Form 8.5 (EPT/RI)- Replacement of BHP Group

Morgan Stanley & Co. Int'l plc

31 May 2024

 

AMENDMENT(2(a), 2(b))

FORM 8.5 (EPT/RI)

PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY

Rule 8.5 of the Takeover Code (the "Code")

1.         KEY INFORMATION

(a) Name of exempt principal trader:	Morgan Stanley & Co. International plc
(b) Name of offeror/offeree in relation to whose relevant securities this form relates:      Use a separate form for each offeror/offeree	BHP Group Limited
(c) Name of the party to the offer with which exempt principal trader is connected:	Anglo American plc
(d) Date dealing undertaken:	29 May 2024
(e) In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to this offer?      If it is a cash offer or possible cash offer, state "N/A"	YES- Anglo American plc

2.         DEALINGS BY THE EXEMPT PRINCIPAL TRADER

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

The currency of all prices and other monetary amounts should be stated.

(a)        Purchases and sales

Class of relevant security	Purchases/ sales	Total number of securities	Highest price per unit paid/received	Lowest price per unit paid/received
ADR	PURCHASES	1,489	60.4393 USD	59.6412 USD
ADR	SALES	1,317	60.4393 USD	59.6412 USD
Ordinary NPV	PURCHASES	570,959	23.9050 GBP	23.3700 GBP
Ordinary NPV	SALES	693,991	23.9200 GBP	23.3450 GBP
Ordinary NPV	SALES	85,407	30.0646 USD	30.0537 USD
Ordinary NPV	PURCHASES	85,492	30.3590 USD	29.9872 USD
Ordinary NPV	SALES	122,997	45.1830 AUD	38.3891 AUD
Ordinary NPV	PURCHASES	171,308	45.1963 AUD	45.0000 AUD

(b)        Cash-settled derivative transactions

Class of relevant security	Product description e.g. CFD	Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position	Number of reference securities	Price per unit
ADR	CFD	increasing a short position	172	60.3643 USD
Ordinary NPV	CFD	increasing a long position	7,299	23.4890 GBP
Ordinary NPV	CFD	increasing a long position	11,891	23.5181 GBP
Ordinary NPV	CFD	increasing a long position	3,406	23.5300 GBP
Ordinary NPV	CFD	increasing a long position	29,208	23.5300 GBP
Ordinary NPV	CFD	increasing a long position	16,985	23.5300 GBP
Ordinary NPV	CFD	increasing a long position	93	23.5300 GBP
Ordinary NPV	CFD	increasing a long position	42,440	23.5607 GBP
Ordinary NPV	CFD	increasing a long position	15,348	23.6189 GBP
Ordinary NPV	CFD	increasing a long position	3,195	23.6341 GBP
Ordinary NPV	CFD	increasing a long position	3,071	23.7058 GBP
Ordinary NPV	CFD	increasing a long position	344	23.7281 GBP
Ordinary NPV	CFD	increasing a long position	4,603	45.0800 AUD
Ordinary NPV	CFD	increasing a long position	1,647	45.1286 AUD
Ordinary NPV	CFD	increasing a long position	5,236	45.1299 AUD
Ordinary NPV	CFD	increasing a long position	10,689	45.1578 AUD
Ordinary NPV	CFD	increasing a long position	563	45.1731 AUD
Ordinary NPV	CFD	increasing a long position	844	45.1731 AUD
Ordinary NPV	CFD	increasing a long position	85,407	45.1844 AUD
Ordinary NPV	CFD	increasing a long position	227	45.1847 AUD
Ordinary NPV	CFD	increasing a short position	7,259	23.5721 GBP
Ordinary NPV	CFD	increasing a short position	33,471	23.6811 GBP
Ordinary NPV	CFD	increasing a short position	1,100	23.7809 GBP
Ordinary NPV	CFD	increasing a short position	30,000	45.0800 AUD
Ordinary NPV	CFD	increasing a short position	3	45.0900 AUD
Ordinary NPV	CFD	increasing a short position	85	45.1026 AUD
Ordinary NPV	CFD	increasing a short position	3,500	45.1210 AUD
Ordinary NPV	CFD	increasing a short position	4,347	45.1285 AUD
Ordinary NPV	CFD	increasing a short position	60,630	45.1476 AUD
Ordinary NPV	CFD	reducing a long position	984	23.4427 GBP
Ordinary NPV	CFD	reducing a long position	102	23.4868 GBP
Ordinary NPV	CFD	reducing a long position	16,985	23.5300 GBP
Ordinary NPV	CFD	reducing a long position	2,149	23.5352 GBP
Ordinary NPV	CFD	reducing a long position	7,299	23.5643 GBP
Ordinary NPV	CFD	reducing a long position	55,407	23.6914 GBP
Ordinary NPV	CFD	reducing a long position	3,071	23.7825 GBP
Ordinary NPV	CFD	reducing a long position	1,406	23.8978 GBP
Ordinary NPV	CFD	reducing a long position	27	45.0143 AUD
Ordinary NPV	CFD	reducing a long position	40	45.0143 AUD
Ordinary NPV	CFD	reducing a long position	145	45.1695 AUD
Ordinary NPV	CFD	reducing a short position	56	23.3986 GBP
Ordinary NPV	CFD	reducing a short position	18,878	23.5038 GBP
Ordinary NPV	CFD	reducing a short position	7,223	23.5181 GBP
Ordinary NPV	CFD	reducing a short position	4,707	23.5300 GBP
Ordinary NPV	CFD	reducing a short position	406	23.6231 GBP
Ordinary NPV	CFD	reducing a short position	1,100	23.6700 GBP
Ordinary NPV	CFD	reducing a short position	4,962	23.6819 GBP
Ordinary NPV	CFD	reducing a short position	1,891	23.7058 GBP
Ordinary NPV	CFD	reducing a short position	37,595	23.7729 GBP
Ordinary NPV	CFD	reducing a short position	176	23.8500 GBP
Ordinary NPV	CFD	reducing a short position	200	45.0992 AUD
Ordinary NPV	CFD	reducing a short position	300	45.0993 AUD
Ordinary NPV	CFD	reducing a short position	100	45.0993 AUD
Ordinary NPV	CFD	reducing a short position	1,300	45.0993 AUD
Ordinary NPV	CFD	reducing a short position	600	45.0993 AUD
Ordinary NPV	CFD	reducing a short position	950	45.1005 AUD
Ordinary NPV	CFD	reducing a short position	642	45.1031 AUD

(c)        Stock-settled derivative transactions (including options)

(i)         Writing, selling, purchasing or varying

Class of relevant security	Product description e.g. call option	Writing, purchasing, selling, varying etc.	Number of securities to which option relates	Exercise price per unit	Type e.g. American, European etc.	Expiry date	Option money paid/ received per unit
N/A	N/A	N/A	N/A	N/A	N/A	N/A	N/A

(ii)        Exercise

Class of relevant security	Product description e.g. call option	Exercising/ exercised against	Number of securities	Exercise price per unit
N/A	N/A	N/A	N/A	N/A

(d)        Other dealings (including subscribing for new securities)

Class of relevant security	Nature of dealing e.g. subscription, conversion	Details	Price per unit (if applicable)
N/A	N/A	N/A	N/A

3.         OTHER INFORMATION

(a)        Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included.  If there are no such agreements, arrangements or understandings, state "none"

NONE

(b)        Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i)  the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none"

NONE

Date of disclosure:	31 May 2024
Contact name:	Craig Horsley
Telephone number:	[phone]

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service. 

The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on [phone].

The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.

 

END