Holding(s) in Company

RNS Number : 6252B

Berkeley Group Holdings (The) PLC

11 June 2021

 

TR-1: Standard form for notification of major holdings

1. Issuer Details

ISIN

GB00B02L3W35

Issuer Name

THE BERKELEY GROUP HOLDINGS PLC

UK or Non-UK Issuer

UK

2. Reason for Notification

An acquisition or disposal of financial instruments

3. Details of person subject to the notification obligation

Name

JPMorgan Chase & Co.

City of registered office (if applicable)

Country of registered office (if applicable)

US

4. Details of the shareholder

Name	City of registered office	Country of registered office
J.P. Morgan Securities LLC
J.P. Morgan Securities plc

5. Date on which the threshold was crossed or reached

08-Jun-2021

6. Date on which Issuer notified

10-Jun-2021

7. Total positions of person(s) subject to the notification obligation

	% of voting rights attached to shares (total of 8.A)	% of voting rights through financial instruments (total of 8.B 1 + 8.B 2)	Total of both in % (8.A + 8.B)	Total number of voting rights held in issuer
Resulting situation on the date on which threshold was crossed or reached	0.980881	4.259808	5.240689	6373855
Position of previous notification (if applicable)	2.357539	3.196574	5.554113

8. Notified details of the resulting situation on the date on which the threshold was crossed or reached

8A. Voting rights attached to shares

Class/Type of shares ISIN code(if possible)	Number of direct voting rights (DTR5.1)	Number of indirect voting rights (DTR5.2.1)	% of direct voting rights (DTR5.1)	% of indirect voting rights (DTR5.2.1)
GB00B02L3W35		1192957		0.980881
Sub Total 8.A	1192957		0.980881%

8B1. Financial Instruments according to (DTR5.3.1R.(1) (a))

Type of financial instrument	Expiration date	Exercise/conversion period	Number of voting rights that may be acquired if the instrument is exercised/converted	% of voting rights
Sub Total 8.B1

8B2. Financial Instruments with similar economic effect according to (DTR5.3.1R.(1) (b))

Type of financial instrument	Expiration date	Exercise/conversion period	Physical or cash settlement	Number of voting rights	% of voting rights
Cash-settled Equity Swap	14/06/2021	14/06/2021	Cash	119570	0.098313
Cash-settled Equity Swap	23/06/2021	23/06/2021	Cash	23931	0.019676
Cash-settled Equity Swap	24/06/2021	24/06/2021	Cash	110000	0.090445
Cash-settled Equity Swap	02/07/2021	02/07/2021	Cash	165396	0.135993
Cash-settled Equity Swap	08/07/2021	08/07/2021	Cash	200000	0.164445
Cash-settled Equity Swap	21/07/2021	21/07/2021	Cash	500000	0.411113
Cash-settled Equity Swap	29/07/2021	29/07/2021	Cash	331269	0.272378
Cash-settled Equity Swap	30/07/2021	30/07/2021	Cash	200000	0.164445
Cash-settled Equity Swap	02/08/2021	02/08/2021	Cash	90000	0.074000
Cash-settled Equity Swap	03/09/2021	03/09/2021	Cash	420000	0.345335
Cash-settled Equity Swap	08/09/2021	08/09/2021	Cash	175000	0.143889
Cash-settled Equity Swap	10/09/2021	10/09/2021	Cash	1000000	0.822227
Cash-settled Equity Swap	14/09/2021	14/09/2021	Cash	594630	0.488921
Cash-settled Equity Swap	03/11/2021	03/11/2021	Cash	611039	0.502413
Cash-settled Equity Swap	06/01/2022	06/01/2022	Cash	25000	0.020555
Cash-settled Equity Swap	03/03/2022	03/03/2022	Cash	766	0.000629
Cash-settled Equity Swap	18/03/2022	18/03/2022	Cash	6087	0.005004
Cash-settled Equity Swap	14/04/2022	14/04/2022	Cash	12702	0.010438
Cash-settled Equity Swap	29/04/2022	29/04/2022	Cash	1138	0.000934
Cash-settled Equity Swap	13/05/2022	13/05/2022	Cash	1567	0.001288
Cash-settled Equity Swap	31/05/2022	31/05/2022	Cash	863	0.000709
Cash-settled Equity Swap	06/06/2022	06/06/2022	Cash	3250	0.002668
Cash-settled Equity Swap	09/06/2022	09/06/2022	Cash	3871	0.003182
Cash-settled Equity Swap	22/06/2022	22/06/2022	Cash	5134	0.004218
Cash-settled Equity Swap	28/06/2022	28/06/2022	Cash	8508	0.006995
Cash-settled Equity Swap	29/06/2022	29/06/2022	Cash	1400	0.001148
Cash-settled Equity Swap	04/07/2022	04/07/2022	Cash	15526	0.012761
Cash-settled Equity Swap	06/07/2022	06/07/2022	Cash	600	0.000491
Cash-settled Equity Swap	01/09/2022	01/09/2022	Cash	21690	0.017832
Cash-settled Equity Swap	21/11/2022	21/11/2022	Cash	286507	0.235564
Cash-settled Equity Swap	24/11/2022	24/11/2022	Cash	57110	0.046955
Cash-settled Equity Swap	01/12/2022	01/12/2022	Cash	116449	0.095744
Cash-settled Equity Swap	05/06/2023	05/06/2023	Cash	26767	0.022001
Cash-settled Equity Swap	06/06/2025	06/06/2025	Cash	54	0.000044
Cash-settled Equity Swap	13/06/2025	13/06/2025	Cash	838	0.000688
Cash-settled Equity Swap	11/09/2025	11/09/2025	Cash	21238	0.017462
Cash-settled Equity Swap	20/03/2026	20/03/2026	Cash	848	0.000696
Cash-settled Equity Swap	25/03/2026	25/03/2026	Cash	1263	0.001037
Cash-settled Equity Swap	07/04/2026	07/04/2026	Cash	5879	0.004833
Cash-settled Equity Swap	16/10/2026	16/10/2026	Cash	3005	0.002470
Physically Settled Put Option	01/09/2021	01/09/2021	Cash	12003	0.009869
Sub Total 8.B2				5180898	4.259808%

9. Information in relation to the person subject to the notification obligation

2. Full chain of controlled undertakings through which the voting rights and/or the financial instruments are effectively held starting with the ultimate controlling natural person or legal entities (please add additional rows as necessary)

Ultimate controlling person	Name of controlled undertaking	% of voting rights if it equals or is higher than the notifiable threshold	% of voting rights through financial instruments if it equals or is higher than the notifiable threshold	Total of both if it equals or is higher than the notifiable threshold
JPMorgan Chase & Co.	J.P. Morgan Securities plc	0.972395	4.259808	5.232203
JPMorgan Chase & Co.	J.P. Morgan Securities LLC			0.000000

10. In case of proxy voting

Name of the proxy holder

The number and % of voting rights held

The date until which the voting rights will be held

11. Additional Information

Chain of controlled undertakings:

JPMorgan Chase & Co.
JPMorgan Chase Bank, National Association (100%)
J.P. Morgan International Finance Limited (100%)
J.P. Morgan Capital Holdings Limited (100%)
J.P. Morgan Securities plc (100%)

JPMorgan Chase & Co. (100%)
JPMorgan Chase Holdings LLC (100%)
J.P. Morgan Broker-Dealer Holdings Inc. (100%)
J.P. Morgan Securities LLC (100%)

12. Date of Completion

10-Jun-2021

13. Place Of Completion

London, United Kingdom

Ann Dibben

Company Secretary

The Berkeley Group Holdings plc

Tel: [phone]

LEI:  2138009OQSSLVVHQAL78

 

END

 

 

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