Holding(s) in Company

RNS Number : 5719N

Beazley PLC

01 February 2021

 

TR-1: Standard form for notification of major holdings
NOTIFICATION OF MAJOR HOLDINGS (to be sent to the relevant issuer and to the FCA in Microsoft Word format if possible)
1a. Identity of the issuer or the underlying issuer of existing shares to which voting rights are attached:			Beazley plc
1b. Please indicate if the issuer is a non-UK issuer (please mark with an "X" if appropriate)
Non-UK issuer
2. Reason for the notification (please mark the appropriate box or boxes with an "X")
An acquisition or disposal of voting rights						X
An acquisition or disposal of financial instruments						X
An event changing the breakdown of voting rights
Other (please specify):
3. Details of person subject to the notification obligation
Name			Wellington Management International Ltd
City and country of registered office (if applicable)			London, England
4. Full name of shareholder(s)  (if different from 3.)
Name			BBH ISL NOMINEES LTD BNY (OCS) Nominees Limited GOLDMAN SACHS INTERNATIONAL HSBC Global Custody Nominee (UK) Limited JP Morgan Chase Nominees Limited Mellon Nominees (UK) Ltd. Nortrust Nominees Limited ROY Nominees Limited State Street Nominees Limited VIDACOS NOMINEES LIMITED
City and country of registered office (if applicable)
5. Date on which the threshold was crossed or reached:			29/01/2021
6. Date on which issuer notified (DD/MM/YYYY):			01/02/2021
7. Total positions of person(s) subject to the notification obligation:
	% of voting rights attached to shares (total of 8.A)	% of voting rights through financial instruments (total of 8.B.1 + 8.B.2)		Total of both in % (8.A + 8.B)	Total number of voting rights of issuer
Resulting situation on the date on which threshold was crossed or reached	5.04%	0.07%		5.11%	608,942,527
Position of previous notification (if applicable)	4.90%	0.08%		4.98%

8. Notified details of the resulting situation on the date on which the threshold was crossed or reached:
A: Voting rights attached to shares
Class/type of shares ISIN code (if possible)	Number of voting rights				% of voting rights
	Direct (DTR5.1)	Indirect (DTR5.2.1)			Direct (DTR5.1)	Indirect (DTR5.2.1)
GB00BYQ0JC66 Common Stock		30,734,040				5.04%
SUBTOTAL 8.A	30,734,040				5.04%
B 1: Financial Instruments DTR5.3.1R (1) (a)
Type of financial instrument	Expiration date	Exercise/ Conversion Period	Number of voting rights that may be acquired if the instrument is exercised/converted			% of voting rights
		SUBTOTAL 8.B.1
B 2: Financial Instruments with similar economic effect DTR5.3.1R (1) (b)
Type of financial instrument	Expiration date	Exercise/ Conversion Period	Physical or cash settlement	Number of voting rights		% of voting rights
Equity Swap	15/05/2023	11/11/2020 to 15/05/2023	Cash settlement	230,490 Equity Swap shares or 230,490 votes on a converted basis		0.04%
Equity Swap	15/05/2023	21/05/2020 to 15/05/2023	Cash settlement	64,269 Equity Swap shares or 64,269 votes on a converted basis		0.01%
Equity Swap	15/05/2023	29/05/2020 to 15/05/2023	Cash settlement	62,760 Equity Swap shares or 62,760 votes on a converted basis		0.01%
Equity Swap	15/05/2023	11/03/2020 to 15/05/2023	Cash settlement	24,237 Equity Swap shares or 24,237 votes on a converted basis		0.00%
Equity Swap	15/05/2023	18/03/2020 to 15/05/2023	Cash settlement	13,813 Equity Swap shares or 13,813 votes on a converted basis		0.00%
Equity Swap	22/05/2023	09/10/2020 to 22/05/2023	Cash settlement	8,047 Equity Swap shares or 8,047 votes on a converted basis		0.00%
Equity Swap	22/05/2023	24/09/2020 to 22/05/2023	Cash settlement	6,513 Equity Swap shares or 6,513 votes on a converted basis		0.00%
Equity Swap	15/05/2023	19/03/2020 to 15/05/2023	Cash settlement	4,624 Equity Swap shares or 4,624 votes on a converted basis		0.00%
Equity Swap	22/05/2023	13/10/2020 to 22/05/2023	Cash settlement	4,553 Equity Swap shares or 4,553 votes on a converted basis		0.00%
Equity Swap	22/05/2023	11/09/2020 to 22/05/2023	Cash settlement	4,547 Equity Swap shares or 4,547 votes on a converted basis		0.00%
Equity Swap	22/05/2023	27/08/2020 to 22/05/2023	Cash settlement	1,878 Equity Swap shares or 1,878 votes on a converted basis		0.00%
Equity Swap	22/05/2023	29/01/2021 to 22/05/2023	Cash settlement	1,867 Equity Swap shares or 1,867 votes on a converted basis		0.00%
Equity Swap	22/05/2023	12/11/2020 to 22/05/2023	Cash settlement	1,841 Equity Swap shares or 1,841 votes on a converted basis		0.00%
Equity Swap	22/05/2023	02/02/2021 to 22/05/2023	Cash settlement	1,674 Equity Swap shares or 1,674 votes on a converted basis		0.00%
Equity Swap	22/05/2023	01/09/2020 to 22/05/2023	Cash settlement	1,490 Equity Swap shares or 1,490 votes on a converted basis		0.00%
Equity Swap	05/05/2023	21/05/2020 to 05/05/2023	Cash settlement	693 Equity Swap shares or 693 votes on a converted basis		0.00%
Equity Swap	05/05/2023	01/09/2020 to 05/05/2023	Cash settlement	373 Equity Swap shares or 373 votes on a converted basis		0.00%
			SUBTOTAL 8.B.2	433,669		0.07%

9. Information in relation to the person subject to the notification obligation (please mark the applicable box with an "X")
Person subject to the notification obligation is not controlled by any natural person or legal entity and does not control any other undertaking(s) holding directly or indirectly an interest in the (underlying) issuer
Full chain of controlled undertakings through which the voting rights and/or the financial instruments are effectively held starting with the ultimate controlling natural person or legal entity (please add additional rows as necessary)					X
Name		% of voting rights if it equals or is higher than the notifiable threshold	% of voting rights through financial instruments if it equals or is higher than the notifiable threshold	Total of both if it equals or is higher than the notifiable threshold
Wellington Management International Ltd		5.04%		5.11%
10. In case of proxy voting, please identify:
Name of the proxy holder
The number and % of voting rights held
The date until which the voting rights will be held
11. Additional information:
Place of completion	London
Date of completion	01/02/2021

 

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