Form 8.5 (EPT/RI) - Barratt Developments plc

UBS AG (EPT)

02 August 2024

 

FORM 8.5 (EPT/RI)

PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY

Rule 8.5 of the Takeover Code (the Code)

1.         KEY INFORMATION

(a) Name of exempt principal trader:	UBS Investment Bank, London
(b) Name of offeror/offeree in relation to whose relevant securities this form relates:      Use a separate form for each offeror/offeree	Barratt Developments plc
(c) Name of the party to the offer with which exempt principal trader is connected:	Barratt Developments plc
(d) Date dealing undertaken:	01 August 2024
(e) In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to this offer?      If it is a cash offer or possible cash offer, state "N/A"	NO

2.         DEALINGS BY THE EXEMPT PRINCIPAL TRADER

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

The currency of all prices and other monetary amounts should be stated.

(a)        Purchases and sales

Class of relevant security	Purchases/ sales	Total number of securities	Highest price per unit paid/received	Lowest price per unit paid/received
10p ordinary	Buy	622227	5.35000        GBP	5.24399        GBP
10p ordinary	Sell	983247	5.35000        GBP	5.23800        GBP

(b)        Cash-settled derivative transactions

Class of relevant security	Product description e.g. CFD	Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position	Number of reference securities	Price per unit
10p ordinary	CFD	Long	520	5.30084808        GBP
10p ordinary	CFD	Long	11549	5.30463864202528        GBP
10p ordinary	CFD	Long	12829	5.318408        GBP
10p ordinary	CFD	Long	10516	5.29920557        GBP
10p ordinary	CFD	Long	502	5.333332        GBP
10p ordinary	CFD	Long	296735	5.333581        GBP
10p ordinary	CFD	Long	32110	5.339733        GBP
10p ordinary	CFD	Long	4923	5.339734        GBP
10p ordinary	CFD	Long	4868	5.32203323443303        GBP
10p ordinary	CFD	Long	21492	5.30432277        GBP
10p ordinary	CFD	Long	12613	5.32581126        GBP
10p ordinary	CFD	Long	718	5.29995448        GBP
10p ordinary	CFD	Long	858	5.30962328        GBP
10p ordinary	CFD	Long	629	5.3        GBP
10p ordinary	CFD	Long	262	5.288        GBP
10p ordinary	CFD	Long	2072	5.304        GBP
10p ordinary	CFD	Long	2844	5.301        GBP
10p ordinary	CFD	Long	39225	5.307676        GBP
10p ordinary	CFD	Long	912	5.30292763        GBP
10p ordinary	CFD	Long	28890	5.33980836        GBP
10p ordinary	CFD	Long	18574	5.34        GBP
10p ordinary	CFD	Long	7395	5.33247708        GBP
10p ordinary	CFD	Long	119126	5.33722704416265        GBP
10p ordinary	CFD	Long	1038	5.32898555        GBP
10p ordinary	CFD	Long	1398	5.33415522150215        GBP
10p ordinary	CFD	Long	2551	5.31602743814191        GBP
10p ordinary	CFD	Long	1800	5.27172333388889        GBP
10p ordinary	CFD	Short	555	5.33204324324324        GBP
10p ordinary	CFD	Short	4002	5.2883928        GBP
10p ordinary	CFD	Short	14084	5.30768488813405        GBP
10p ordinary	CFD	Short	10608	5.28918127708145        GBP
10p ordinary	CFD	Short	181082	5.34        GBP
10p ordinary	CFD	Short	924	5.26706584        GBP
10p ordinary	CFD	Short	22051	5.300647        GBP
10p ordinary	CFD	Short	956	5.334        GBP
10p ordinary	CFD	Short	704	5.29        GBP
10p ordinary	CFD	Short	838	5.32098521675418        GBP
10p ordinary	CFD	Short	755	5.33155364013245        GBP
10p ordinary	CFD	Short	148	5.33        GBP
10p ordinary	CFD	Short	119	5.308        GBP
10p ordinary	CFD	Short	28031	5.33909036429275        GBP
10p ordinary	CFD	Short	3102	5.31972856473243        GBP
10p ordinary	CFD	Short	9770	5.30891463423234        GBP
10p ordinary	CFD	Short	6669	5.3132        GBP
10p ordinary	CFD	Short	3479	5.34080195458465        GBP
10p ordinary	CFD	Short	180	5.262278        GBP
10p ordinary	CFD	Short	500	5.282        GBP
10p ordinary	CFD	Short	2539	5.344        GBP
10p ordinary	CFD	Short	5225	5.321252        GBP

(c)        Stock-settled derivative transactions (including options)

(i)         Writing, selling, purchasing or varying

Class of relevant security	Product description e.g. call option	Writing, purchasing, selling, varying etc.	Number of securities to which option relates	Exercise price per unit	Type e.g. American, European etc.	Expiry date	Option money paid/ received per unit

(ii)        Exercise

Class of relevant security	Product description e.g. call option	Exercising/ exercised against	Number of securities	Exercise price per unit

(d)        Other dealings (including subscribing for new securities)

Class of relevant security	Nature of dealing e.g. subscription, conversion	Details	Price per unit (if applicable)

3.         OTHER INFORMATION

(a)        Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none "

None

(b)        Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i)  the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none"

None

Date of disclosure:	02 August 2024
Contact name:	Richard Howard
Telephone number:	[phone]

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [e-mail]

The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on [phone].

The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.

 

END