Form 8.5 (EPT/RI) - Barratt Developments Plc

UBS AG (EPT)

01 August 2024

 

FORM 8.5 (EPT/RI)

PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY

Rule 8.5 of the Takeover Code (the Code)

1.         KEY INFORMATION

(a) Name of exempt principal trader:	UBS Investment Bank, London
(b) Name of offeror/offeree in relation to whose relevant securities this form relates:      Use a separate form for each offeror/offeree	Barratt Developments plc
(c) Name of the party to the offer with which exempt principal trader is connected:	Barratt Developments plc
(d) Date dealing undertaken:	31 July 2024
(e) In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to this offer?      If it is a cash offer or possible cash offer, state "N/A"	NO

2.         DEALINGS BY THE EXEMPT PRINCIPAL TRADER

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

The currency of all prices and other monetary amounts should be stated.

(a)        Purchases and sales

Class of relevant security	Purchases/ sales	Total number of securities	Highest price per unit paid/received	Lowest price per unit paid/received
10p ordinary	Buy	1369496	5.37600        GBP	5.26600        GBP
10p ordinary	Sell	335448	5.36000        GBP	5.26547        GBP

(b)        Cash-settled derivative transactions

Class of relevant security	Product description e.g. CFD	Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position	Number of reference securities	Price per unit
10p ordinary	CFD	Long	499	5.331162        GBP
10p ordinary	CFD	Long	2488	5.31016077        GBP
10p ordinary	CFD	Long	10121	5.26800909001087        GBP
10p ordinary	CFD	Long	3908	5.34346923308854        GBP
10p ordinary	CFD	Long	9657	5.265737        GBP
10p ordinary	CFD	Long	39774	5.304617        GBP
10p ordinary	CFD	Long	50145	5.266        GBP
10p ordinary	CFD	Long	1682	5.302485        GBP
10p ordinary	CFD	Long	4800	5.29318125        GBP
10p ordinary	CFD	Long	5560	5.34727661639029        GBP
10p ordinary	CFD	Long	9919	5.31003407374937        GBP
10p ordinary	CFD	Long	33221	5.26696324613949        GBP
10p ordinary	CFD	Long	2742	5.32229613        GBP
10p ordinary	CFD	Long	2800	5.27955357142857        GBP
10p ordinary	CFD	Long	2605	5.32385123918234        GBP
10p ordinary	CFD	Long	4028	5.30114647478401        GBP
10p ordinary	CFD	Long	20	5.354        GBP
10p ordinary	CFD	Long	243	5.31559671        GBP
10p ordinary	CFD	Long	3641	5.34312523        GBP
10p ordinary	CFD	Long	6	5.318        GBP
10p ordinary	CFD	Long	4958	5.30215328656313        GBP
10p ordinary	CFD	Long	45	5.33706667        GBP
10p ordinary	CFD	Long	20568	5.26653840918077        GBP
10p ordinary	CFD	Short	12140	5.266264        GBP
10p ordinary	CFD	Short	100000	5.332665        GBP
10p ordinary	CFD	Short	2494	5.26606583        GBP
10p ordinary	CFD	Short	2500	5.364952        GBP
10p ordinary	CFD	Short	7105	5.266        GBP
10p ordinary	CFD	Short	7583	5.31811262073454        GBP
10p ordinary	CFD	Short	13854	5.335076        GBP
10p ordinary	CFD	Short	580	5.29791379310345        GBP
10p ordinary	CFD	Short	37026	5.32727643090585        GBP
10p ordinary	CFD	Short	7562	5.33961081        GBP
10p ordinary	CFD	Short	854786	5.2976        GBP
10p ordinary	CFD	Short	3651	5.334958        GBP
10p ordinary	CFD	Short	5608	5.28664996        GBP
10p ordinary	CFD	Short	4800	5.3293029196875        GBP
10p ordinary	CFD	Short	14568	5.33491748940211        GBP
10p ordinary	CFD	Short	1197	5.29791979949875        GBP
10p ordinary	CFD	Short	146438	5.26719265614117        GBP
10p ordinary	CFD	Short	9756	5.266105        GBP
10p ordinary	CFD	Short	1757	5.297683        GBP
10p ordinary	CFD	Short	12268	5.302908        GBP
10p ordinary	CFD	Short	1493	5.31208305        GBP

(c)        Stock-settled derivative transactions (including options)

(i)         Writing, selling, purchasing or varying

Class of relevant security	Product description e.g. call option	Writing, purchasing, selling, varying etc.	Number of securities to which option relates	Exercise price per unit	Type e.g. American, European etc.	Expiry date	Option money paid/ received per unit

(ii)        Exercise

Class of relevant security	Product description e.g. call option	Exercising/ exercised against	Number of securities	Exercise price per unit

(d)        Other dealings (including subscribing for new securities)

Class of relevant security	Nature of dealing e.g. subscription, conversion	Details	Price per unit (if applicable)

3.         OTHER INFORMATION

(a)        Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none "

None

(b)        Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i)  the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none"

None

Date of disclosure:	01 August 2024
Contact name:	Richard Howard
Telephone number:	[phone]

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [e-mail]

The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on [phone].

The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.

 

END