Form 8.5 (EPT/RI) - Barratt Developments Plc

UBS AG (EPT)

15 July 2024

 

FORM 8.5 (EPT/RI)

PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY

Rule 8.5 of the Takeover Code (the Code)

1.         KEY INFORMATION

(a) Name of exempt principal trader:	UBS Investment Bank, London
(b) Name of offeror/offeree in relation to whose relevant securities this form relates:      Use a separate form for each offeror/offeree	Barratt Developments plc
(c) Name of the party to the offer with which exempt principal trader is connected:	Barratt Developments plc
(d) Date dealing undertaken:	12 July 2024
(e) In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to this offer?      If it is a cash offer or possible cash offer, state "N/A"	NO :

2.         DEALINGS BY THE EXEMPT PRINCIPAL TRADER

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

The currency of all prices and other monetary amounts should be stated.

(a)        Purchases and sales

Class of relevant security	Purchases/ sales	Total number of securities	Highest price per unit paid/received	Lowest price per unit paid/received
10p ordinary	Buy	1950134	5.01350 GBP	4.91950  GBP
10p ordinary	Sell	932620	2.80006 GBP	1.79600 GBP

(b)        Cash-settled derivative transactions

Class of relevant security	Product description e.g. CFD	Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position	Number of reference securities	Price per unit
10p ordinary	CFD	Long	132888	4.9636        GBP
10p ordinary	CFD	Long	29935	4.9627        GBP
10p ordinary	CFD	Long	1604	4.967824        GBP
10p ordinary	CFD	Long	1083	4.977747        GBP
10p ordinary	CFD	Long	22280	4.977751        GBP
10p ordinary	CFD	Long	366	4.959568        GBP
10p ordinary	CFD	Long	1	4.949239        GBP
10p ordinary	CFD	Long	112	4.94714285714286        GBP
10p ordinary	CFD	Long	28	4.96892857142857        GBP
10p ordinary	CFD	Long	5	4.95639224        GBP
10p ordinary	CFD	Long	1	4.927639        GBP
10p ordinary	CFD	Long	162	4.959436        GBP
10p ordinary	CFD	Long	19	4.946324        GBP
10p ordinary	CFD	Long	6	4.97        GBP
10p ordinary	CFD	Long	10000	4.951        GBP
10p ordinary	CFD	Long	1297	4.9791        GBP
10p ordinary	CFD	Long	120	4.97931666666667        GBP
10p ordinary	CFD	Long	6789	4.95511665927972        GBP
10p ordinary	CFD	Long	110121	4.97075367738615        GBP
10p ordinary	CFD	Long	1842	4.96731731643322        GBP
10p ordinary	CFD	Long	3248	4.94552555        GBP
10p ordinary	CFD	Long	16760	4.978        GBP
10p ordinary	CFD	Long	8587	4.97782008        GBP
10p ordinary	CFD	Long	6520	4.97793778        GBP
10p ordinary	CFD	Long	3187	4.99315344        GBP
10p ordinary	CFD	Long	423	4.99832151        GBP
10p ordinary	CFD	Long	13153	4.946503        GBP
10p ordinary	CFD	Long	721	4.997        GBP
10p ordinary	CFD	Long	1398	4.9455        GBP
10p ordinary	CFD	Long	58	4.97937931034483        GBP
10p ordinary	CFD	Long	825	4.95        GBP
10p ordinary	CFD	Long	24404	4.95757089001803        GBP
10p ordinary	CFD	Long	6796	4.97765155974102        GBP
10p ordinary	CFD	Long	1658	4.98387756        GBP
10p ordinary	CFD	Long	2351	4.9581173973373        GBP
10p ordinary	CFD	Long	467	4.942        GBP
10p ordinary	CFD	Short	688523	4.951        GBP
10p ordinary	CFD	Short	215	4.970172        GBP
10p ordinary	CFD	Short	6488	4.95959638        GBP
10p ordinary	CFD	Short	1484	4.97802830188679        GBP
10p ordinary	CFD	Short	14589	4.98522582        GBP
10p ordinary	CFD	Short	22948	4.96774501133737        GBP
10p ordinary	CFD	Short	20742	4.97305843526372        GBP
10p ordinary	CFD	Short	510	4.966317        GBP
10p ordinary	CFD	Short	475579	4.978        GBP
10p ordinary	CFD	Short	10550	4.96632735314123        GBP
10p ordinary	CFD	Short	1000	4.9635        GBP
10p ordinary	CFD	Short	9464	4.97198267164731        GBP
10p ordinary	CFD	Short	21528	4.97968852146878        GBP
10p ordinary	CFD	Short	947	4.98742080429778        GBP
10p ordinary	CFD	Short	1008	4.98932837        GBP
10p ordinary	CFD	Short	20153	4.973806        GBP
10p ordinary	CFD	Short	659	4.969        GBP
10p ordinary	CFD	Short	8428	4.99633        GBP
10p ordinary	CFD	Short	51545	5.00326228        GBP
10p ordinary	CFD	Short	27104	4.97248541        GBP

(c)        Stock-settled derivative transactions (including options)

(i)         Writing, selling, purchasing or varying

Class of relevant security	Product description e.g. call option	Writing, purchasing, selling, varying etc.	Number of securities to which option relates	Exercise price per unit	Type e.g. American, European etc.	Expiry date	Option money paid/ received per unit

(ii)        Exercise

Class of relevant security	Product description e.g. call option	Exercising/ exercised against	Number of securities	Exercise price per unit

(d)        Other dealings (including subscribing for new securities)

Class of relevant security	Nature of dealing e.g. subscription, conversion	Details	Price per unit (if applicable)

3.         OTHER INFORMATION

(a)        Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none "

None

(b)        Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i)  the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none"

None

Date of disclosure:	15 July 2024
Contact name:	Richard Howard
Telephone number:	[phone]

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [e-mail]

The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on [phone].

The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.

 

END