Form 8.5 (EPT/RI) - Barratt Developments plc

UBS AG (EPT)

20 August 2024

 

FORM 8.5 (EPT/RI)

PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY

Rule 8.5 of the Takeover Code (the Code)

1.         KEY INFORMATION

(a) Name of exempt principal trader:	UBS Investment Bank, London
(b) Name of offeror/offeree in relation to whose relevant securities this form relates:      Use a separate form for each offeror/offeree	Barratt Developments plc
(c) Name of the party to the offer with which exempt principal trader is connected:	Barratt Developments plc
(d) Date dealing undertaken:	19 August 2024
(e) In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to this offer?      If it is a cash offer or possible cash offer, state "N/A"	NO

2.         DEALINGS BY THE EXEMPT PRINCIPAL TRADER

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

The currency of all prices and other monetary amounts should be stated.

(a)        Purchases and sales

Class of relevant security	Purchases/ sales	Total number of securities	Highest price per unit paid/received	Lowest price per unit paid/received
10p ordinary	Buy	450384	5.54083  GBP	5.38256  GBP
10p ordinary	Sell	378850	5.54055  GBP	5.38256  GBP

(b)        Cash-settled derivative transactions

Class of relevant security	Product description e.g. CFD	Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position	Number of reference securities	Price per unit
10p ordinary	CFD	Long	4011	5.52797307609075        GBP
10p ordinary	CFD	Long	8580	5.50057119        GBP
10p ordinary	CFD	Long	37739	5.53519409629296        GBP
10p ordinary	CFD	Long	26561	5.41397198900644        GBP
10p ordinary	CFD	Long	29585	5.54        GBP
10p ordinary	CFD	Long	3088	5.492824        GBP
10p ordinary	CFD	Long	10249	5.49143311226559        GBP
10p ordinary	CFD	Long	3932	5.49289013478383        GBP
10p ordinary	CFD	Long	7541	5.51675545        GBP
10p ordinary	CFD	Long	1296	5.47168764        GBP
10p ordinary	CFD	Long	282	5.391844        GBP
10p ordinary	CFD	Long	579	5.471192        GBP
10p ordinary	CFD	Long	243	5.381728        GBP
10p ordinary	CFD	Long	18651	5.539723        GBP
10p ordinary	CFD	Long	1753	5.53916714204221        GBP
10p ordinary	CFD	Long	2006	5.4872979998006        GBP
10p ordinary	CFD	Long	4423	5.505886        GBP
10p ordinary	CFD	Long	117	5.38153846        GBP
10p ordinary	CFD	Long	2693	5.43204976        GBP
10p ordinary	CFD	Long	16742	5.539917        GBP
10p ordinary	CFD	Long	2204	5.42293058        GBP
10p ordinary	CFD	Long	243	5.41679012        GBP
10p ordinary	CFD	Long	240	5.41705416366667        GBP
10p ordinary	CFD	Long	3624	5.42337996534216        GBP
10p ordinary	CFD	Long	7763	5.43287118109751        GBP
10p ordinary	CFD	Long	18495	5.40885374287699        GBP
10p ordinary	CFD	Long	19809	5.41131748        GBP
10p ordinary	CFD	Long	20708	5.48956248383717        GBP
10p ordinary	CFD	Long	6569	5.52647762103973        GBP
10p ordinary	CFD	Short	10439	5.49684375898075        GBP
10p ordinary	CFD	Short	29785	5.53913104015981        GBP
10p ordinary	CFD	Short	2190	5.52049863        GBP
10p ordinary	CFD	Short	1135	5.48675859        GBP
10p ordinary	CFD	Short	10014	5.53998731775514        GBP
10p ordinary	CFD	Short	5130	5.53846628        GBP
10p ordinary	CFD	Short	4335	5.46226528        GBP
10p ordinary	CFD	Short	255	5.39407843        GBP
10p ordinary	CFD	Short	117	5.540085        GBP
10p ordinary	CFD	Short	11438	5.455824        GBP
10p ordinary	CFD	Short	1760	5.526        GBP
10p ordinary	CFD	Short	5173	5.49452774018945        GBP
10p ordinary	CFD	Short	459	5.498858        GBP
10p ordinary	CFD	Short	127	5.493291        GBP
10p ordinary	CFD	Short	8475	5.48576660811091        GBP
10p ordinary	CFD	Short	1012	5.48117786833992        GBP
10p ordinary	CFD	Short	503	5.528        GBP
10p ordinary	CFD	Short	2510	5.47844263191235        GBP
10p ordinary	CFD	Short	733	5.42581446111869        GBP
10p ordinary	CFD	Short	13557	5.46666888        GBP
10p ordinary	CFD	Short	11192	5.524821        GBP
10p ordinary	CFD	Short	4065	5.54083148831488        GBP
10p ordinary	CFD	Short	71370	5.49212599740003        GBP
10p ordinary	CFD	Short	78154	5.43985315        GBP
10p ordinary	CFD	Short	41403	5.40887587        GBP
10p ordinary	CFD	Short	20702	5.41218733        GBP
10p ordinary	CFD	Short	1304	5.45040486        GBP

(c)        Stock-settled derivative transactions (including options)

(i)         Writing, selling, purchasing or varying

Class of relevant security	Product description e.g. call option	Writing, purchasing, selling, varying etc.	Number of securities to which option relates	Exercise price per unit	Type e.g. American, European etc.	Expiry date	Option money paid/ received per unit

(ii)        Exercise

Class of relevant security	Product description e.g. call option	Exercising/ exercised against	Number of securities	Exercise price per unit

(d)        Other dealings (including subscribing for new securities)

Class of relevant security	Nature of dealing e.g. subscription, conversion	Details	Price per unit (if applicable)

3.         OTHER INFORMATION

(a)        Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none "

None

(b)        Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i)  the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none"

None

Date of disclosure:	20 August 2024
Contact name:	Richard Howard
Telephone number:	[phone]

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [e-mail]

The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on [phone].

The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.

 

END