Form 8.5 (EPT/RI) - Barratt Developments Plc

UBS AG (EPT)

26 July 2024

 

FORM 8.5 (EPT/RI)

PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY

Rule 8.5 of the Takeover Code (the Code)

1.         KEY INFORMATION

(a) Name of exempt principal trader:	UBS Investment Bank, London
(b) Name of offeror/offeree in relation to whose relevant securities this form relates:      Use a separate form for each offeror/offeree	Barratt Developments plc
(c) Name of the party to the offer with which exempt principal trader is connected:	Barratt Developments plc
(d) Date dealing undertaken:	25 July 2024
(e) In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to this offer?      If it is a cash offer or possible cash offer, state "N/A"	NO :

2.         DEALINGS BY THE EXEMPT PRINCIPAL TRADER

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

The currency of all prices and other monetary amounts should be stated.

(a)        Purchases and sales

Class of relevant security	Purchases/ sales	Total number of securities	Highest price per unit paid/received	Lowest price per unit paid/received
10p ordinary	Buy	1362106	5.09303  GBP	4.98522 GBP
10p ordinary	Sell	1033822	5.09303 GBP	4.99500 GBP

(b)        Cash-settled derivative transactions

Class of relevant security	Product description e.g. CFD	Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position	Number of reference securities	Price per unit
10p ordinary	CFD	Long	551	5.07589688254083        GBP
10p ordinary	CFD	Long	350048	5.092        GBP
10p ordinary	CFD	Long	25006	5.04253235        GBP
10p ordinary	CFD	Long	9238	5.06450616816194        GBP
10p ordinary	CFD	Long	2531	5.04433109        GBP
10p ordinary	CFD	Long	6149	5.01519109        GBP
10p ordinary	CFD	Long	1308	5.01194316        GBP
10p ordinary	CFD	Long	28660	5.09063615        GBP
10p ordinary	CFD	Long	12774	5.06550259        GBP
10p ordinary	CFD	Long	7702	5.066425        GBP
10p ordinary	CFD	Long	3870	5.01989664        GBP
10p ordinary	CFD	Long	1398	5.0443        GBP
10p ordinary	CFD	Long	31557	4.995        GBP
10p ordinary	CFD	Long	78086	5.042565        GBP
10p ordinary	CFD	Long	9929	5.091745        GBP
10p ordinary	CFD	Long	5371	5.0612399925526        GBP
10p ordinary	CFD	Long	32630	5.0        GBP
10p ordinary	CFD	Long	35	4.99871428571429        GBP
10p ordinary	CFD	Long	5206	5.06124087591241        GBP
10p ordinary	CFD	Long	2193	5.03232148        GBP
10p ordinary	CFD	Long	15611	5.08190890993018        GBP
10p ordinary	CFD	Long	33372	5.02466789740501        GBP
10p ordinary	CFD	Long	4771	5.00464766070845        GBP
10p ordinary	CFD	Long	25781	5.062956        GBP
10p ordinary	CFD	Long	12214	5.09069903        GBP
10p ordinary	CFD	Long	33605	5.06928127        GBP
10p ordinary	CFD	Long	1609	5.03716594        GBP
10p ordinary	CFD	Long	689	5.08396226        GBP
10p ordinary	CFD	Long	823	5.026        GBP
10p ordinary	CFD	Long	2148	5.030328        GBP
10p ordinary	CFD	Long	827	5.0077917        GBP
10p ordinary	CFD	Long	6499	5.06240151        GBP
10p ordinary	CFD	Long	827	5.07378863        GBP
10p ordinary	CFD	Long	18	4.99844444444444        GBP
10p ordinary	CFD	Long	359	5.02        GBP
10p ordinary	CFD	Long	4919	5.07983980535068        GBP
10p ordinary	CFD	Short	1193	4.98521841        GBP
10p ordinary	CFD	Short	18114	5.00600960716683        GBP
10p ordinary	CFD	Short	3000	5.08361        GBP
10p ordinary	CFD	Short	13934	5.04572818367805        GBP
10p ordinary	CFD	Short	15467	5.05299237132476        GBP
10p ordinary	CFD	Short	855	5.00807953        GBP
10p ordinary	CFD	Short	907520	5.0527        GBP
10p ordinary	CFD	Short	500	5.058        GBP
10p ordinary	CFD	Short	488	5.0833789855123        GBP
10p ordinary	CFD	Short	359	5.02        GBP
10p ordinary	CFD	Short	13600	5.00845367647059        GBP
10p ordinary	CFD	Short	1912	5.092        GBP
10p ordinary	CFD	Short	341	5.08904122        GBP
10p ordinary	CFD	Short	13528	5.078115        GBP
10p ordinary	CFD	Short	7500	5.03452666666667        GBP
10p ordinary	CFD	Short	2622	5.04874332615561        GBP
10p ordinary	CFD	Short	80564	5.07749641445658        GBP
10p ordinary	CFD	Short	1195	5.0134606663682        GBP
10p ordinary	CFD	Short	125	4.9965        GBP
10p ordinary	CFD	Short	3703	5.092255        GBP
10p ordinary	CFD	Short	172	5.002267        GBP

(c)        Stock-settled derivative transactions (including options)

(i)         Writing, selling, purchasing or varying

Class of relevant security	Product description e.g. call option	Writing, purchasing, selling, varying etc.	Number of securities to which option relates	Exercise price per unit	Type e.g. American, European etc.	Expiry date	Option money paid/ received per unit

(ii)        Exercise

Class of relevant security	Product description e.g. call option	Exercising/ exercised against	Number of securities	Exercise price per unit

(d)        Other dealings (including subscribing for new securities)

Class of relevant security	Nature of dealing e.g. subscription, conversion	Details	Price per unit (if applicable)

3.         OTHER INFORMATION

(a)        Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none "

None

(b)        Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i)  the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none"

None

Date of disclosure:	26 July 2024
Contact name:	Richard Howard
Telephone number:	[phone]

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [e-mail]

The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on [phone].

The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.

 

END