Form 8.5 (EPT/RI)-Replacement of BHP Group Limited

Morgan Stanley & Co. Int'l plc

20 May 2024

 

AMENDMENT(2(a), 2(b))

FORM 8.5 (EPT/RI)

PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY

Rule 8.5 of the Takeover Code (the "Code")

1.         KEY INFORMATION

(a) Name of exempt principal trader:	Morgan Stanley & Co. International plc
(b) Name of offeror/offeree in relation to whose relevant securities this form relates:      Use a separate form for each offeror/offeree	BHP Group Limited
(c) Name of the party to the offer with which exempt principal trader is connected:	Anglo American plc
(d) Date dealing undertaken:	15 May 2024
(e) In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to this offer?      If it is a cash offer or possible cash offer, state "N/A"	YES- Anglo American plc

2.         DEALINGS BY THE EXEMPT PRINCIPAL TRADER

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

The currency of all prices and other monetary amounts should be stated.

(a)        Purchases and sales

Class of relevant security	Purchases/ sales	Total number of securities	Highest price per unit paid/received	Lowest price per unit paid/received
ADR	PURCHASES	2,755	59.5760 USD	58.8800 USD
ADR	SALES	2,755	59.5760 USD	58.8800 USD
Ordinary NPV	PURCHASES	281,161	23.6900 GBP	23.1150 GBP
Ordinary NPV	SALES	375,300	23.7000 GBP	23.1100 GBP
Ordinary NPV	PURCHASES	164,820	44.4250 AUD	44.0900 AUD
Ordinary NPV	SALES	225,676	44.4300 AUD	44.0900 AUD

(b)        Cash-settled derivative transactions

Class of relevant security	Product description e.g. CFD	Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position	Number of reference securities	Price per unit
Ordinary NPV	CFD	increasing a long position	1,098	23.2600 GBP
Ordinary NPV	CFD	increasing a long position	52	23.2710 GBP
Ordinary NPV	CFD	increasing a long position	13,673	23.5190 GBP
Ordinary NPV	CFD	increasing a long position	5,323	23.5844 GBP
Ordinary NPV	CFD	increasing a long position	1,523	44.1774 AUD
Ordinary NPV	CFD	increasing a long position	16,474	44.1870 AUD
Ordinary NPV	CFD	increasing a long position	10,982	44.1870 AUD
Ordinary NPV	CFD	increasing a long position	1,386	44.1999 AUD
Ordinary NPV	CFD	increasing a long position	926	44.1999 AUD
Ordinary NPV	CFD	increasing a long position	409	44.2217 AUD
Ordinary NPV	CFD	increasing a long position	90,132	542.7789 ZAR
Ordinary NPV	CFD	increasing a long position	10,642	544.1718 ZAR
Ordinary NPV	CFD	increasing a long position	996	544.9165 ZAR
Ordinary NPV	CFD	increasing a long position	8,169	545.0195 ZAR
Ordinary NPV	CFD	increasing a long position	11,291	546.0392 ZAR
Ordinary NPV	CFD	increasing a short position	6,000	23.2847 GBP
Ordinary NPV	CFD	increasing a short position	1,400	23.3879 GBP
Ordinary NPV	CFD	increasing a short position	14,000	23.3997 GBP
Ordinary NPV	CFD	increasing a short position	177	23.4100 GBP
Ordinary NPV	CFD	increasing a short position	13,409	23.4804 GBP
Ordinary NPV	CFD	increasing a short position	307	23.5200 GBP
Ordinary NPV	CFD	increasing a short position	302	23.6007 GBP
Ordinary NPV	CFD	increasing a short position	150	44.0900 AUD
Ordinary NPV	CFD	increasing a short position	1,694	44.0995 AUD
Ordinary NPV	CFD	increasing a short position	35,682	44.1593 AUD
Ordinary NPV	CFD	increasing a short position	5,658	44.2465 AUD
Ordinary NPV	CFD	increasing a short position	42,846	543.4366 ZAR
Ordinary NPV	CFD	increasing a short position	2,093	544.1718 ZAR
Ordinary NPV	CFD	reducing a long position	167	23.1466 GBP
Ordinary NPV	CFD	reducing a long position	698	23.2288 GBP
Ordinary NPV	CFD	reducing a long position	153	23.2600 GBP
Ordinary NPV	CFD	reducing a long position	1,550	23.5176 GBP
Ordinary NPV	CFD	reducing a long position	16,517	23.5788 GBP
Ordinary NPV	CFD	reducing a long position	993	44.1500 AUD
Ordinary NPV	CFD	reducing a long position	3,825	44.1568 AUD
Ordinary NPV	CFD	reducing a long position	10,377	44.1666 AUD
Ordinary NPV	CFD	reducing a long position	1,389	44.1666 AUD
Ordinary NPV	CFD	reducing a long position	1,950	44.1666 AUD
Ordinary NPV	CFD	reducing a long position	70	44.2375 AUD
Ordinary NPV	CFD	reducing a long position	741	44.2392 AUD
Ordinary NPV	CFD	reducing a long position	399	44.2477 AUD
Ordinary NPV	CFD	reducing a long position	47,286	542.1830 ZAR
Ordinary NPV	CFD	reducing a long position	823	542.4307 ZAR
Ordinary NPV	CFD	reducing a long position	8,549	544.1718 ZAR
Ordinary NPV	CFD	reducing a long position	996	544.9152 ZAR
Ordinary NPV	CFD	reducing a long position	10,262	545.0195 ZAR
Ordinary NPV	CFD	reducing a short position	302	23.2600 GBP
Ordinary NPV	CFD	reducing a short position	81,031	23.2600 GBP
Ordinary NPV	CFD	reducing a short position	1,090	23.2600 GBP
Ordinary NPV	CFD	reducing a short position	9,651	23.2860 GBP
Ordinary NPV	CFD	reducing a short position	3,413	23.4707 GBP
Ordinary NPV	CFD	reducing a short position	307	23.5500 GBP
Ordinary NPV	CFD	reducing a short position	22,101	23.5505 GBP
Ordinary NPV	CFD	reducing a short position	104	23.6400 GBP
Ordinary NPV	CFD	reducing a short position	4,945	44.0900 AUD
Ordinary NPV	CFD	reducing a short position	2,663	44.1500 AUD
Ordinary NPV	CFD	reducing a short position	101	44.1600 AUD
Ordinary NPV	CFD	reducing a short position	296	44.1600 AUD
Ordinary NPV	CFD	reducing a short position	806	44.1697 AUD
Ordinary NPV	CFD	reducing a short position	244	44.1697 AUD
Ordinary NPV	CFD	reducing a short position	321	44.1697 AUD
Ordinary NPV	CFD	reducing a short position	848	44.1697 AUD
Ordinary NPV	CFD	reducing a short position	1,134	44.1697 AUD
Ordinary NPV	CFD	reducing a short position	320	44.1697 AUD
Ordinary NPV	CFD	reducing a short position	2,242	44.1706 AUD
Ordinary NPV	CFD	reducing a short position	763	44.1706 AUD
Ordinary NPV	CFD	reducing a short position	165	44.2000 AUD
Ordinary NPV	CFD	reducing a short position	34,557	44.2290 AUD
Ordinary NPV	CFD	reducing a short position	20,000	44.2322 AUD
Ordinary NPV	CFD	reducing a short position	126	44.2399 AUD
Ordinary NPV	CFD	reducing a short position	47,179	44.2406 AUD
Ordinary NPV	CFD	reducing a short position	110	44.2500 AUD
Ordinary NPV	CFD	reducing a short position	1,203	44.3000 AUD
Ordinary NPV	CFD	reducing a short position	10,000	44.3826 AUD
Ordinary NPV	CFD	reducing a short position	823	542.4307 ZAR
Ordinary NPV	CFD	reducing a short position	2,093	545.0195 ZAR

(c)        Stock-settled derivative transactions (including options)

(i)         Writing, selling, purchasing or varying

Class of relevant security	Product description e.g. call option	Writing, purchasing, selling, varying etc.	Number of securities to which option relates	Exercise price per unit	Type e.g. American, European etc.	Expiry date	Option money paid/ received per unit
N/A	N/A	N/A	N/A	N/A	N/A	N/A	N/A

(ii)        Exercise

Class of relevant security	Product description e.g. call option	Exercising/ exercised against	Number of securities	Exercise price per unit
Ordinary NPV	Short Call	Exercised against	400	38.3891 AUD

(d)        Other dealings (including subscribing for new securities)

Class of relevant security	Nature of dealing e.g. subscription, conversion	Details	Price per unit (if applicable)
N/A	N/A	N/A	N/A

3.         OTHER INFORMATION

(a)        Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included.  If there are no such agreements, arrangements or understandings, state "none"

NONE

(b)        Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i)  the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none"

NONE

Date of disclosure:	20 May 2024
Contact name:	Craig Horsley
Telephone number:	[phone]

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service. 

The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on [phone].

The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.

 

END