Form 8.5 (EPT/RI) - Barratt Developments Plc

UBS AG (EPT)

21 June 2024

 

FORM 8.5 (EPT/RI)

PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY

Rule 8.5 of the Takeover Code (the Code)

1.         KEY INFORMATION

(a) Name of exempt principal trader:	UBS Investment Bank, London
(b) Name of offeror/offeree in relation to whose relevant securities this form relates:      Use a separate form for each offeror/offeree	Barratt Developments plc
(c) Name of the party to the offer with which exempt principal trader is connected:	Barratt Developments plc
(d) Date dealing undertaken:	20 June 2024
(e) In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to this offer?      If it is a cash offer or possible cash offer, state "N/A"	NO

2.         DEALINGS BY THE EXEMPT PRINCIPAL TRADER

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

The currency of all prices and other monetary amounts should be stated.

(a)        Purchases and sales

Class of relevant security	Purchases/ sales	Total number of securities	Highest price per unit paid/received	Lowest price per unit paid/received
10p ordinary	Buy	451181	4.78047        GBP	4.70000        GBP
10p ordinary	Sell	980094	4.78047        GBP	4.70127        GBP

(b)        Cash-settled derivative transactions

Class of relevant security	Product description e.g. CFD	Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position	Number of reference securities	Price per unit
10p ordinary	CFD	Long	86520	4.768        GBP
10p ordinary	CFD	Long	16446	4.76045828916575        GBP
10p ordinary	CFD	Long	817	4.77165069        GBP
10p ordinary	CFD	Long	11325	4.76702000036556        GBP
10p ordinary	CFD	Long	1041	4.76195965        GBP
10p ordinary	CFD	Long	40353	4.75806        GBP
10p ordinary	CFD	Long	6009	4.7679404        GBP
10p ordinary	CFD	Long	144000	4.78001521        GBP
10p ordinary	CFD	Long	80442	4.75724832798787        GBP
10p ordinary	CFD	Long	3912	4.75430777        GBP
10p ordinary	CFD	Long	1332	4.73993243        GBP
10p ordinary	CFD	Long	3540	4.76778361471186        GBP
10p ordinary	CFD	Long	165	4.70127273        GBP
10p ordinary	CFD	Long	18581	4.76255941168183        GBP
10p ordinary	CFD	Long	144900	4.76504679089027        GBP
10p ordinary	CFD	Long	11090	4.767762        GBP
10p ordinary	CFD	Long	1496	4.756799        GBP
10p ordinary	CFD	Long	738	4.759        GBP
10p ordinary	CFD	Long	10200	4.74687352941176        GBP
10p ordinary	CFD	Long	449	4.765        GBP
10p ordinary	CFD	Long	704	4.761558        GBP
10p ordinary	CFD	Long	5753	4.76639875        GBP
10p ordinary	CFD	Long	431	4.738        GBP
10p ordinary	CFD	Long	15791	4.762934        GBP
10p ordinary	CFD	Long	25530	4.76714759        GBP
10p ordinary	CFD	Long	171	4.76783333333333        GBP
10p ordinary	CFD	Long	2253	4.759471        GBP
10p ordinary	CFD	Long	5067	4.76340734        GBP
10p ordinary	CFD	Long	2662	4.76790500049962        GBP
10p ordinary	CFD	Long	12519	4.76182530601566        GBP
10p ordinary	CFD	Short	5149	4.76146        GBP
10p ordinary	CFD	Short	251	4.763017        GBP
10p ordinary	CFD	Short	1368	4.76649671        GBP
10p ordinary	CFD	Short	400	4.74        GBP
10p ordinary	CFD	Short	7885	4.768        GBP
10p ordinary	CFD	Short	14202	4.7621        GBP
10p ordinary	CFD	Short	9366	4.76316293157591        GBP
10p ordinary	CFD	Short	171	4.76783333333333        GBP
10p ordinary	CFD	Short	288	4.756498        GBP
10p ordinary	CFD	Short	36466	4.75440578        GBP
10p ordinary	CFD	Short	4072	4.76694941        GBP
10p ordinary	CFD	Short	15578	4.754042        GBP
10p ordinary	CFD	Short	421	4.76800013        GBP
10p ordinary	CFD	Short	10577	4.76336550936844        GBP
10p ordinary	CFD	Short	3402	4.76871546149324        GBP
10p ordinary	CFD	Short	41023	4.76733755655486        GBP
10p ordinary	CFD	Short	5300	4.76905094339623        GBP
10p ordinary	CFD	Short	314	4.76776911        GBP
10p ordinary	CFD	Short	2956	4.76308240037551        GBP
10p ordinary	CFD	Short	4210	4.7        GBP
10p ordinary	CFD	Short	50	4.76528        GBP

(c)        Stock-settled derivative transactions (including options)

(i)         Writing, selling, purchasing or varying

Class of relevant security	Product description e.g. call option	Writing, purchasing, selling, varying etc.	Number of securities to which option relates	Exercise price per unit	Type e.g. American, European etc.	Expiry date	Option money paid/ received per unit

(ii)        Exercise

Class of relevant security	Product description e.g. call option	Exercising/ exercised against	Number of securities	Exercise price per unit

(d)        Other dealings (including subscribing for new securities)

Class of relevant security	Nature of dealing e.g. subscription, conversion	Details	Price per unit (if applicable)

3.         OTHER INFORMATION

(a)        Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none "

None

(b)        Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i)  the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none"

None

Date of disclosure:	21 June 2024
Contact name:	Richard Howard
Telephone number:	[phone]

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [e-mail]

The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on [phone].

The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.

 

END