Form 8.5 (EPT/RI) - BHP

GoldmanSachs International

23 May 2024

 

FORM 8.5 (EPT/RI)

PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY

Rule 8.5 of the Takeover Code (the "Code")

1.         KEY INFORMATION

(a) Name of exempt principal trader:	(GS) GOLDMAN SACHS INTERNATIONAL
(b) Name of offeror/offeree in relation to whose relevant securities this form relates:      Use a separate form for each offeror/offeree	BHP GROUP LIMITED
(c) Name of the party to the offer with which exempt principal trader is connected:	ANGLO AMERICAN PLC
(d) Date dealing undertaken:	22 May 2024
(e) In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to the offer?      If it is a cash offer or possible cash offer, state "N/A"	YES - disclosed previously for ANGLO AMERICAN PLC

2.         DEALINGS BY THE EXEMPT PRINCIPAL TRADER

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

The currency of all prices and other monetary amounts should be stated.

(a)        Purchases and sales

Class of relevant security	Purchases/ sales	Total number of securities	Highest price per unit paid/received	Lowest price per unit paid/received
Ordinary NPV	Purchases	777,428 1,920,364	24.1450 GBP 46.3233 AUD	23.2600 GBP 46.2073 AUD
Ordinary NPV	Sales	826,074 1,918,916	24.1600 GBP 46.2950 AUD	23.2400 GBP 38.4527 AUD
ADR / (1.00 : 2.00)	Purchases	93,975 (187,950)	60.3762 USD	58.7100 USD
ADR / (1.00 : 2.00)	Sales	80,495 (160,990)	59.9901 USD	58.7750 USD

(b)        Cash-settled derivative transactions

Class of relevant security	Product description e.g. CFD	Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position	Number of reference securities	Price per unit
Ordinary NPV	CFD	Reducing a long position	3	23.2807 GBP
Ordinary NPV	CFD	Reducing a long position	2	23.2807 GBP
Ordinary NPV	CFD	Increasing a long position	26	23.2865 GBP
Ordinary NPV	CFD	Increasing a long position	11	23.2865 GBP
Ordinary NPV	CFD	Increasing a long position	259	23.2865 GBP
Ordinary NPV	CFD	Increasing a long position	838	23.2865 GBP
Ordinary NPV	CFD	Increasing a long position	66,000	23.2865 GBP
Ordinary NPV	CFD	Increasing a long position	66,000	23.2865 GBP
Ordinary NPV	CFD	Increasing a long position	92	23.3233 GBP
Ordinary NPV	CFD	Reducing a long position	4,003	23.4050 GBP
Ordinary NPV	CFD	Reducing a short position	5,600	23.5225 GBP
Ordinary NPV	CFD	Reducing a long position	8	23.6109 GBP
Ordinary NPV	CFD	Reducing a long position	3,452	23.6600 GBP
Ordinary NPV	CFD	Reducing a long position	1,071	23.6600 GBP
Ordinary NPV	CFD	Reducing a long position	106	23.6600 GBP
Ordinary NPV	CFD	Reducing a long position	42	23.6600 GBP
Ordinary NPV	CFD	Opening a long position	4,003	23.7321 GBP
Ordinary NPV	CFD	Reducing a long position	1,592	23.7783 GBP
Ordinary NPV	CFD	Reducing a long position	494	23.7783 GBP
Ordinary NPV	CFD	Reducing a long position	47	23.7783 GBP
Ordinary NPV	CFD	Reducing a long position	18	23.7783 GBP
Ordinary NPV	CFD	Reducing a short position	13,519	23.8067 GBP
Ordinary NPV	CFD	Reducing a short position	56,379	23.8067 GBP
Ordinary NPV	CFD	Reducing a short position	17,499	23.8067 GBP
Ordinary NPV	CFD	Opening a long position	12,878	23.8067 GBP
Ordinary NPV	CFD	Opening a short position	17,499	23.8177 GBP
Ordinary NPV	CFD	Reducing a long position	25,697	23.8177 GBP
Ordinary NPV	CFD	Reducing a long position	6,365	23.8177 GBP
Ordinary NPV	CFD	Reducing a long position	77	23.8439 GBP
Ordinary NPV	CFD	Reducing a long position	24	23.8439 GBP
Ordinary NPV	CFD	Reducing a long position	12,178	23.8736 GBP
Ordinary NPV	CFD	Reducing a long position	1,794	23.8736 GBP
Ordinary NPV	CFD	Increasing a long position	7,300	23.8984 GBP
Ordinary NPV	CFD	Reducing a long position	2	23.9376 GBP
Ordinary NPV	CFD	Reducing a long position	5	23.9406 GBP
Ordinary NPV	CFD	Reducing a long position	6	23.9426 GBP
Ordinary NPV	CFD	Reducing a long position	3	23.9426 GBP
Ordinary NPV	CFD	Reducing a long position	2	23.9526 GBP
Ordinary NPV	CFD	Reducing a long position	27	23.9907 GBP
Ordinary NPV	CFD	Reducing a long position	1	23.9907 GBP
Ordinary NPV	CFD	Reducing a long position	28,498	24.0306 GBP
Ordinary NPV	CFD	Reducing a long position	9,892	24.0306 GBP
Ordinary NPV	CFD	Opening a short position	13,519	24.0306 GBP
Ordinary NPV	CFD	Reducing a long position	1,192	24.0306 GBP
Ordinary NPV	CFD	Reducing a long position	5,321	24.0306 GBP
Ordinary NPV	CFD	Opening a short position	56,379	24.0306 GBP
Ordinary NPV	CFD	Reducing a long position	4,199	24.0306 GBP
Ordinary NPV	CFD	Increasing a short position	229	24.0686 GBP
Ordinary NPV	CFD	Increasing a short position	34	24.0686 GBP
Ordinary NPV	CFD	Reducing a long position	1,925	24.0836 GBP
Ordinary NPV	CFD	Reducing a long position	598	24.0836 GBP
Ordinary NPV	CFD	Reducing a long position	58	24.0836 GBP
Ordinary NPV	CFD	Increasing a short position	8,200	24.0877 GBP
Ordinary NPV	CFD	Reducing a long position	20	24.0936 GBP
Ordinary NPV	CFD	Reducing a long position	302	24.1002 GBP
Ordinary NPV	CFD	Reducing a long position	391	24.1005 GBP
Ordinary NPV	CFD	Reducing a long position	121	24.1005 GBP
Ordinary NPV	CFD	Reducing a long position	12	24.1005 GBP
Ordinary NPV	CFD	Reducing a long position	5	24.1005 GBP
Ordinary NPV	CFD	Reducing a long position	4,438	24.1139 GBP
Ordinary NPV	CFD	Reducing a short position	1,242	30.7257 USD
Ordinary NPV	CFD	Reducing a short position	792	30.7257 USD
Ordinary NPV	CFD	Opening a short position	792	30.8051 USD
Ordinary NPV	CFD	Opening a short position	1,242	30.8051 USD
Ordinary NPV	CFD	Reducing a long position	16,837	46.0400 AUD
Ordinary NPV	CFD	Reducing a short position	412	46.0400 AUD
Ordinary NPV	CFD	Reducing a short position	2,000	46.0400 AUD
Ordinary NPV	CFD	Reducing a short position	1,408	46.0400 AUD
Ordinary NPV	CFD	Reducing a long position	1,408	46.0400 AUD
Ordinary NPV	CFD	Reducing a short position	2,034	46.0400 AUD
Ordinary NPV	CFD	Reducing a short position	15,000	46.0400 AUD
Ordinary NPV	CFD	Reducing a long position	30,713	46.0400 AUD
Ordinary NPV	CFD	Reducing a long position	233	46.0400 AUD
Ordinary NPV	CFD	Reducing a short position	16,837	46.0400 AUD
Ordinary NPV	CFD	Reducing a long position	2,034	46.0400 AUD
Ordinary NPV	CFD	Reducing a short position	30,713	46.0400 AUD
Ordinary NPV	CFD	Reducing a long position	2,000	46.0400 AUD
Ordinary NPV	CFD	Reducing a long position	412	46.0400 AUD
Ordinary NPV	CFD	Increasing a long position	233	46.0400 AUD
Ordinary NPV	CFD	Opening a short position	15,000	46.0400 AUD
Ordinary NPV	CFD	Reducing a long position	2,086	46.1263 AUD
Ordinary NPV	CFD	Reducing a short position	2,086	46.1263 AUD
Ordinary NPV	CFD	Opening a long position	2,691	46.1277 AUD
Ordinary NPV	CFD	Opening a short position	2,691	46.1300 AUD
Ordinary NPV	CFD	Opening a short position	2,034	46.1300 AUD
Ordinary NPV	CFD	Increasing a long position	406	46.1350 AUD
Ordinary NPV	CFD	Increasing a short position	124	46.1442 AUD
Ordinary NPV	CFD	Increasing a short position	132	46.1442 AUD
Ordinary NPV	CFD	Increasing a short position	150	46.1442 AUD
Ordinary NPV	CFD	Reducing a long position	329	46.1794 AUD
Ordinary NPV	CFD	Reducing a long position	9	46.1794 AUD
Ordinary NPV	CFD	Reducing a long position	102	46.1794 AUD
Ordinary NPV	CFD	Increasing a long position	216	46.1933 AUD
Ordinary NPV	CFD	Increasing a short position	216	46.1933 AUD
Ordinary NPV	CFD	Opening a long position	15,000	46.1934 AUD
Ordinary NPV	CFD	Opening a short position	15,000	46.1934 AUD
Ordinary NPV	CFD	Reducing a long position	382	46.2037 AUD
Ordinary NPV	CFD	Reducing a long position	12	46.2037 AUD
Ordinary NPV	CFD	Reducing a long position	118	46.2037 AUD
Ordinary NPV	CFD	Reducing a short position	16,837	46.2052 AUD
Ordinary NPV	CFD	Opening a short position	16,837	46.2075 AUD
Ordinary NPV	CFD	Increasing a long position	794	46.2139 AUD
Ordinary NPV	CFD	Reducing a short position	761	46.2139 AUD
Ordinary NPV	CFD	Increasing a short position	794	46.2139 AUD
Ordinary NPV	CFD	Opening a long position	110,343	46.2377 AUD
Ordinary NPV	CFD	Reducing a short position	70,373	46.2377 AUD
Ordinary NPV	CFD	Increasing a short position	180,716	46.2400 AUD
Ordinary NPV	CFD	Reducing a long position	1,196,400	46.2400 AUD
Ordinary NPV	CFD	Increasing a long position	6,018	46.2400 AUD
Ordinary NPV	CFD	Opening a long position	2,034	46.2400 AUD
Ordinary NPV	CFD	Reducing a long position	520,000	46.2400 AUD
Ordinary NPV	CFD	Increasing a long position	1,876	46.2400 AUD
Ordinary NPV	CFD	Increasing a short position	6,018	46.2439 AUD
Ordinary NPV	CFD	Reducing a short position	106,414	46.2467 AUD
Ordinary NPV	CFD	Reducing a long position	160	46.2481 AUD
Ordinary NPV	CFD	Reducing a long position	50	46.2481 AUD
Ordinary NPV	CFD	Reducing a long position	36,041	46.2490 AUD
Ordinary NPV	CFD	Opening a short position	70,373	46.2490 AUD
Ordinary NPV	CFD	Reducing a long position	68	46.2607 AUD
Ordinary NPV	CFD	Reducing a long position	5	46.2607 AUD
Ordinary NPV	CFD	Reducing a long position	21	46.2607 AUD
Ordinary NPV	CFD	Reducing a short position	888	46.2700 AUD
Ordinary NPV	CFD	Reducing a short position	581	46.2700 AUD
Ordinary NPV	CFD	Reducing a short position	531	46.2700 AUD
Ordinary NPV	CFD	Reducing a short position	11,920	46.2726 AUD
Ordinary NPV	CFD	Reducing a long position	11,920	46.2772 AUD
Ordinary NPV	CFD	Increasing a long position	6,984	46.2814 AUD
Ordinary NPV	CFD	Reducing a short position	6,984	46.2835 AUD
Ordinary NPV	CFD	Opening a long position	30,713	46.2835 AUD
Ordinary NPV	CFD	Opening a short position	6,984	46.2837 AUD
Ordinary NPV	CFD	Reducing a long position	37,697	46.2858 AUD
Ordinary NPV	CFD	Increasing a long position	2	46.2881 AUD
Ordinary NPV	CFD	Increasing a long position	6	46.2881 AUD
Ordinary NPV	CFD	Opening a short position	2,000	46.2885 AUD
Ordinary NPV	CFD	Increasing a long position	30,478	46.2889 AUD
Ordinary NPV	CFD	Increasing a long position	1,408	46.2907 AUD
Ordinary NPV	CFD	Increasing a short position	30,478	46.2912 AUD
Ordinary NPV	CFD	Increasing a long position	8	46.2950 AUD
Ordinary NPV	CFD	Increasing a short position	8	46.2950 AUD
Ordinary NPV	CFD	Increasing a short position	8	46.2950 AUD
Ordinary NPV	CFD	Increasing a short position	24	46.2950 AUD
Ordinary NPV	CFD	Reducing a short position	17	46.2950 AUD
Ordinary NPV	CFD	Reducing a short position	15	46.2950 AUD
Ordinary NPV	CFD	Reducing a long position	17	46.2950 AUD
Ordinary NPV	CFD	Reducing a long position	15	46.2950 AUD
Ordinary NPV	CFD	Increasing a long position	24	46.2950 AUD
Ordinary NPV	CFD	Increasing a long position	461	46.2966 AUD
Ordinary NPV	CFD	Increasing a short position	461	46.3001 AUD
Ordinary NPV	CFD	Reducing a short position	24	46.3023 AUD
Ordinary NPV	CFD	Reducing a short position	155	46.3023 AUD
Ordinary NPV	CFD	Reducing a long position	179	46.3023 AUD
Ordinary NPV	CFD	Reducing a long position	5	46.3029 AUD
Ordinary NPV	CFD	Reducing a long position	32	46.3052 AUD
Ordinary NPV	CFD	Reducing a long position	3	46.3052 AUD
Ordinary NPV	CFD	Reducing a long position	10	46.3052 AUD
Ordinary NPV	CFD	Reducing a long position	82	46.3332 AUD
Ordinary NPV	CFD	Reducing a long position	4	46.3332 AUD
Ordinary NPV	CFD	Reducing a long position	25	46.3332 AUD
Ordinary NPV	CFD	Reducing a long position	575	46.3528 AUD
Ordinary NPV	CFD	Reducing a long position	177	46.3528 AUD
Ordinary NPV	CFD	Opening a long position	412	46.3549 AUD
Ordinary NPV	CFD	Reducing a long position	412	46.3549 AUD
Ordinary NPV	CFD	Reducing a short position	438	46.3717 AUD
Ordinary NPV	CFD	Reducing a long position	438	46.3717 AUD
Ordinary NPV	CFD	Reducing a short position	734	544.1722 ZAR
Ordinary NPV	SWAP	Increasing a short position	458	23.8291 GBP
Ordinary NPV	SWAP	Reducing a short position	446	24.0185 GBP
Ordinary NPV	SWAP	Reducing a short position	12,062	30.8449 USD
Ordinary NPV	SWAP	Reducing a short position	33,261	46.0400 AUD
Ordinary NPV	SWAP	Reducing a long position	33,261	46.0400 AUD
Ordinary NPV	SWAP	Reducing a short position	1,800	46.0400 AUD
Ordinary NPV	SWAP	Reducing a long position	1,800	46.0400 AUD
Ordinary NPV	SWAP	Reducing a short position	1,716,400	46.0400 AUD
Ordinary NPV	SWAP	Reducing a long position	1,716,400	46.0400 AUD
Ordinary NPV	SWAP	Opening a short position	1,800	46.2400 AUD
Ordinary NPV	SWAP	Increasing a long position	4,880	46.2400 AUD
Ordinary NPV	SWAP	Opening a long position	1,716,400	46.2400 AUD
Ordinary NPV	SWAP	Increasing a short position	12,062	46.2590 AUD
Ordinary NPV	SWAP	Reducing a long position	5,000	46.3381 AUD
Ordinary NPV	SWAP	Reducing a long position	734	544.3356 ZAR
Ordinary NPV	SWAP	Increasing a long position	15,402	550.6872 ZAR

(c)        Stock-settled derivative transactions (including options)

(i)         Writing, selling, purchasing or varying

Class of relevant security	Product description e.g. call option	Writing, purchasing, selling, varying etc.	Number of securities to which option relates	Exercise price per unit	Type e.g. American, European etc.	Expiry date	Option money paid/ received per unit
ADR / (1.00 : 2.00)	Call Option / (1.00 : 200.00)	Purchasing	50 (10,000)	65.0000 USD	AMERICAN	21/06/2024	0.2608 USD
ADR / (1.00 : 2.00)	Call Option / (1.00 : 200.00)	Purchasing	50 (10,000)	65.0000 USD	AMERICAN	21/06/2024	0.2160 USD
ADR / (1.00 : 2.00)	Call Option / (1.00 : 200.00)	Purchasing	25 (5,000)	65.0000 USD	AMERICAN	21/06/2024	0.2612 USD
ADR / (1.00 : 2.00)	Call Option / (1.00 : 200.00)	Selling	25 (5,000)	62.5000 USD	AMERICAN	21/06/2024	0.7804 USD
ADR / (1.00 : 2.00)	Call Option / (1.00 : 200.00)	Selling	50 (10,000)	62.5000 USD	AMERICAN	21/06/2024	0.7848 USD
ADR / (1.00 : 2.00)	Call Option / (1.00 : 200.00)	Selling	25 (5,000)	62.5000 USD	AMERICAN	21/06/2024	0.7112 USD
ADR / (1.00 : 2.00)	Call Option / (1.00 : 200.00)	Selling	25 (5,000)	62.5000 USD	AMERICAN	21/06/2024	0.6720 USD
ADR / (1.00 : 2.00)	Put Option / (1.00 : 200.00)	Purchasing	50 (10,000)	52.5000 USD	AMERICAN	21/06/2024	0.1346 USD
ADR / (1.00 : 2.00)	Put Option / (1.00 : 200.00)	Purchasing	50 (10,000)	55.0000 USD	AMERICAN	21/06/2024	0.2740 USD
ADR / (1.00 : 2.00)	Put Option / (1.00 : 200.00)	Purchasing	25 (5,000)	55.0000 USD	AMERICAN	21/06/2024	0.3168 USD

(ii)        Exercise

Class of relevant security	Product description e.g. call option	Exercising / exercised against	Number of securities	Exercise price per unit

(d)        Other dealings (including subscribing for new securities)

Class of relevant security	Nature of dealing e.g. subscription, conversion	Details	Price per unit (if applicable)

3.         OTHER INFORMATION

(a)        Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none"

NONE

(b)        Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i)  the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none"

NONE

Date of disclosure:	23 May 2024
Contact name:	Papa Lette and Andrzej Szyszka
Telephone number:	[phone] / [phone]

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.

The Panel's Market Surveillance Unit is available for consultation in relation to the Code's disclosure requirements on [phone].

The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.

 

END