ordinary	CFD	Long	6382	4.68730711375744        GBP
10p ordinary	CFD	Long	91	4.6863956043956        GBP
10p ordinary	CFD	Long	5610	4.68641051804278        GBP
10p ordinary	CFD	Short	90	4.77839444        GBP
10p ordinary	CFD	Short	72003	4.68698080943808        GBP
10p ordinary	CFD	Short	15158	4.719791        GBP
10p ordinary	CFD	Short	159	4.678067        GBP
10p ordinary	CFD	Short	454	4.69744493        GBP
10p ordinary	CFD	Short	247	4.71243117408907        GBP
10p ordinary	CFD	Short	9367	4.74638166034696        GBP
10p ordinary	CFD	Short	7534	4.829        GBP
10p ordinary	CFD	Short	6820	4.687        GBP
10p ordinary	CFD	Short	2277	4.72450054        GBP
10p ordinary	CFD	Short	4836	4.70402554        GBP
10p ordinary	CFD	Short	1	4.7785        GBP
10p ordinary	CFD	Short	7948	4.71719149267237        GBP
10p ordinary	CFD	Short	8415	4.7002        GBP
10p ordinary	CFD	Short	16	4.6955        GBP

(c)        Stock-settled derivative transactions (including options)

(i)         Writing, selling, purchasing or varying

Class of relevant security	Product description e.g. call option	Writing, purchasing, selling, varying etc.	Number of securities to which option relates	Exercise price per unit	Type e.g. American, European etc.	Expiry date	Option money paid/ received per unit

(ii)        Exercise

Class of relevant security	Product description e.g. call option	Exercising/ exercised against	Number of securities	Exercise price per unit

(d)        Other dealings (including subscribing for new securities)

Class of relevant security	Nature of dealing e.g. subscription, conversion	Details	Price per unit (if applicable)

3.         OTHER INFORMATION

(a)        Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none "

None

(b)        Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i)  the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none"

None

Date of disclosure:	20 June 2024
Contact name:	Richard Howard
Telephone number:	[phone]

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [e-mail]

The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on [phone].

The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.

 

END