Form 8.5 (EPT/RI) - Barratt Developments Plc

UBS AG (EPT)

12 July 2024

 

FORM 8.5 (EPT/RI)

PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY

Rule 8.5 of the Takeover Code (the Code)

1.         KEY INFORMATION

(a) Name of exempt principal trader:	UBS Investment Bank, London
(b) Name of offeror/offeree in relation to whose relevant securities this form relates:      Use a separate form for each offeror/offeree	Barratt Developments plc
(c) Name of the party to the offer with which exempt principal trader is connected:	Barratt Developments plc
(d) Date dealing undertaken:	11 July 2024
(e) In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to this offer?      If it is a cash offer or possible cash offer, state "N/A"	NO

2.         DEALINGS BY THE EXEMPT PRINCIPAL TRADER

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

The currency of all prices and other monetary amounts should be stated.

(a)        Purchases and sales

Class of relevant security	Purchases/ sales	Total number of securities	Highest price per unit paid/received	Lowest price per unit paid/received
10p ordinary	Buy	1699914	4.95174 GBP	4.81654 GBP
10p ordinary	Sell	874095	4.95105  GBP	4.81654 GBP

(b)        Cash-settled derivative transactions

Class of relevant security	Product description e.g. CFD	Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position	Number of reference securities	Price per unit
10p ordinary	CFD	Long	826	4.88915075        GBP
10p ordinary	CFD	Long	2401	4.89877863        GBP
10p ordinary	CFD	Long	1416	4.944        GBP
10p ordinary	CFD	Long	5314	4.90935571        GBP
10p ordinary	CFD	Long	1036	4.91939768339768        GBP
10p ordinary	CFD	Long	3158	4.89920044608613        GBP
10p ordinary	CFD	Long	2162	4.91939500462535        GBP
10p ordinary	CFD	Long	2403	4.83556159        GBP
10p ordinary	CFD	Long	1592	4.87585106697236        GBP
10p ordinary	CFD	Long	43363	4.84855245255171        GBP
10p ordinary	CFD	Long	34137	4.95065354307643        GBP
10p ordinary	CFD	Long	2185	4.82871578631579        GBP
10p ordinary	CFD	Long	3550	4.866566        GBP
10p ordinary	CFD	Long	1696	4.92165094339623        GBP
10p ordinary	CFD	Long	9685	4.88098182        GBP
10p ordinary	CFD	Long	4039	4.88281807        GBP
10p ordinary	CFD	Long	3788	4.91797424        GBP
10p ordinary	CFD	Long	3311	4.905739        GBP
10p ordinary	CFD	Long	6640	4.90291333        GBP
10p ordinary	CFD	Long	235538	4.9149        GBP
10p ordinary	CFD	Long	467	4.89104069        GBP
10p ordinary	CFD	Long	213527	4.951        GBP
10p ordinary	CFD	Long	1675	4.842        GBP
10p ordinary	CFD	Long	1771	4.8841502        GBP
10p ordinary	CFD	Long	5296	4.94965051        GBP
10p ordinary	CFD	Long	810	4.945244        GBP
10p ordinary	CFD	Short	1080	4.840685        GBP
10p ordinary	CFD	Short	756	4.835484        GBP
10p ordinary	CFD	Short	186	4.834279        GBP
10p ordinary	CFD	Short	955	4.828867        GBP
10p ordinary	CFD	Short	2221	4.83800968032418        GBP
10p ordinary	CFD	Short	10518	4.95174272675414        GBP
10p ordinary	CFD	Short	10155	4.87493786539045        GBP
10p ordinary	CFD	Short	17910	4.93036663920491        GBP
10p ordinary	CFD	Short	3897	4.82985694        GBP
10p ordinary	CFD	Short	84541	4.89714348232313        GBP
10p ordinary	CFD	Short	44488	4.951        GBP
10p ordinary	CFD	Short	13579	4.890608        GBP
10p ordinary	CFD	Short	13044	4.95106189        GBP
10p ordinary	CFD	Short	2748	4.87848253        GBP
10p ordinary	CFD	Short	3371	4.951249        GBP
10p ordinary	CFD	Short	337	4.878249        GBP
10p ordinary	CFD	Short	76	4.93826315947368        GBP
10p ordinary	CFD	Short	158	4.840702        GBP
10p ordinary	CFD	Short	28	4.834233        GBP
10p ordinary	CFD	Short	142	4.82894        GBP
10p ordinary	CFD	Short	1000	4.9455        GBP
10p ordinary	CFD	Short	921	4.840679        GBP
10p ordinary	CFD	Short	159	4.834206        GBP
10p ordinary	CFD	Short	816	4.828869        GBP
10p ordinary	CFD	Short	270	4.86959259        GBP
10p ordinary	CFD	Short	55803	4.946009        GBP
10p ordinary	CFD	Short	2093	4.92        GBP
10p ordinary	CFD	Short	2950	4.945        GBP
10p ordinary	CFD	Short	1065	4.83799624413146        GBP
10p ordinary	CFD	Short	185175	4.95098604563251        GBP
10p ordinary	CFD	Short	48423	4.88916913        GBP
10p ordinary	CFD	Short	40600	4.91128572        GBP
10p ordinary	CFD	Short	1377	4.88482135076253        GBP
10p ordinary	CFD	Short	7346	4.91911625        GBP
10p ordinary	CFD	Short	17421	4.92806589556742        GBP
10p ordinary	CFD	Short	774690	4.92146        GBP
10p ordinary	CFD	Short	2384	4.876831        GBP
10p ordinary	CFD	Short	10157	4.9131        GBP
10p ordinary	CFD	Short	26991	4.951247        GBP

(c)        Stock-settled derivative transactions (including options)

(i)         Writing, selling, purchasing or varying

Class of relevant security	Product description e.g. call option	Writing, purchasing, selling, varying etc.	Number of securities to which option relates	Exercise price per unit	Type e.g. American, European etc.	Expiry date	Option money paid/ received per unit

(ii)        Exercise

Class of relevant security	Product description e.g. call option	Exercising/ exercised against	Number of securities	Exercise price per unit

(d)        Other dealings (including subscribing for new securities)

Class of relevant security	Nature of dealing e.g. subscription, conversion	Details	Price per unit (if applicable)

3.         OTHER INFORMATION

(a)        Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none "

None

(b)        Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i)  the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none"

None

Date of disclosure:	12 July 2024
Contact name:	Richard Howard
Telephone number:	[phone]

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [e-mail]

The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on [phone].

The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.

 

END