Form 8.5 (EPT/RI)- Replacement of BHP Group

Morgan Stanley & Co. Int'l plc

23 May 2024

 

AMENDMENT(2(a), 2(b))

FORM 8.5 (EPT/RI)

PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY

Rule 8.5 of the Takeover Code (the "Code")

1.         KEY INFORMATION

(a) Name of exempt principal trader:	Morgan Stanley & Co. International plc
(b) Name of offeror/offeree in relation to whose relevant securities this form relates:      Use a separate form for each offeror/offeree	BHP Group Limited
(c) Name of the party to the offer with which exempt principal trader is connected:	Anglo American plc
(d) Date dealing undertaken:	20 May 2024
(e) In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to this offer?      If it is a cash offer or possible cash offer, state "N/A"	YES-Anglo American plc

2.         DEALINGS BY THE EXEMPT PRINCIPAL TRADER

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

The currency of all prices and other monetary amounts should be stated.

(a)        Purchases and sales

Class of relevant security	Purchases/ sales	Total number of securities	Highest price per unit paid/received	Lowest price per unit paid/received
ADR	PURCHASES	1,271	61.7288 USD	61.3300 USD
ADR	SALES	1,271	61.7288 USD	61.3300 USD
Ordinary NPV	PURCHASES	349,746	24.3700 GBP	24.0950 GBP
Ordinary NPV	SALES	330,844	24.3800 GBP	24.1000 GBP
Ordinary NPV	PURCHASES	12,700	30.6440 USD	30.6440 USD
Ordinary NPV	SALES	408	30.8175 USD	30.8175 USD
Ordinary NPV	PURCHASES	356,002	46.0100 AUD	45.7200 AUD
Ordinary NPV	SALES	398,609	46.0100 AUD	45.7200 AUD

(b)        Cash-settled derivative transactions

Class of relevant security	Product description e.g. CFD	Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position	Number of reference securities	Price per unit
Ordinary NPV	CFD	increasing a long position	10,885	24.2543 GBP
Ordinary NPV	CFD	increasing a long position	3,621	24.2610 GBP
Ordinary NPV	CFD	increasing a long position	7,840	24.2706 GBP
Ordinary NPV	CFD	increasing a long position	4,886	24.3170 GBP
Ordinary NPV	CFD	increasing a long position	232	24.3600 GBP
Ordinary NPV	CFD	increasing a long position	5,622	45.7817 AUD
Ordinary NPV	CFD	increasing a long position	1,257	45.7978 AUD
Ordinary NPV	CFD	increasing a long position	838	45.7978 AUD
Ordinary NPV	CFD	increasing a long position	1,385	45.8125 AUD
Ordinary NPV	CFD	increasing a long position	216	45.8147 AUD
Ordinary NPV	CFD	increasing a long position	6,167	561.2631 ZAR
Ordinary NPV	CFD	increasing a long position	1,500	561.5045 ZAR
Ordinary NPV	CFD	increasing a long position	746	561.7869 ZAR
Ordinary NPV	CFD	increasing a long position	4,415	561.9439 ZAR
Ordinary NPV	CFD	increasing a short position	131	24.1000 GBP
Ordinary NPV	CFD	increasing a short position	14,279	24.2327 GBP
Ordinary NPV	CFD	increasing a short position	6,434	24.2625 GBP
Ordinary NPV	CFD	increasing a short position	1,000	24.3673 GBP
Ordinary NPV	CFD	increasing a short position	1,000	24.3673 GBP
Ordinary NPV	CFD	increasing a short position	61	45.7000 AUD
Ordinary NPV	CFD	increasing a short position	101	45.7000 AUD
Ordinary NPV	CFD	increasing a short position	38	45.7100 AUD
Ordinary NPV	CFD	increasing a short position	61	45.7100 AUD
Ordinary NPV	CFD	increasing a short position	500	45.7200 AUD
Ordinary NPV	CFD	increasing a short position	66,766	45.7200 AUD
Ordinary NPV	CFD	increasing a short position	106	45.7200 AUD
Ordinary NPV	CFD	increasing a short position	180,447	45.7200 AUD
Ordinary NPV	CFD	increasing a short position	12,002	45.8239 AUD
Ordinary NPV	CFD	increasing a short position	32,060	45.8307 AUD
Ordinary NPV	CFD	reducing a long position	12,000	24.1677 GBP
Ordinary NPV	CFD	reducing a long position	59,131	24.2053 GBP
Ordinary NPV	CFD	reducing a long position	386	45.7200 AUD
Ordinary NPV	CFD	reducing a long position	12,700	45.7509 AUD
Ordinary NPV	CFD	reducing a long position	134	45.8285 AUD
Ordinary NPV	CFD	reducing a long position	86	45.8358 AUD
Ordinary NPV	CFD	reducing a long position	131	45.8358 AUD
Ordinary NPV	CFD	reducing a long position	150,334	45.8698 AUD
Ordinary NPV	CFD	reducing a long position	5,700	559.6283 ZAR
Ordinary NPV	CFD	reducing a long position	6,167	561.2631 ZAR
Ordinary NPV	CFD	reducing a long position	1,500	561.5045 ZAR
Ordinary NPV	CFD	reducing a long position	290	561.7247 ZAR
Ordinary NPV	CFD	reducing a long position	746	561.7867 ZAR
Ordinary NPV	CFD	reducing a long position	4,415	561.9439 ZAR
Ordinary NPV	CFD	reducing a short position	1,246	24.1600 GBP
Ordinary NPV	CFD	reducing a short position	12	24.1802 GBP
Ordinary NPV	CFD	reducing a short position	605	24.2303 GBP
Ordinary NPV	CFD	reducing a short position	12,760	24.2527 GBP
Ordinary NPV	CFD	reducing a short position	34	24.2815 GBP
Ordinary NPV	CFD	reducing a short position	134	24.3400 GBP
Ordinary NPV	CFD	reducing a short position	15,206	24.3600 GBP
Ordinary NPV	CFD	reducing a short position	180,447	45.7200 AUD
Ordinary NPV	CFD	reducing a short position	1,994	45.7200 AUD
Ordinary NPV	CFD	reducing a short position	500	45.7200 AUD
Ordinary NPV	CFD	reducing a short position	66,766	45.7200 AUD
Ordinary NPV	CFD	reducing a short position	200	45.7967 AUD
Ordinary NPV	CFD	reducing a short position	2,240	45.7996 AUD
Ordinary NPV	CFD	reducing a short position	255	45.7996 AUD
Ordinary NPV	CFD	reducing a short position	8,000	45.8032 AUD
Ordinary NPV	CFD	reducing a short position	37,000	45.8032 AUD
Ordinary NPV	CFD	reducing a short position	39,000	45.8032 AUD
Ordinary NPV	CFD	reducing a short position	2,253	45.8086 AUD
Ordinary NPV	CFD	reducing a short position	106	45.8147 AUD
Ordinary NPV	CFD	reducing a short position	59,351	45.8203 AUD
Ordinary NPV	CFD	reducing a short position	70,000	45.8776 AUD
Ordinary NPV	CFD	reducing a short position	408	46.0100 AUD
Ordinary NPV	CFD	reducing a short position	5,700	559.6283 ZAR
Ordinary NPV	CFD	reducing a short position	290	561.7247 ZAR
Ordinary NPV	Open Ended Knock out Warrant (18) (ISIN	LONG	200	5.8000 EUR

(c)        Stock-settled derivative transactions (including options)

(i)         Writing, selling, purchasing or varying

Class of relevant security	Product description e.g. call option	Writing, purchasing, selling, varying etc.	Number of securities to which option relates	Exercise price per unit	Type e.g. American, European etc.	Expiry date	Option money paid/ received per unit
N/A	N/A	N/A	N/A	N/A	N/A	N/A	N/A

(ii)        Exercise

Class of relevant security	Product description e.g. call option	Exercising/ exercised against	Number of securities	Exercise price per unit
Ordinary NPV	Short call	Exercised against	1,240	43.2876 AUD

(d)        Other dealings (including subscribing for new securities)

Class of relevant security	Nature of dealing e.g. subscription, conversion	Details	Price per unit (if applicable)
N/A	N/A	N/A	N/A

3.         OTHER INFORMATION

(a)        Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included.  If there are no such agreements, arrangements or understandings, state "none"

NONE

(b)        Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i)  the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none"

NONE

Date of disclosure:	23 May 2024
Contact name:	Craig Horsley
Telephone number:	[phone]

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service. 

The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on [phone].

The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.

 

END