Form 8.5 (EPT/NON-RI) BHP GROUP LTD

Barclays PLC

20 May 2024

 

FORM 8.5 (EPT/NON-RI)
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY AN
EXEMPT PRINCIPAL TRADER WITHOUT RECOGNISED INTERMEDIARY ("RI") STATUS
(OR WHERE RI STATUS IS NOT APPLICABLE)
Rule 8.5 of the Takeover Code (the "Code")
1.	KEY INFORMATION
(a)	Name of exempt principal trader:			BARCLAYS CAPITAL SECURITIES LTD
(b)	Name of offeror/offeree in relation to whose  relevant securities this form relates:			BHP GROUP LTD
(c)	Name of the party to the offer with which exempt  principal trader is connected			BHP GROUP LTD
(d)	Date position held/dealing undertaken:			17 May 2024
(e)	In addition to the company in 1(b) above, is the exempt principal  trader making disclosures in respect of any other party to the offer?			YES:  ANGLO AMERICAN PLC
2.	POSITIONS OF THE EXEMPT PRINCIPAL TRADER
(a)	Interests and short positions in the relevant securities of the offeror or offeree
	to which the disclosure relates following the dealing (if any)
Class of relevant security:				Ordinary NPV
				Interests		Short Positions
				Number	(%)	Number	(%)
(1) Relevant securities owned and/or controlled:				11,363,354	0.22%	10,548,664	0.21%
(2) Cash-settled derivatives:				7,347,535	0.14%	7,518,638	0.15%
(3) Stock-settled derivatives (including options) and agreements to purchase/sell:				0	0.00%	0	0.00%
TOTAL:				18,710,889	0.37%	18,067,302	0.36%
(b)	Rights to subscribe for new securities (including directors and other executive options)
Class of relevant security in relation to  which subscription right exists
Details, including nature of the rights  concerned and relevant percentages:
3.	DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER
(a)	Purchase and sales
Class of relevant  security	Purchase/sale	Total number of  securities	Highest price per unit  paid/received	Lowest price per unit  paid/received
Ordinary NPV	Purchase	725401	24.0500  GBP	23.6142  GBP
Ordinary NPV	Sale	322691	44.9670  AUD	44.8688  AUD
Ordinary NPV	Sale	1673100	549.5317  ZAR	540.2099  ZAR
Ordinary NPV	Sale	374486	24.0500  GBP	23.6200  GBP
Ordinary NPV	Purchase	331910	44.9582  AUD	44.8500  AUD
(b)	Cash-settled derivative transactions
Class of  relevant  security	Product  description	Nature of dealing	Number of  reference  securities	Price per  unit
Ordinary NPV	SWAP	Closing Short	16,000	23.7165  GBP
Ordinary NPV	SWAP	Decreasing Long	1,546	547.2698  ZAR
Ordinary NPV	SWAP	Decreasing Long	2,787	545.2000  ZAR
Ordinary NPV	CFD	Decreasing Long	4,055	545.1657  ZAR
Ordinary NPV	SWAP	Decreasing Long	5,021	553.1613  ZAR
Ordinary NPV	CFD	Decreasing Long	5,070	553.6367  ZAR
Ordinary NPV	SWAP	Decreasing Long	6,543	546.9904  ZAR
Ordinary NPV	SWAP	Decreasing Long	12,589	548.3083  ZAR
Ordinary NPV	SWAP	Decreasing Long	15,369	549.3308  ZAR
Ordinary NPV	SWAP	Decreasing Long	17,495	548.2784  ZAR
Ordinary NPV	SWAP	Decreasing Long	25,418	553.4300  ZAR
Ordinary NPV	CFD	Decreasing Long	89,079	547.3394  ZAR
Ordinary NPV	CFD	Decreasing Long	143,673	44.9327  AUD
Ordinary NPV	CFD	Decreasing Long	175,706	44.9582  AUD
Ordinary NPV	SWAP	Decreasing Short	68	23.7398  GBP
Ordinary NPV	SWAP	Decreasing Short	68	23.9596  GBP
Ordinary NPV	SWAP	Decreasing Short	98	24.0198  GBP
Ordinary NPV	SWAP	Decreasing Short	132	23.9734  GBP
Ordinary NPV	SWAP	Decreasing Short	140	24.0195  GBP
Ordinary NPV	SWAP	Decreasing Short	207	24.0386  GBP
Ordinary NPV	SWAP	Decreasing Short	234	548.6717  ZAR
Ordinary NPV	CFD	Decreasing Short	391	23.9490  GBP
Ordinary NPV	SWAP	Decreasing Short	439	23.6400  GBP
Ordinary NPV	SWAP	Decreasing Short	441	23.9977  GBP
Ordinary NPV	SWAP	Decreasing Short	749	23.9474  GBP
Ordinary NPV	SWAP	Decreasing Short	845	23.6639  GBP
Ordinary NPV	SWAP	Decreasing Short	1,225	24.0000  GBP
Ordinary NPV	SWAP	Decreasing Short	1,350	23.7618  GBP
Ordinary NPV	CFD	Decreasing Short	1,429	23.7603  GBP
Ordinary NPV	SWAP	Decreasing Short	1,464	23.9590  GBP
Ordinary NPV	CFD	Decreasing Short	1,912	23.9980  GBP
Ordinary NPV	CFD	Decreasing Short	2,479	24.0367  GBP
Ordinary NPV	SWAP	Decreasing Short	2,658	23.8334  GBP
Ordinary NPV	SWAP	Decreasing Short	2,883	23.7874  GBP
Ordinary NPV	SWAP	Decreasing Short	3,350	23.6713  GBP
Ordinary NPV	SWAP	Decreasing Short	5,262	23.9300  GBP
Ordinary NPV	SWAP	Decreasing Short	6,543	546.9904  ZAR
Ordinary NPV	SWAP	Decreasing Short	6,560	23.8737  GBP
Ordinary NPV	SWAP	Decreasing Short	7,821	23.7896  GBP
Ordinary NPV	SWAP	Decreasing Short	10,000	24.0165  GBP
Ordinary NPV	SWAP	Decreasing Short	12,589	548.3083  ZAR
Ordinary NPV	SWAP	Decreasing Short	17,495	548.2784  ZAR
Ordinary NPV	CFD	Decreasing Short	18,155	23.6982  GBP
Ordinary NPV	CFD	Decreasing Short	22,347	24.0000  GBP
Ordinary NPV	SWAP	Decreasing Short	25,418	553.4300  ZAR
Ordinary NPV	CFD	Decreasing Short	36,997	23.6747  GBP
Ordinary NPV	CFD	Decreasing Short	42,425	23.6677  GBP
Ordinary NPV	CFD	Decreasing Short	64,197	23.7328  GBP
Ordinary NPV	SWAP	Decreasing Short	89,079	547.1752  ZAR
Ordinary NPV	CFD	Decreasing Short	1,690,000	23.4100  GBP
Ordinary NPV	SWAP	Increasing Long	173	549.3700  ZAR
Ordinary NPV	SWAP	Increasing Long	312	549.9300  ZAR
Ordinary NPV	SWAP	Increasing Long	786	547.3109  ZAR
Ordinary NPV	CFD	Increasing Long	1,546	547.1193  ZAR
Ordinary NPV	CFD	Increasing Long	2,544	44.8799  AUD
Ordinary NPV	CFD	Increasing Long	2,787	545.0500  ZAR
Ordinary NPV	SWAP	Increasing Long	4,055	545.0158  ZAR
Ordinary NPV	CFD	Increasing Long	5,021	552.9400  ZAR
Ordinary NPV	SWAP	Increasing Long	5,070	553.4845  ZAR
Ordinary NPV	CFD	Increasing Long	7,488	44.9505  AUD
Ordinary NPV	CFD	Increasing Long	15,369	549.1797  ZAR
Ordinary NPV	CFD	Increasing Long	35,183	550.1601  ZAR
Ordinary NPV	CFD	Increasing Long	221,269	44.8900  AUD
Ordinary NPV	SWAP	Increasing Short	34	23.7398  GBP
Ordinary NPV	SWAP	Increasing Short	98	23.6471  GBP
Ordinary NPV	SWAP	Increasing Short	101	24.0300  GBP
Ordinary NPV	CFD	Increasing Short	126	23.7000  GBP
Ordinary NPV	CFD	Increasing Short	127	24.0000  GBP
Ordinary NPV	SWAP	Increasing Short	173	549.3700  ZAR
Ordinary NPV	SWAP	Increasing Short	214	23.6459  GBP
Ordinary NPV	SWAP	Increasing Short	234	548.6717  ZAR
Ordinary NPV	SWAP	Increasing Short	260	23.6201  GBP
Ordinary NPV	CFD	Increasing Short	308	23.6518  GBP
Ordinary NPV	SWAP	Increasing Short	312	549.9300  ZAR
Ordinary NPV	SWAP	Increasing Short	322	44.9455  AUD
Ordinary NPV	SWAP	Increasing Short	329	23.6500  GBP
Ordinary NPV	CFD	Increasing Short	350	23.6819  GBP
Ordinary NPV	SWAP	Increasing Short	353	23.6142  GBP
Ordinary NPV	SWAP	Increasing Short	435	23.7136  GBP
Ordinary NPV	SWAP	Increasing Short	455	23.6625  GBP
Ordinary NPV	SWAP	Increasing Short	456	23.6765  GBP
Ordinary NPV	SWAP	Increasing Short	729	23.6527  GBP
Ordinary NPV	SWAP	Increasing Short	786	547.3109  ZAR
Ordinary NPV	SWAP	Increasing Short	1,216	23.8064  GBP
Ordinary NPV	SWAP	Increasing Short	1,288	24.0001  GBP
Ordinary NPV	SWAP	Increasing Short	1,336	44.9501  AUD
Ordinary NPV	SWAP	Increasing Short	1,350	23.7645  GBP
Ordinary NPV	SWAP	Increasing Short	1,599	23.6501  GBP
Ordinary NPV	SWAP	Increasing Short	1,750	24.0160  GBP
Ordinary NPV	SWAP	Increasing Short	2,731	44.9503  AUD
Ordinary NPV	SWAP	Increasing Short	3,874	23.9398  GBP
Ordinary NPV	SWAP	Increasing Short	9,268	23.6329  GBP
Ordinary NPV	CFD	Increasing Short	19,236	23.7765  GBP
Ordinary NPV	CFD	Increasing Short	20,307	23.9034  GBP
Ordinary NPV	SWAP	Increasing Short	35,183	550.3252  ZAR
Ordinary NPV	CFD	Increasing Short	39,604	24.0044  GBP
Ordinary NPV	SWAP	Increasing Short	43,574	44.8914  AUD
Ordinary NPV	CFD	Increasing Short	55,863	23.9078  GBP
Ordinary NPV	SWAP	Increasing Short	125,000	23.8000  GBP
Ordinary NPV	CFD	Increasing Short	310,000	23.6500  GBP
(c)	Stock-settled derivative transactions  (including options)
(i)	Writing, selling, purchasing or varying
Class  of  relevant  security	Product  description	Writing,  purchasing,  selling,  varying etc	Number  of  securities  to which  option  relates	Exercise  price  per unit	Type	Expiry  date	Option  money  paid/  received  per unit
(ii)	Exercising
Class of relevant  security	Product description	Exercising/ exercised against	Number of  securities	Exercise price per  unit
(d)	Other dealings (including subscribing for new securities)
Class of relevant  security	Nature of Dealings	Details	Price per unit (if  applicable)
4.	OTHER INFORMATION
(a)	Indemnity and other dealings arrangements
Details of any indemnity or option arrangement, or any agreement or understanding,  formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by  the exempt principal trader making the disclosure and any party  to the offer or any person acting in concert with a party to the offer:
NONE
(b)	Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between  the exempt principal trader making the disclosure and any other person relating to:  (i)   the voting rights of any relevant securities under any option; or  (ii)   the voting rights of future acquisition or disposal of any relevant securities to which  any derivative is referenced:
NONE
(c)	Attachments
Is a Supplemental Form 8 (Open Positions) attached?				NO
Date of disclosure:				20 May 2024
Contact name:				Large Holdings Regulatory Operations
Telephone number:				020 3134 7213

 

END