Form 8.5 (EPT/RI) - BHP Group Limited Amendment

UBS AG (EPT)

17 May 2024

 

This announcement replaces the previous RNS announcement 7389O released at 11:28 on the 16^th May 2024. Amendments to sections 2a and 2b. All other information remains unchanged.

FORM 8.5 (EPT/RI)

PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY

Rule 8.5 of the Takeover Code (the Code)

1.         KEY INFORMATION

(a) Name of exempt principal trader:	UBS Investment Bank, London
(b) Name of offeror/offeree in relation to whose relevant securities this form relates:      Use a separate form for each offeror/offeree	BHP Group Limited
(c) Name of the party to the offer with which exempt principal trader is connected:	BHP Group Limited
(d) Date dealing undertaken:	15 May 2024
(e) In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to this offer?      If it is a cash offer or possible cash offer, state "N/A"	NO

2.         DEALINGS BY THE EXEMPT PRINCIPAL TRADER

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

The currency of all prices and other monetary amounts should be stated.

(a)        Purchases and sales

Class of relevant security	Purchases/ sales	Total number of securities	Highest price per unit paid/received	Lowest price per unit paid/received
Ordinary NPV	Buy	3227803	23.80964 GBP	22.71530        GBP
Ordinary NPV	Sell	3145296	23.82652 GBP	22.71530        GBP
ADR	Buy	6854	59.47000 USD	57.60462 USD
ADR	Sell	10026	59.47000 USD	58.92203 USD

(b)        Cash-settled derivative transactions

Class of relevant security	Product description e.g. CFD	Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position	Number of reference securities	Price per unit
Ordinary NPV	CFD	Short	75000	43.15        AUD
Ordinary NPV	CFD	Long	75000	43.15        AUD
Ordinary NPV	CFD	Long	4245	44.2251216463604        AUD
Ordinary NPV	CFD	Long	171	44.2271655152047        AUD
Ordinary NPV	CFD	Long	3515	44.233383        AUD
Ordinary NPV	CFD	Long	300	44.260574        AUD
Ordinary NPV	CFD	Long	8125	44.231284        AUD
Ordinary NPV	CFD	Long	5360	44.232772        AUD
Ordinary NPV	CFD	Long	178	44.223346        AUD
Ordinary NPV	CFD	Long	75000	43.15        AUD
Ordinary NPV	CFD	Long	65888	44.1159979992326        AUD
Ordinary NPV	CFD	Long	19405	44.2247628639191        AUD
Ordinary NPV	CFD	Long	128	44.22704111        AUD
Ordinary NPV	CFD	Long	6687	44.232223        AUD
Ordinary NPV	CFD	Long	134	44.223643        AUD
Ordinary NPV	CFD	Long	14514	44.231776        AUD
Ordinary NPV	CFD	Long	7829	44.234777        AUD
Ordinary NPV	CFD	Long	64292	545.76622908        ZAR
Ordinary NPV	CFD	Long	1000	23.6        GBP
Ordinary NPV	CFD	Long	282	23.305        GBP
Ordinary NPV	CFD	Long	129	23.3        GBP
Ordinary NPV	CFD	Long	31729	23.530106        GBP
Ordinary NPV	CFD	Long	264	44.2312788706061        AUD
Ordinary NPV	CFD	Long	19	44.2494154447368        AUD
Ordinary NPV	CFD	Long	467	44.227615        AUD
Ordinary NPV	CFD	Long	1114	44.232183        AUD
Ordinary NPV	CFD	Long	40	44.238192        AUD
Ordinary NPV	CFD	Long	1823	44.235238        AUD
Ordinary NPV	CFD	Long	90946	44.09        AUD
Ordinary NPV	CFD	Long	39097	44.218155        AUD
Ordinary NPV	CFD	Long	16306	23.26        GBP
Ordinary NPV	CFD	Long	22008	23.44480075        GBP
Ordinary NPV	CFD	Long	1895	23.3564168832137        GBP
Ordinary NPV	CFD	Long	852	23.69964789        GBP
Ordinary NPV	CFD	Long	10000	44.107532        AUD
Ordinary NPV	CFD	Long	26	543.9794        ZAR
Ordinary NPV	CFD	Long	28681	543.83254106        ZAR
Ordinary NPV	CFD	Long	43587	44.223928        AUD
Ordinary NPV	CFD	Long	60924	44.259702        AUD
Ordinary NPV	CFD	Long	33	44.131818        AUD
Ordinary NPV	CFD	Long	27407	44.29503        AUD
Ordinary NPV	CFD	Long	117	44.13735        AUD
Ordinary NPV	CFD	Long	11400	23.507557        GBP
Ordinary NPV	CFD	Long	54669	44.185642        AUD
Ordinary NPV	CFD	Long	38586	44.2035615280257        AUD
Ordinary NPV	CFD	Long	5116	44.0900009469898        AUD
Ordinary NPV	CFD	Long	2557	44.164505        AUD
Ordinary NPV	CFD	Long	1918	44.115584458488        AUD
Ordinary NPV	CFD	Long	555	44.2248183590991        AUD
Ordinary NPV	CFD	Long	6	44.2308551933333        AUD
Ordinary NPV	CFD	Long	222	44.234773        AUD
Ordinary NPV	CFD	Long	8	44.235456        AUD
Ordinary NPV	CFD	Long	200	44.232391        AUD
Ordinary NPV	CFD	Long	413	44.231702        AUD
Ordinary NPV	CFD	Long	285	44.2312605292982        AUD
Ordinary NPV	CFD	Long	21	44.2495908833333        AUD
Ordinary NPV	CFD	Long	501	44.227608        AUD
Ordinary NPV	CFD	Long	1199	44.232177        AUD
Ordinary NPV	CFD	Long	47744	545.35815726        ZAR
Ordinary NPV	CFD	Long	976	44.2249625122951        AUD
Ordinary NPV	CFD	Long	778	44.2047693563753        AUD
Ordinary NPV	CFD	Long	29	44.2339840682759        AUD
Ordinary NPV	CFD	Long	538	44.233371        AUD
Ordinary NPV	CFD	Long	1192	44.23163        AUD
Ordinary NPV	CFD	Long	812	44.233538        AUD
Ordinary NPV	CFD	Long	32	44.23141        AUD
Ordinary NPV	CFD	Long	3956	44.1163248387664        AUD
Ordinary NPV	CFD	Long	1229	44.2247682146705        AUD
Ordinary NPV	CFD	Long	9	44.2310611733333        AUD
Ordinary NPV	CFD	Long	888	44.231791        AUD
Ordinary NPV	CFD	Long	7	44.211693        AUD
Ordinary NPV	CFD	Long	481	44.234879        AUD
Ordinary NPV	CFD	Long	1165	44.232238        AUD
Ordinary NPV	CFD	Long	2870	44.241638        AUD
Ordinary NPV	CFD	Long	5263	44.2217056728558        AUD
Ordinary NPV	CFD	Long	3989	44.083387        AUD
Ordinary NPV	CFD	Long	13250	44.1646457907547        AUD
Ordinary NPV	CFD	Long	128	44.25650405        AUD
Ordinary NPV	CFD	Long	6260	44.24006        AUD
Ordinary NPV	CFD	Long	4	44.251814        AUD
Ordinary NPV	CFD	Long	12146	44.239328        AUD
Ordinary NPV	CFD	Long	7796	44.238188        AUD
Ordinary NPV	CFD	Long	138	44.250085        AUD
Ordinary NPV	CFD	Long	7421	44.1159874125428        AUD
Ordinary NPV	CFD	Long	2185	44.2247400915103        AUD
Ordinary NPV	CFD	Long	14	44.2294390628571        AUD
Ordinary NPV	CFD	Long	1629	44.23173        AUD
Ordinary NPV	CFD	Long	885	44.234815        AUD
Ordinary NPV	CFD	Long	13	44.221297        AUD
Ordinary NPV	CFD	Long	3780	44.1647560625926        AUD
Ordinary NPV	CFD	Long	36	44.2563466055556        AUD
Ordinary NPV	CFD	Long	1782	44.240067        AUD
Ordinary NPV	CFD	Long	3470	44.239327        AUD
Ordinary NPV	CFD	Long	39	44.250216        AUD
Ordinary NPV	CFD	Long	2225	44.238182        AUD
Ordinary NPV	CFD	Long	724	44.2216684026519        AUD
Ordinary NPV	CFD	Long	586	44.2251699772014        AUD
Ordinary NPV	CFD	Long	25	44.22742009        AUD
Ordinary NPV	CFD	Long	486	44.233336        AUD
Ordinary NPV	CFD	Long	1122	44.231331        AUD
Ordinary NPV	CFD	Long	25	44.220622        AUD
Ordinary NPV	CFD	Long	736	44.232799        AUD
Ordinary NPV	CFD	Long	1848	44.204129        AUD
Ordinary NPV	CFD	Long	3042	44.209241        AUD
Ordinary NPV	CFD	Long	261818	44.239517        AUD
Ordinary NPV	CFD	Long	3477	44.1931        AUD
Ordinary NPV	CFD	Long	20000	44.6528        AUD
Ordinary NPV	CFD	Long	51853	44.151653        AUD
Ordinary NPV	CFD	Long	2861	44.229563        AUD
Ordinary NPV	CFD	Long	840	44.127833        AUD
Ordinary NPV	CFD	Long	14357	44.172545        AUD
Ordinary NPV	CFD	Long	2906	44.250746        AUD
Ordinary NPV	CFD	Long	100	44.24        AUD
Ordinary NPV	CFD	Long	121	44.193246        AUD
Ordinary NPV	CFD	Long	35000	44.186285        AUD
Ordinary NPV	CFD	Long	26139	44.090938        AUD
Ordinary NPV	CFD	Long	11803	44.151197        AUD
Ordinary NPV	CFD	Long	16044	44.238143        AUD
Ordinary NPV	CFD	Long	33728	44.108485        AUD
Ordinary NPV	CFD	Long	319539	44.217824        AUD
Ordinary NPV	CFD	Long	21143	44.113792        AUD
Ordinary NPV	CFD	Long	201714	44.215241        AUD
Ordinary NPV	CFD	Long	16929	44.15        AUD
Ordinary NPV	CFD	Long	397	44.183577        AUD
Ordinary NPV	CFD	Long	571	44.22510508        AUD
Ordinary NPV	CFD	Long	1360	44.245103        AUD
Ordinary NPV	CFD	Long	2108	44.22695683        AUD
Ordinary NPV	CFD	Long	100688	44.185184        AUD
Ordinary NPV	CFD	Long	500	44.23004        AUD
Ordinary NPV	CFD	Long	110208	44.237442        AUD
Ordinary NPV	CFD	Long	492	23.1789034459146        GBP
Ordinary NPV	CFD	Long	7	23.585        GBP
Ordinary NPV	CFD	Short	121	44.193246        AUD
Ordinary NPV	CFD	Short	319539	44.217824        AUD
Ordinary NPV	CFD	Short	35000	44.186285        AUD
Ordinary NPV	CFD	Short	120462	23.26        GBP
Ordinary NPV	CFD	Short	2108	44.22695683        AUD
Ordinary NPV	CFD	Short	33728	44.108485        AUD
Ordinary NPV	CFD	Short	28169	44.235554        AUD
Ordinary NPV	CFD	Short	10000	44.107532        AUD
Ordinary NPV	CFD	Short	1848	44.204129        AUD
Ordinary NPV	CFD	Short	22219	44.235106        AUD
Ordinary NPV	CFD	Short	45812	44.234266        AUD
Ordinary NPV	CFD	Short	96062	44.09        AUD
Ordinary NPV	CFD	Short	33	44.131818        AUD
Ordinary NPV	CFD	Short	3989	44.083387        AUD
Ordinary NPV	CFD	Short	2870	44.241638        AUD
Ordinary NPV	CFD	Short	300	44.260567        AUD
Ordinary NPV	CFD	Short	133294	44.152317        AUD
Ordinary NPV	CFD	Short	54669	44.185642        AUD
Ordinary NPV	CFD	Short	261818	44.239517        AUD
Ordinary NPV	CFD	Short	43587	44.223928        AUD
Ordinary NPV	CFD	Short	51853	44.151653        AUD
Ordinary NPV	CFD	Short	117	44.13735        AUD
Ordinary NPV	CFD	Short	39097	44.218155        AUD
Ordinary NPV	CFD	Short	38586	44.203562        AUD
Ordinary NPV	CFD	Short	2557	44.164505        AUD
Ordinary NPV	CFD	Short	3477	44.1931        AUD
Ordinary NPV	CFD	Short	3042	44.209241        AUD
Ordinary NPV	CFD	Short	60924	44.259702        AUD
Ordinary NPV	CFD	Short	27407	44.29503        AUD
Ordinary NPV	CFD	Short	5250	23.57928381        GBP
Ordinary NPV	CFD	Short	89	23.56        GBP
Ordinary NPV	CFD	Short	436	23.555        GBP
Ordinary NPV	CFD	Short	134	23.54        GBP
Ordinary NPV	CFD	Short	40868	23.458535        GBP
Ordinary NPV	CFD	Short	397	44.183577        AUD
Ordinary NPV	CFD	Short	2208	44.2592663043478        AUD
Ordinary NPV	CFD	Short	698	44.2237965616046        AUD
Ordinary NPV	CFD	Short	2861	44.229563        AUD
Ordinary NPV	CFD	Short	14357	44.172545        AUD
Ordinary NPV	CFD	Short	840	44.127833        AUD
Ordinary NPV	CFD	Short	201714	44.215241        AUD
Ordinary NPV	CFD	Short	11803	44.151197        AUD
Ordinary NPV	CFD	Short	75000	22.715308        GBP
Ordinary NPV	CFD	Short	571	44.22510508        AUD
Ordinary NPV	CFD	Short	100	44.24        AUD
Ordinary NPV	CFD	Short	217	23.472304        GBP
Ordinary NPV	CFD	Short	110208	44.237442        AUD
Ordinary NPV	CFD	Short	1360	44.245103        AUD
Ordinary NPV	CFD	Short	500	44.23004        AUD
Ordinary NPV	CFD	Short	16044	44.2381432311144        AUD
Ordinary NPV	CFD	Short	26139	44.090938        AUD
Ordinary NPV	CFD	Short	21143	44.1137925419288        AUD
Ordinary NPV	CFD	Short	16929	44.1500001906787        AUD
Ordinary NPV	CFD	Short	10661	23.5922859018854        GBP
Ordinary NPV	CFD	Short	2422	23.5922873658134        GBP
Ordinary NPV	CFD	Short	26	543.9794        ZAR
Ordinary NPV	CFD	Short	64292	545.76622908        ZAR
Ordinary NPV	CFD	Short	28681	543.83254106        ZAR
Ordinary NPV	CFD	Short	75000	43.15        AUD
Ordinary NPV	CFD	Short	100688	44.185184        AUD
Ordinary NPV	CFD	Short	47744	545.35815726        ZAR
Ordinary NPV	CFD	Short	10	23.65        GBP
Ordinary NPV	CFD	Short	10	23.69        GBP
Ordinary NPV	CFD	Short	1000	23.13        GBP
Ordinary NPV	CFD	Short	10	23.25        GBP
ADR	CFD	Short	13	57.6046 USD
ADR	CFD	Short	632	58.9220 USD
ADR	CFD	Short	8	59.0263 USD
ADR	CFD	Short	11	59.0473 USD
ADR	CFD	Short	1599	59.0744 USD
ADR	CFD	Short	3	59.1033 USD
ADR	CFD	Short	967	59.1740 USD
ADR	CFD	Short	98	59.2700 USD
ADR	CFD	Short	96	59.4700 USD
ADR	CFD	Long	632	58.9220 USD
ADR	CFD	Long	8	59.0263 USD
ADR	CFD	Long	11	59.0473 USD
ADR	CFD	Long	3198	59.0744 USD
ADR	CFD	Long	3	59.1033 USD
ADR	CFD	Long	967	59.1740 USD
ADR	CFD	Long	98	59.2700 USD
ADR	CFD	Long	96	59.4700 USD

(c)        Stock-settled derivative transactions (including options)

(i)         Writing, selling, purchasing or varying

Class of relevant security	Product description e.g. call option	Writing, purchasing, selling, varying etc.	Number of securities to which option relates	Exercise price per unit	Type e.g. American, European etc.	Expiry date	Option money paid/ received per unit

(ii)        Exercise

Class of relevant security	Product description e.g. call option	Exercising/ exercised against	Number of securities	Exercise price per unit

(d)        Other dealings (including subscribing for new securities)

Class of relevant security	Nature of dealing e.g. subscription, conversion	Details	Price per unit (if applicable)

3.         OTHER INFORMATION

(a)        Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none "

None

(b)        Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i)  the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none"

None

Date of disclosure:	17 May 2024
Contact name:	Richard Howard
Telephone number:	[phone]

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [e-mail]

The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on [phone].

The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.

 

END