Form 8.5 (EPT/RI) - Barratt Developments Plc

UBS AG (EPT)

14 August 2024

 

FORM 8.5 (EPT/RI)

PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY

Rule 8.5 of the Takeover Code (the Code)

1.         KEY INFORMATION

(a) Name of exempt principal trader:	UBS Investment Bank, London
(b) Name of offeror/offeree in relation to whose relevant securities this form relates:      Use a separate form for each offeror/offeree	Barratt Developments plc
(c) Name of the party to the offer with which exempt principal trader is connected:	Barratt Developments plc
(d) Date dealing undertaken:	13 August 2024
(e) In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to this offer?      If it is a cash offer or possible cash offer, state "N/A"	NO

2.         DEALINGS BY THE EXEMPT PRINCIPAL TRADER

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

The currency of all prices and other monetary amounts should be stated.

(a)        Purchases and sales

Class of relevant security	Purchases/ sales	Total number of securities	Highest price per unit paid/received	Lowest price per unit paid/received
10p ordinary	Buy	455077	5.29400        GBP	5.24521        GBP
10p ordinary	Sell	359717	5.29400        GBP	5.24801       GBP

(b)        Cash-settled derivative transactions

Class of relevant security	Product description e.g. CFD	Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position	Number of reference securities	Price per unit
10p ordinary	CFD	Long	275	5.274596        GBP
10p ordinary	CFD	Long	66277	5.29        GBP
10p ordinary	CFD	Long	1379	5.27797409525743        GBP
10p ordinary	CFD	Long	33242	5.28993742855183        GBP
10p ordinary	CFD	Long	1167	5.27498200308483        GBP
10p ordinary	CFD	Long	624	5.27978846278846        GBP
10p ordinary	CFD	Long	6585	5.27879075        GBP
10p ordinary	CFD	Long	4594	5.28075056        GBP
10p ordinary	CFD	Long	1158	5.28646748        GBP
10p ordinary	CFD	Long	20612	5.289736        GBP
10p ordinary	CFD	Long	467	5.275308        GBP
10p ordinary	CFD	Long	3086	5.289734        GBP
10p ordinary	CFD	Long	6950	5.2892071942446        GBP
10p ordinary	CFD	Long	99	5.28919191919192        GBP
10p ordinary	CFD	Long	6585	5.27899303        GBP
10p ordinary	CFD	Long	37141	5.28999353813844        GBP
10p ordinary	CFD	Long	345	5.28921739130435        GBP
10p ordinary	CFD	Long	340	5.276        GBP
10p ordinary	CFD	Long	4763	5.27802181        GBP
10p ordinary	CFD	Long	730	5.289918        GBP
10p ordinary	CFD	Long	3253	5.2843744268921        GBP
10p ordinary	CFD	Short	3667	5.29019089173711        GBP
10p ordinary	CFD	Short	6054	5.27766038982491        GBP
10p ordinary	CFD	Short	693	5.27384126535354        GBP
10p ordinary	CFD	Short	4840	5.27233016597934        GBP
10p ordinary	CFD	Short	40521	5.26820977        GBP
10p ordinary	CFD	Short	850	5.27247059        GBP
10p ordinary	CFD	Short	5473	5.2871438        GBP
10p ordinary	CFD	Short	299	5.26638796        GBP
10p ordinary	CFD	Short	4082	5.28516658        GBP
10p ordinary	CFD	Short	3956	5.288233        GBP
10p ordinary	CFD	Short	8457	5.26992        GBP
10p ordinary	CFD	Short	2098	5.25        GBP
10p ordinary	CFD	Short	549	5.279002        GBP
10p ordinary	CFD	Short	1766	5.29018403171008        GBP
10p ordinary	CFD	Short	2998	5.27734823215477        GBP
10p ordinary	CFD	Short	15614	5.28308293566031        GBP
10p ordinary	CFD	Short	1186	5.27647306084317        GBP
10p ordinary	CFD	Short	93	5.27793548        GBP
10p ordinary	CFD	Short	2300	5.28399130434783        GBP
10p ordinary	CFD	Short	12902	5.27547062267168        GBP
10p ordinary	CFD	Short	8392	5.2819204037357        GBP
10p ordinary	CFD	Short	16381	5.28161101        GBP
10p ordinary	CFD	Short	10435	5.29        GBP
10p ordinary	CFD	Short	4577	5.2862        GBP
10p ordinary	CFD	Short	114130	5.2838086476472        GBP
10p ordinary	CFD	Short	5382	5.28286191377369        GBP
10p ordinary	CFD	Short	16137	5.283219        GBP

(c)        Stock-settled derivative transactions (including options)

(i)         Writing, selling, purchasing or varying

Class of relevant security	Product description e.g. call option	Writing, purchasing, selling, varying etc.	Number of securities to which option relates	Exercise price per unit	Type e.g. American, European etc.	Expiry date	Option money paid/ received per unit

(ii)        Exercise

Class of relevant security	Product description e.g. call option	Exercising/ exercised against	Number of securities	Exercise price per unit

(d)        Other dealings (including subscribing for new securities)

Class of relevant security	Nature of dealing e.g. subscription, conversion	Details	Price per unit (if applicable)

3.         OTHER INFORMATION

(a)        Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none "

None

(b)        Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i)  the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none"

None

Date of disclosure:	14 August 2024
Contact name:	Richard Howard
Telephone number:	[phone]

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [e-mail]

The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on [phone].

The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.

 

END