Form 8.5 (EPT/RI) - Barratt Developments Plc

UBS AG (EPT)

22 August 2024

 

FORM 8.5 (EPT/RI)

PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY

Rule 8.5 of the Takeover Code (the Code)

1.         KEY INFORMATION

(a) Name of exempt principal trader:	UBS Investment Bank, London
(b) Name of offeror/offeree in relation to whose relevant securities this form relates:      Use a separate form for each offeror/offeree	Barratt Developments plc
(c) Name of the party to the offer with which exempt principal trader is connected:	Barratt Developments plc
(d) Date dealing undertaken:	21 August 2024
(e) In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to this offer?      If it is a cash offer or possible cash offer, state "N/A"	NO :

2.         DEALINGS BY THE EXEMPT PRINCIPAL TRADER

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

The currency of all prices and other monetary amounts should be stated.

(a)        Purchases and sales

Class of relevant security	Purchases/ sales	Total number of securities	Highest price per unit paid/received	Lowest price per unit paid/received
10p ordinary	Buy	32109361	5.52201 GBP	5.4283  GBP
10p ordinary	Sell	35054591	5.52201 GBP	5.42837 GBP

(b)        Cash-settled derivative transactions

Class of relevant security	Product description e.g. CFD	Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position	Number of reference securities	Price per unit
10p ordinary	CFD	Long	965012	5.43        GBP
10p ordinary	CFD	Long	111173	5.50515429        GBP
10p ordinary	CFD	Long	97975	5.48557084        GBP
10p ordinary	CFD	Long	176	5.47671143        GBP
10p ordinary	CFD	Long	924	5.484859        GBP
10p ordinary	CFD	Long	1715	5.47788        GBP
10p ordinary	CFD	Long	1141	5.488918        GBP
10p ordinary	CFD	Long	705	5.469661        GBP
10p ordinary	CFD	Long	187458	5.489449        GBP
10p ordinary	CFD	Long	310097	5.429837        GBP
10p ordinary	CFD	Long	87	5.5087931        GBP
10p ordinary	CFD	Long	37326	5.49586430214944        GBP
10p ordinary	CFD	Long	23317	5.49302345829995        GBP
10p ordinary	CFD	Long	62	5.50958064516129        GBP
10p ordinary	CFD	Long	3062	5.48993138        GBP
10p ordinary	CFD	Long	1185	5.47443038        GBP
10p ordinary	CFD	Long	10090	5.485621        GBP
10p ordinary	CFD	Long	5921	5.42918594831954        GBP
10p ordinary	CFD	Long	427920	5.429457        GBP
10p ordinary	CFD	Long	184	5.486        GBP
10p ordinary	CFD	Long	19600	5.48410306122449        GBP
10p ordinary	CFD	Long	144000	5.4291855        GBP
10p ordinary	CFD	Long	2834	5.48499799979887        GBP
10p ordinary	CFD	Long	3501	5.42918594687232        GBP
10p ordinary	CFD	Long	5053	5.42918464278646        GBP
10p ordinary	CFD	Long	4341	5.429728        GBP
10p ordinary	CFD	Long	4825	5.42918549222798        GBP
10p ordinary	CFD	Long	463532	5.48485171        GBP
10p ordinary	CFD	Long	139	5.472164        GBP
10p ordinary	CFD	Short	10309	5.48804346        GBP
10p ordinary	CFD	Short	8053	5.4453        GBP
10p ordinary	CFD	Short	1197	5.45768644        GBP
10p ordinary	CFD	Short	404	5.50606436        GBP
10p ordinary	CFD	Short	71829	5.43        GBP
10p ordinary	CFD	Short	2513	5.496008        GBP
10p ordinary	CFD	Short	23153	5.430272        GBP
10p ordinary	CFD	Short	184	5.486        GBP
10p ordinary	CFD	Short	71396	5.52        GBP
10p ordinary	CFD	Short	127065	5.430082        GBP
10p ordinary	CFD	Short	5264	5.49220231        GBP
10p ordinary	CFD	Short	10766	5.47868363520063        GBP
10p ordinary	CFD	Short	77939	5.47992709985963        GBP
10p ordinary	CFD	Short	12102	5.43907371        GBP
10p ordinary	CFD	Short	4213	5.430081        GBP
10p ordinary	CFD	Short	2012	5.49022366        GBP
10p ordinary	CFD	Short	16592	5.51        GBP
10p ordinary	CFD	Short	12202	5.498        GBP
10p ordinary	CFD	Short	3567	5.48        GBP
10p ordinary	CFD	Short	139929	5.501757        GBP
10p ordinary	CFD	Short	15143	5.514        GBP
10p ordinary	CFD	Short	932	5.511        GBP
10p ordinary	CFD	Short	1489	5.51281128        GBP
10p ordinary	CFD	Short	2164	5.48085861        GBP
10p ordinary	CFD	Short	233	5.438622        GBP
10p ordinary	CFD	Short	126886	5.44433927421859        GBP
10p ordinary	CFD	Short	3904	5.4970637811373        GBP
10p ordinary	CFD	Short	2119	5.49326191380368        GBP
10p ordinary	CFD	Short	1523	5.504        GBP
10p ordinary	CFD	Short	8164	5.4885388        GBP
10p ordinary	CFD	Short	14236	5.49142778858598        GBP
10p ordinary	CFD	Short	3960	5.43545454545455        GBP
10p ordinary	CFD	Short	55409	5.48785118        GBP
10p ordinary	CFD	Short	5218	5.50186231        GBP
10p ordinary	CFD	Short	4410	5.49767977        GBP

(c)        Stock-settled derivative transactions (including options)

(i)         Writing, selling, purchasing or varying

Class of relevant security	Product description e.g. call option	Writing, purchasing, selling, varying etc.	Number of securities to which option relates	Exercise price per unit	Type e.g. American, European etc.	Expiry date	Option money paid/ received per unit

(ii)        Exercise

Class of relevant security	Product description e.g. call option	Exercising/ exercised against	Number of securities	Exercise price per unit

(d)        Other dealings (including subscribing for new securities)

Class of relevant security	Nature of dealing e.g. subscription, conversion	Details	Price per unit (if applicable)

3.         OTHER INFORMATION

(a)        Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none "

None

(b)        Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i)  the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none"

None

Date of disclosure:	22 August 2024
Contact name:	Richard Howard
Telephone number:	[phone]

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [e-mail]

The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on [phone].

The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.

 

END