Form 8.5 (EPT/RI)-Replacement of BHP Group Limited

Morgan Stanley & Co. Int'l plc

20 May 2024

 

AMENDMENT(2(a), 2(b))

FORM 8.5 (EPT/RI)

PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY

Rule 8.5 of the Takeover Code (the "Code")

1.         KEY INFORMATION

(a) Name of exempt principal trader:	Morgan Stanley & Co. International plc
(b) Name of offeror/offeree in relation to whose relevant securities this form relates:      Use a separate form for each offeror/offeree	BHP Group Limited
(c) Name of the party to the offer with which exempt principal trader is connected:	Anglo American plc
(d) Date dealing undertaken:	14 May 2024
(e) In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to this offer?      If it is a cash offer or possible cash offer, state "N/A"	YES-Anglo American plc

2.         DEALINGS BY THE EXEMPT PRINCIPAL TRADER

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

The currency of all prices and other monetary amounts should be stated.

(a)        Purchases and sales

Class of relevant security	Purchases/ sales	Total number of securities	Highest price per unit paid/received	Lowest price per unit paid/received
ADR	PURCHASES	2,846	59.3800 USD	58.4450 USD
ADR	SALES	2,846	59.3800 USD	58.4450 USD
Ordinary NPV	SALES	617,840	23.7000 GBP	22.7000 GBP
Ordinary NPV	PURCHASES	577,899	23.7100 GBP	22.7000 GBP
Ordinary NPV	PURCHASES	80,000	28.4833 USD	28.4833 USD
Ordinary NPV	SALES	130,400	29.4593 USD	28.4933 USD
Ordinary NPV	PURCHASES	159,691	43.4094 AUD	43.0755 AUD
Ordinary NPV	SALES	211,900	43.4920 AUD	39.2549 AUD

(b)        Cash-settled derivative transactions

Class of relevant security	Product description e.g. CFD	Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position	Number of reference securities	Price per unit
ADR	CFD	increasing a short position	2,102	59.1126 USD
ADR	CFD	reducing a short position	2,102	58.6244 USD
Ordinary NPV	CFD	increasing a long position	80,000	22.7486 GBP
Ordinary NPV	CFD	increasing a long position	124	23.3271 GBP
Ordinary NPV	CFD	increasing a long position	466	23.3271 GBP
Ordinary NPV	CFD	increasing a long position	292	23.3271 GBP
Ordinary NPV	CFD	increasing a long position	92	23.3271 GBP
Ordinary NPV	CFD	increasing a long position	2,373	23.3271 GBP
Ordinary NPV	CFD	increasing a long position	9,504	23.3271 GBP
Ordinary NPV	CFD	increasing a long position	4,824	23.3700 GBP
Ordinary NPV	CFD	increasing a long position	6,168	23.3819 GBP
Ordinary NPV	CFD	increasing a long position	15,893	23.4236 GBP
Ordinary NPV	CFD	increasing a long position	4,204	23.5017 GBP
Ordinary NPV	CFD	increasing a long position	1	23.5548 GBP
Ordinary NPV	CFD	increasing a long position	633	43.1172 AUD
Ordinary NPV	CFD	increasing a long position	184	43.1442 AUD
Ordinary NPV	CFD	increasing a long position	122	43.1442 AUD
Ordinary NPV	CFD	increasing a long position	25,200	43.1795 AUD
Ordinary NPV	CFD	increasing a long position	42,568	541.6535 ZAR
Ordinary NPV	CFD	increasing a long position	36,133	541.7074 ZAR
Ordinary NPV	CFD	increasing a long position	2,444	542.3126 ZAR
Ordinary NPV	CFD	increasing a long position	8,549	542.3467 ZAR
Ordinary NPV	CFD	increasing a long position	6,970	543.4470 ZAR
Ordinary NPV	CFD	increasing a long position	620	543.5221 ZAR
Ordinary NPV	CFD	increasing a short position	3,624	23.2378 GBP
Ordinary NPV	CFD	increasing a short position	91	23.2700 GBP
Ordinary NPV	CFD	increasing a short position	3,415	23.2800 GBP
Ordinary NPV	CFD	increasing a short position	4,204	23.2848 GBP
Ordinary NPV	CFD	increasing a short position	61,718	23.3622 GBP
Ordinary NPV	CFD	increasing a short position	9,600	43.1368 AUD
Ordinary NPV	CFD	increasing a short position	2,100	43.1368 AUD
Ordinary NPV	CFD	increasing a short position	3,182	43.1466 AUD
Ordinary NPV	CFD	increasing a short position	80,000	43.1500 AUD
Ordinary NPV	CFD	increasing a short position	184	43.1500 AUD
Ordinary NPV	CFD	increasing a short position	3,894	43.1694 AUD
Ordinary NPV	CFD	increasing a short position	25,000	43.2218 AUD
Ordinary NPV	CFD	increasing a short position	27,084	541.1060 ZAR
Ordinary NPV	CFD	increasing a short position	32,548	541.7074 ZAR
Ordinary NPV	CFD	reducing a long position	815	22.9564 GBP
Ordinary NPV	CFD	reducing a long position	321	22.9564 GBP
Ordinary NPV	CFD	reducing a long position	16,632	22.9564 GBP
Ordinary NPV	CFD	reducing a long position	6,146	22.9564 GBP
Ordinary NPV	CFD	reducing a long position	761	22.9564 GBP
Ordinary NPV	CFD	reducing a long position	279	22.9564 GBP
Ordinary NPV	CFD	reducing a long position	62,610	23.2744 GBP
Ordinary NPV	CFD	reducing a long position	198	23.2800 GBP
Ordinary NPV	CFD	reducing a long position	2,819	23.2800 GBP
Ordinary NPV	CFD	reducing a long position	4,204	23.2848 GBP
Ordinary NPV	CFD	reducing a long position	4,164	23.3492 GBP
Ordinary NPV	CFD	reducing a long position	14,500	23.4023 GBP
Ordinary NPV	CFD	reducing a long position	1,106	23.5077 GBP
Ordinary NPV	CFD	reducing a long position	3,002	43.1000 AUD
Ordinary NPV	CFD	reducing a long position	670	43.1159 AUD
Ordinary NPV	CFD	reducing a long position	589	43.1298 AUD
Ordinary NPV	CFD	reducing a long position	38	43.1311 AUD
Ordinary NPV	CFD	reducing a long position	1,066	43.1342 AUD
Ordinary NPV	CFD	reducing a long position	1,496	43.1342 AUD
Ordinary NPV	CFD	reducing a long position	7,966	43.1342 AUD
Ordinary NPV	CFD	reducing a long position	38	43.1442 AUD
Ordinary NPV	CFD	reducing a long position	2,528	529.1925 ZAR
Ordinary NPV	CFD	reducing a long position	3,585	541.7074 ZAR
Ordinary NPV	CFD	reducing a long position	2,444	542.3113 ZAR
Ordinary NPV	CFD	reducing a long position	41,097	542.3467 ZAR
Ordinary NPV	CFD	reducing a long position	516	543.2922 ZAR
Ordinary NPV	CFD	reducing a long position	620	543.5221 ZAR
Ordinary NPV	CFD	reducing a long position	12,956	545.2295 ZAR
Ordinary NPV	CFD	reducing a short position	34	22.9699 GBP
Ordinary NPV	CFD	reducing a short position	39	23.1799 GBP
Ordinary NPV	CFD	reducing a short position	5	23.2700 GBP
Ordinary NPV	CFD	reducing a short position	43,248	23.2800 GBP
Ordinary NPV	CFD	reducing a short position	91	23.2877 GBP
Ordinary NPV	CFD	reducing a short position	11,099	23.2958 GBP
Ordinary NPV	CFD	reducing a short position	48,021	23.2958 GBP
Ordinary NPV	CFD	reducing a short position	6,372	23.2958 GBP
Ordinary NPV	CFD	reducing a short position	51,867	23.3739 GBP
Ordinary NPV	CFD	reducing a short position	12	23.4100 GBP
Ordinary NPV	CFD	reducing a short position	11,028	23.4321 GBP
Ordinary NPV	CFD	reducing a short position	25,200	23.4579 GBP
Ordinary NPV	CFD	reducing a short position	300	23.4715 GBP
Ordinary NPV	CFD	reducing a short position	4,204	23.5017 GBP
Ordinary NPV	CFD	reducing a short position	9	23.5806 GBP
Ordinary NPV	CFD	reducing a short position	239	43.0958 AUD
Ordinary NPV	CFD	reducing a short position	2,269	43.1000 AUD
Ordinary NPV	CFD	reducing a short position	46	43.1005 AUD
Ordinary NPV	CFD	reducing a short position	69	43.1007 AUD
Ordinary NPV	CFD	reducing a short position	96,697	43.1230 AUD
Ordinary NPV	CFD	reducing a short position	244	43.1283 AUD
Ordinary NPV	CFD	reducing a short position	2,138	43.1283 AUD
Ordinary NPV	CFD	reducing a short position	19,378	43.1339 AUD
Ordinary NPV	CFD	reducing a short position	96	43.1442 AUD
Ordinary NPV	CFD	reducing a short position	64	43.1442 AUD
Ordinary NPV	CFD	reducing a short position	596	43.1500 AUD
Ordinary NPV	CFD	reducing a short position	230	43.1500 AUD
Ordinary NPV	CFD	reducing a short position	954	43.1620 AUD
Ordinary NPV	CFD	reducing a short position	1,432	43.1620 AUD
Ordinary NPV	CFD	reducing a short position	32,548	542.3467 ZAR
Ordinary NPV	CFD	reducing a short position	516	543.2922 ZAR

(c)        Stock-settled derivative transactions (including options)

(i)         Writing, selling, purchasing or varying

Class of relevant security	Product description e.g. call option	Writing, purchasing, selling, varying etc.	Number of securities to which option relates	Exercise price per unit	Type e.g. American, European etc.	Expiry date	Option money paid/ received per unit
N/A	N/A	N/A	N/A	N/A	N/A	N/A	N/A

(ii)        Exercise

Class of relevant security	Product description e.g. call option	Exercising/ exercised against	Number of securities	Exercise price per unit
Ordinary NPV	Short Call	Exercised against	180	40.5174 AUD

(d)        Other dealings (including subscribing for new securities)

Class of relevant security	Nature of dealing e.g. subscription, conversion	Details	Price per unit (if applicable)
N/A	N/A	N/A	N/A

3.         OTHER INFORMATION

(a)        Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included.  If there are no such agreements, arrangements or understandings, state "none"

NONE

(b)        Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i)  the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none"

NONE

Date of disclosure:	20 May 2024
Contact name:	Craig Horsley
Telephone number:	[phone]

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service. 

The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on [phone].

The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.

 

END