Form 8.5 (EPT/RI) Barratt Developments

UBS AG (EPT)

07 May 2024

 

FORM 8.5 (EPT/RI)

PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY

Rule 8.5 of the Takeover Code (the Code)

1.         KEY INFORMATION

(a) Name of exempt principal trader:	UBS Investment Bank, London
(b) Name of offeror/offeree in relation to whose relevant securities this form relates:      Use a separate form for each offeror/offeree	Barratt Developments plc
(c) Name of the party to the offer with which exempt principal trader is connected:	Barratt Developments plc
(d) Date dealing undertaken:	03 May 2024
(e) In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to this offer?      If it is a cash offer or possible cash offer, state "N/A"	NO

2.         DEALINGS BY THE EXEMPT PRINCIPAL TRADER

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

The currency of all prices and other monetary amounts should be stated.

(a)        Purchases and sales

Class of relevant security	Purchases/ sales	Total number of securities	Highest price per unit paid/received	Lowest price per unit paid/received
10p ordinary	Buy	421616	4.80900        GBP	4.62400        GBP
10p ordinary	Sell	671334	4.80650        GBP	4.62500        GBP

(b)        Cash-settled derivative transactions

Class of relevant security	Product description e.g. CFD	Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position	Number of reference securities	Price per unit
10p ordinary	CFD	Long	9129	4.79206896        GBP
10p ordinary	CFD	Long	1016	4.79        GBP
10p ordinary	CFD	Long	13570	4.77452056        GBP
10p ordinary	CFD	Long	55223	4.788409        GBP
10p ordinary	CFD	Long	252	4.79673214        GBP
10p ordinary	CFD	Long	4753	4.66587144961077        GBP
10p ordinary	CFD	Long	1700	4.789        GBP
10p ordinary	CFD	Long	843	4.719        GBP
10p ordinary	CFD	Long	33195	4.787        GBP
10p ordinary	CFD	Long	971	4.795        GBP
10p ordinary	CFD	Long	5384	4.74308227804235        GBP
10p ordinary	CFD	Long	3075	4.79821626        GBP
10p ordinary	CFD	Long	2944	4.78034290081522        GBP
10p ordinary	CFD	Long	18187	4.7363        GBP
10p ordinary	CFD	Long	7400	4.78680852        GBP
10p ordinary	CFD	Long	9884	4.72902061401052        GBP
10p ordinary	CFD	Long	67358	4.772792        GBP
10p ordinary	CFD	Long	7	4.758        GBP
10p ordinary	CFD	Long	21877	4.72425519540705        GBP
10p ordinary	CFD	Long	6103	4.77078        GBP
10p ordinary	CFD	Long	166	4.6390983        GBP
10p ordinary	CFD	Long	63700	4.73920832025118        GBP
10p ordinary	CFD	Long	4032	4.65042411        GBP
10p ordinary	CFD	Long	27	4.791        GBP
10p ordinary	CFD	Long	10629	4.66587317715684        GBP
10p ordinary	CFD	Long	38629	4.745453        GBP
10p ordinary	CFD	Long	84152	4.787037360973        GBP
10p ordinary	CFD	Long	473	4.80167864693446        GBP
10p ordinary	CFD	Long	28687	4.65551451        GBP
10p ordinary	CFD	Long	14749	4.78735738        GBP
10p ordinary	CFD	Long	118	4.64466102        GBP
10p ordinary	CFD	Short	385	4.6768065        GBP
10p ordinary	CFD	Short	12453	4.77485638065687        GBP
10p ordinary	CFD	Short	2689	4.72947340979546        GBP
10p ordinary	CFD	Short	21656	4.7396        GBP
10p ordinary	CFD	Short	9919	4.787        GBP
10p ordinary	CFD	Short	8859	4.76898272933401        GBP
10p ordinary	CFD	Short	3733	4.77055803        GBP
10p ordinary	CFD	Short	64038	4.787239        GBP
10p ordinary	CFD	Short	4249	4.736418        GBP
10p ordinary	CFD	Short	8955	4.7564359        GBP
10p ordinary	CFD	Short	3965	4.645        GBP
10p ordinary	CFD	Short	22058	4.663129        GBP
10p ordinary	CFD	Short	181	4.7136408839779        GBP
10p ordinary	CFD	Short	1062	4.7315        GBP
10p ordinary	CFD	Short	25729	4.73476038953788        GBP
10p ordinary	CFD	Short	50000	4.667265        GBP
10p ordinary	CFD	Short	1979	4.740966        GBP
10p ordinary	CFD	Short	28034	4.784576        GBP

(c)        Stock-settled derivative transactions (including options)

(i)         Writing, selling, purchasing or varying

Class of relevant security	Product description e.g. call option	Writing, purchasing, selling, varying etc.	Number of securities to which option relates	Exercise price per unit	Type e.g. American, European etc.	Expiry date	Option money paid/ received per unit

(ii)        Exercise

Class of relevant security	Product description e.g. call option	Exercising/ exercised against	Number of securities	Exercise price per unit

(d)        Other dealings (including subscribing for new securities)

Class of relevant security	Nature of dealing e.g. subscription, conversion	Details	Price per unit (if applicable)

3.         OTHER INFORMATION

(a)        Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none "

None

(b)        Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i)  the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none"

None

Date of disclosure:	07 May 2024
Contact name:	Richard Howard
Telephone number:	[phone]

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [e-mail]

The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on [phone].

The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.

 

END