Form 8.5 (EPT/RI) - BHP Group Limited

UBS AG (EPT)
17 May 2024
 

FORM 8.5 (EPT/RI)

 

PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY

Rule 8.5 of the Takeover Code (the Code)

 

1.         KEY INFORMATION

 

(a) Name of exempt principal trader:

            UBS Investment Bank, London

(b) Name of offeror/offeree in relation to whose relevant securities this form relates:

     Use a separate form for each offeror/offeree

            BHP Group Limited

(c) Name of the party to the offer with which exempt principal trader is connected:

            BHP Group Limited

(d) Date dealing undertaken:

            16 May 2024

(e) In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to this offer?

     If it is a cash offer or possible cash offer, state "N/A"

NO

 

2.         DEALINGS BY THE EXEMPT PRINCIPAL TRADER

 

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

 

The currency of all prices and other monetary amounts should be stated.

 

(a)        Purchases and sales

 

Class of relevant security

Purchases/ sales

 

Total number of securities

Highest price per unit paid/received

Lowest price per unit paid/received

Ordinary NPV

Buy

 

2547373

23.66216

GBP

23.22593       GBP

Ordinary NPV

Sell

 

2715755

23.65046

GBP

22.36567        GBP

ADR

 

Buy

21782

60.09000

USD

51.79390

USD

ADR

 

Sell

15890

60.09000

USD

51.79390

USD

 

(b)        Cash-settled derivative transactions

 

Class of relevant security

Product description

e.g. CFD

Nature of dealing

e.g. opening/closing a long/short position, increasing/reducing a long/short position

Number of reference securities

Price per unit

ADR

CFD

 

Long

6

60.025        USD

ADR

CFD

 

Long

1008

60.037619        USD

Ordinary NPV

CFD

 

Long

176

44.46248        AUD

Ordinary NPV

CFD

 

Long

571

44.520486        AUD

Ordinary NPV

CFD

 

Long

1405

44.519143        AUD

Ordinary NPV

CFD

 

Long

1797

44.656784        AUD

Ordinary NPV

CFD

 

Long

80

44.449443        AUD

Ordinary NPV

CFD

 

Long

1257

44.505743        AUD

Ordinary NPV

CFD

 

Long

32931

544.66355319        ZAR

Ordinary NPV

CFD

 

Long

1000

23.4        GBP

Ordinary NPV

CFD

 

Long

20031

23.557477        GBP

Ordinary NPV

CFD

 

Long

23088

44.5177217602218        AUD

Ordinary NPV

CFD

 

Long

461

44.5770162542516        AUD

Ordinary NPV

CFD

 

Long

6

44.4634409033333        AUD

Ordinary NPV

CFD

 

Long

3

544.6467        ZAR

Ordinary NPV

CFD

 

Long

928

543.4034        ZAR

Ordinary NPV

CFD

 

Long

22635

543.61556086        ZAR

Ordinary NPV

CFD

 

Long

32061

544.25210349        ZAR

Ordinary NPV

CFD

 

Long

4258

29.8470839225955        USD

Ordinary NPV

CFD

 

Long

22000

23.52        GBP

Ordinary NPV

CFD

 

Long

11000

23.523973        GBP

Ordinary NPV

CFD

 

Long

940

44.5770096312766        AUD

Ordinary NPV

CFD

 

Long

12

44.46260757        AUD

Ordinary NPV

CFD

 

Long

55

44.5871818        AUD

Ordinary NPV

CFD

 

Long

2646

44.5631094938322        AUD

Ordinary NPV

CFD

 

Long

290

44.512673        AUD

Ordinary NPV

CFD

 

Long

325

44.485094        AUD

Ordinary NPV

CFD

 

Long

170

44.495955        AUD

Ordinary NPV

CFD

 

Long

1779

44.5770123401855        AUD

Ordinary NPV

CFD

 

Long

7

44.4629647128571        AUD

Ordinary NPV

CFD

 

Long

49012

44.51856688158        AUD

Ordinary NPV

CFD

 

Long

752

44.56310158        AUD

Ordinary NPV

CFD

 

Long

38889

23.517648        GBP

Ordinary NPV

CFD

 

Long

121062

23.47377726        GBP

Ordinary NPV

CFD

 

Long

3148

44.638174        AUD

Ordinary NPV

CFD

 

Long

8400

44.582319        AUD

Ordinary NPV

CFD

 

Long

4139

44.591752        AUD

Ordinary NPV

CFD

 

Long

14

44.488734        AUD

Ordinary NPV

CFD

 

Long

40308

44.573605        AUD

Ordinary NPV

CFD

 

Long

281358

44.577067        AUD

Ordinary NPV

CFD

 

Long

2217

44.5526        AUD

Ordinary NPV

CFD

 

Long

871

44.61195752        AUD

Ordinary NPV

CFD

 

Long

60288

44.558045        AUD

Ordinary NPV

CFD

 

Long

53887

44.542337        AUD

Ordinary NPV

CFD

 

Long

92363

44.590944        AUD

Ordinary NPV

CFD

 

Long

756

44.61234127        AUD

Ordinary NPV

CFD

 

Long

140770

44.545292        AUD

Ordinary NPV

CFD

 

Long

35683

44.556516        AUD

Ordinary NPV

CFD

 

Long

68354

44.54        AUD

Ordinary NPV

CFD

 

Long

130701

44.585501        AUD

Ordinary NPV

CFD

 

Long

13584

44.67816733        AUD

Ordinary NPV

CFD

 

Long

4502

44.568951        AUD

Ordinary NPV

CFD

 

Long

100

44.67        AUD

Ordinary NPV

CFD

 

Long

137

44.523504        AUD

Ordinary NPV

CFD

 

Long

83

44.512584        AUD

Ordinary NPV

CFD

 

Long

92

44.484877        AUD

Ordinary NPV

CFD

 

Long

48

44.495547        AUD

Ordinary NPV

CFD

 

Long

8567

44.564328        AUD

Ordinary NPV

CFD

 

Long

320619

44.593923        AUD

Ordinary NPV

CFD

 

Long

26876

44.585173        AUD

Ordinary NPV

CFD

 

Long

7727

44.5834489452569        AUD

Ordinary NPV

CFD

 

Long

5827

44.6237103140553        AUD

Ordinary NPV

CFD

 

Long

3561

44.692401        AUD

Ordinary NPV

CFD

 

Long

2579

44.576355        AUD

Ordinary NPV

CFD

 

Long

239295

44.59216        AUD

Ordinary NPV

CFD

 

Long

1250

44.574992        AUD

Ordinary NPV

CFD

 

Long

10961

23.544672932893        GBP

Ordinary NPV

CFD

 

Long

3520

23.5145482960142        GBP

Ordinary NPV

CFD

 

Long

8336

23.5445621396329        GBP

Ordinary NPV

CFD

 

Long

3623

23.55046094        GBP

Ordinary NPV

CFD

 

Long

42706

44.5640788178818        AUD

Ordinary NPV

CFD

 

Long

17

542.3049        ZAR

Ordinary NPV

CFD

 

Long

4

543.3919        ZAR

Ordinary NPV

CFD

 

Long

533

44.639437        AUD

Ordinary NPV

CFD

 

Long

343

44.525        AUD

Ordinary NPV

CFD

 

Long

111

23.570991        GBP

Ordinary NPV

CFD

 

Long

5763

44.592863        AUD

Ordinary NPV

CFD

 

Long

41555

44.618866        AUD

Ordinary NPV

CFD

 

Long

90391

44.568457        AUD

Ordinary NPV

CFD

 

Long

49

44.593571        AUD

Ordinary NPV

CFD

 

Long

135933

44.5809951393061        AUD

Ordinary NPV

CFD

 

Long

7348

44.5170944474687        AUD

Ordinary NPV

CFD

 

Long

8301

44.5887958401157        AUD

Ordinary NPV

CFD

 

Long

1066

44.582205        AUD

Ordinary NPV

CFD

 

Long

9679

44.556202        AUD

Ordinary NPV

CFD

 

Long

61126

23.50822636        GBP

Ordinary NPV

CFD

 

Long

1381

23.507649        GBP

Ordinary NPV

CFD

 

Long

15794

44.5770127822173        AUD

Ordinary NPV

CFD

 

Long

65

44.4631844930769        AUD

Ordinary NPV

CFD

 

Short

29483

23.52        GBP

Ordinary NPV

CFD

 

Short

3561

44.692401        AUD

Ordinary NPV

CFD

 

Short

1066

44.582205        AUD

Ordinary NPV

CFD

 

Short

1475

44.504285        AUD

Ordinary NPV

CFD

 

Short

80

44.449625        AUD

Ordinary NPV

CFD

 

Short

35354

44.54        AUD

Ordinary NPV

CFD

 

Short

2917

44.599949        AUD

Ordinary NPV

CFD

 

Short

1822

44.511345        AUD

Ordinary NPV

CFD

 

Short

320619

44.593923        AUD

Ordinary NPV

CFD

 

Short

9679

44.556202        AUD

Ordinary NPV

CFD

 

Short

7348

44.517094        AUD

Ordinary NPV

CFD

 

Short

90391

44.568457        AUD

Ordinary NPV

CFD

 

Short

72100

44.518296        AUD

Ordinary NPV

CFD

 

Short

533

44.639437        AUD

Ordinary NPV

CFD

 

Short

8567

44.564328        AUD

Ordinary NPV

CFD

 

Short

239295

44.59216        AUD

Ordinary NPV

CFD

 

Short

135933

44.580995        AUD

Ordinary NPV

CFD

 

Short

2579

44.576355        AUD

Ordinary NPV

CFD

 

Short

8301

44.588796        AUD

Ordinary NPV

CFD

 

Short

5763

44.592863        AUD

Ordinary NPV

CFD

 

Short

49

44.593571        AUD

Ordinary NPV

CFD

 

Short

1250

44.574992        AUD

Ordinary NPV

CFD

 

Short

4258

44.7        AUD

Ordinary NPV

CFD

 

Short

42706

44.56407882        AUD

Ordinary NPV

CFD

 

Short

41555

44.618866        AUD

Ordinary NPV

CFD

 

Short

343

44.525        AUD

Ordinary NPV

CFD

 

Short

22462

44.574425        AUD

Ordinary NPV

CFD

 

Short

26876

44.585173        AUD

Ordinary NPV

CFD

 

Short

55

44.587091        AUD

Ordinary NPV

CFD

 

Short

13554

44.600758        AUD

Ordinary NPV

CFD

 

Short

4502

44.568951        AUD

Ordinary NPV

CFD

 

Short

3148

44.638174        AUD

Ordinary NPV

CFD

 

Short

281358

44.577067        AUD

Ordinary NPV

CFD

 

Short

14

44.488734        AUD

Ordinary NPV

CFD

 

Short

137

44.523504        AUD

Ordinary NPV

CFD

 

Short

35683

44.556516        AUD

Ordinary NPV

CFD

 

Short

756

44.61234127        AUD

Ordinary NPV

CFD

 

Short

2

23.38        GBP

Ordinary NPV

CFD

 

Short

13584

44.6781673332671        AUD

Ordinary NPV

CFD

 

Short

3

544.6467        ZAR

Ordinary NPV

CFD

 

Short

32061

544.25210349        ZAR

Ordinary NPV

CFD

 

Short

8400

44.582319        AUD

Ordinary NPV

CFD

 

Short

4139

44.591752        AUD

Ordinary NPV

CFD

 

Short

365

543.41048        ZAR

Ordinary NPV

CFD

 

Short

563

543.398751        ZAR

Ordinary NPV

CFD

 

Short

140770

44.545292        AUD

Ordinary NPV

CFD

 

Short

100

44.67        AUD

Ordinary NPV

CFD

 

Short

130701

44.585501        AUD

Ordinary NPV

CFD

 

Short

60288

44.5580451773355        AUD

Ordinary NPV

CFD

 

Short

53887

44.5423375322471        AUD

Ordinary NPV

CFD

 

Short

13273

23.5154584494839        GBP

Ordinary NPV

CFD

 

Short

871

44.61195752        AUD

Ordinary NPV

CFD

 

Short

2217

44.5526012260713        AUD

Ordinary NPV

CFD

 

Short

40308

44.573605        AUD

Ordinary NPV

CFD

 

Short

92363

44.590944        AUD

Ordinary NPV

CFD

 

Short

22635

543.61556086        ZAR

Ordinary NPV

CFD

 

Short

33000

23.460009        GBP

Ordinary NPV

CFD

 

Short

1000

23.52765        GBP

Ordinary NPV

CFD

 

Short

10

23.595        GBP

Ordinary NPV

CFD

 

Short

244

23.5445327856147        GBP

Ordinary NPV

CFD

 

Short

27234

23.551512        GBP

Ordinary NPV

CFD

 

Short

3015

23.5154593698176        GBP

Ordinary NPV

CFD

 

Short

17

542.3049        ZAR

Ordinary NPV

CFD

 

Short

4

543.3919        ZAR

Ordinary NPV

CFD

 

Short

32931

544.66355319        ZAR

 

(c)        Stock-settled derivative transactions (including options)

 

(i)         Writing, selling, purchasing or varying

 

Class of relevant security

Product description e.g. call option

Writing, purchasing, selling, varying etc.

Number of securities to which option relates

Exercise price per unit

Type

e.g. American, European etc.

Expiry date

Option money paid/ received per unit









 

(ii)        Exercise

 

Class of relevant security

Product description

e.g. call option

Exercising/ exercised against

Number of securities

Exercise price per unit

 

 

 

 

 

 

 

(d)        Other dealings (including subscribing for new securities)

 

Class of relevant security

Nature of dealing

e.g. subscription, conversion

Details

Price per unit (if applicable)

 

 

 

 

 

 

 

3.         OTHER INFORMATION

 

(a)        Indemnity and other dealing arrangements

 

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer:

Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none "

 

None

 

 

(b)        Agreements, arrangements or understandings relating to options or derivatives

 

Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to:

(i)  the voting rights of any relevant securities under any option; or

(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:

If there are no such agreements, arrangements or understandings, state "none"

 

None

 

 

Date of disclosure:

17 May 2024

Contact name:

Richard Howard

Telephone number:

+44 (0)207 568 9128

 

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at monitoring@disclosure.org.uk

 

The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.

 

The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.

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