Form 8 (DD) - BHP

Goldman Sachs Financial Markets Pty

29 April 2024

 

FORM 8 (DD)

PUBLIC DEALING DISCLOSURE BY A PARTY TO AN OFFER OR PERSON ACTING IN CONCERT (INCLUDING DEALINGS FOR THE ACCOUNT OF DISCRETIONARY INVESTMENT CLIENTS)

Rules 8.1, 8.2 and 8.4 of the Takeover Code (the "Code")

1.         KEY INFORMATION

(a) Full name of discloser:	GOLDMAN SACHS FINANCIAL MARKETS PTY LTD
(b) Owner or controller of interests and short positions disclosed, if different from 1(a):      The naming of nominee or vehicle companies is insufficient. For a trust, the trustee(s), settlor and beneficiaries must be named.
(c) Name of offeror/offeree in relation to whose relevant securities this form relates:      Use a separate form for each offeror/offeree	BHP GROUP LIMITED
(d) Status of person making the disclosure:      e.g. offeror, offeree, person acting in concert with the offeror/offeree (specify name of offeror/offeree)	Advisor to ANGLO AMERICAN PLC
(e) Date dealing undertaken:	26 April 2024
(f)  In addition to the company in 1(c) above, is the discloser making disclosures in respect of any other party to the offer?      If it is a cash offer or possible cash offer, state "N/A"	NO

2.         POSITIONS OF THE PERSON MAKING THE DISCLOSURE

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.

(a)        Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing

Class of relevant security:	Ordinary NPV
	Interests		Short positions
	Number	%	Number	%
(1) Relevant securities owned and/or controlled:	6,733,565	0.13	2,164,059	0.04
(2) Cash-settled derivatives:	2,134,206	0.04	6,703,708	0.13
(3) Stock-settled derivatives (including options) and agreements to purchase/sell:	0	0.00	0	0.00
TOTAL:	8,867,771	0.17	8,867,767	0.17

All interests and all short positions should be disclosed.

Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).

Details of any securities borrowing and lending positions or financial collateral arrangements should be disclosed on a Supplemental Form 8 (SBL).

(b)        Rights to subscribe for new securities (including directors' and other employee options)

Class of relevant security in relation to which subscription right exists:
Details, including nature of the rights concerned and relevant percentages:

3.         DEALINGS BY THE PERSON MAKING THE DISCLOSURE

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

The currency of all prices and other monetary amounts should be stated.

(a)        Purchases and sales

(i)         Party to an offer or person acting in concert (except for a principal trader in the same group as a connected advisor)

Class of relevant security	Purchase/sale	Number of securities	Price per unit

(ii)        Principal trader where the sole reason for the connection is that the principal trader is in the same group as a connected advisor

Class of relevant security	Purchases/ sales	Total number of securities	Highest price per unit paid/received	Lowest price per unit paid/received
Ordinary NPV	Purchases	898,085	43.3514 AUD	43.1690 AUD
Ordinary NPV	Sales	572,074	43.4567 AUD	43.1435 AUD

(b)        Cash-settled derivative transactions

Class of relevant security	Product description e.g. CFD	Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position	Number of reference securities	Price per unit
Ordinary NPV	CFD	Increasing a short position	23,947	43.1500 AUD
Ordinary NPV	CFD	Increasing a short position	18,922	43.1500 AUD
Ordinary NPV	CFD	Increasing a short position	6,153	43.1610 AUD
Ordinary NPV	CFD	Increasing a short position	100	43.1822 AUD
Ordinary NPV	CFD	Opening a short position	219	43.1849 AUD
Ordinary NPV	CFD	Opening a short position	3,550	43.1849 AUD
Ordinary NPV	CFD	Opening a long position	16,000	43.1914 AUD
Ordinary NPV	CFD	Opening a short position	24,936	43.1931 AUD
Ordinary NPV	CFD	Opening a short position	42	43.1967 AUD
Ordinary NPV	CFD	Increasing a short position	20	43.1995 AUD
Ordinary NPV	CFD	Reducing a long position	30,999	43.2006 AUD
Ordinary NPV	CFD	Reducing a short position	16,824	43.2019 AUD
Ordinary NPV	CFD	Opening a short position	5,462	43.2060 AUD
Ordinary NPV	CFD	Increasing a short position	5,857	43.2308 AUD
Ordinary NPV	CFD	Opening a short position	1,220	43.2385 AUD
Ordinary NPV	CFD	Opening a short position	107,575	43.2424 AUD
Ordinary NPV	CFD	Reducing a long position	3,249	43.2424 AUD
Ordinary NPV	CFD	Increasing a long position	106,977	43.2426 AUD
Ordinary NPV	CFD	Opening a short position	29,857	43.2557 AUD
Ordinary NPV	CFD	Reducing a short position	390	43.2604 AUD
Ordinary NPV	CFD	Reducing a long position	47,194	43.2832 AUD
Ordinary NPV	CFD	Opening a short position	481,834	43.2832 AUD
Ordinary NPV	CFD	Increasing a long position	379,403	43.2898 AUD
Ordinary NPV	CFD	Opening a short position	21,210	43.3514 AUD
Ordinary NPV	CFD	Opening a long position	3,249	43.3681 AUD
Ordinary NPV	CFD	Opening a long position	47,194	43.4628 AUD
Ordinary NPV	CFD	Reducing a short position	229	43.6000 AUD
Ordinary NPV	CFD	Increasing a short position	320	43.6000 AUD
Ordinary NPV	CFD	Reducing a long position	107,575	45.2300 AUD
Ordinary NPV	CFD	Increasing a short position	21,210	45.2300 AUD
Ordinary NPV	CFD	Increasing a short position	42	45.2300 AUD
Ordinary NPV	CFD	Reducing a short position	29,857	45.2300 AUD
Ordinary NPV	CFD	Reducing a short position	379,666	45.2300 AUD
Ordinary NPV	CFD	Reducing a short position	42	45.2300 AUD
Ordinary NPV	CFD	Reducing a short position	107,575	45.2300 AUD
Ordinary NPV	CFD	Increasing a short position	3,550	45.2300 AUD
Ordinary NPV	CFD	Reducing a short position	3,550	45.2300 AUD
Ordinary NPV	CFD	Reducing a short position	21,210	45.2300 AUD
Ordinary NPV	CFD	Reducing a long position	16,000	45.2300 AUD
Ordinary NPV	CFD	Reducing a long position	379,666	45.2300 AUD
Ordinary NPV	CFD	Reducing a short position	219	45.2300 AUD
Ordinary NPV	CFD	Reducing a short position	16,000	45.2300 AUD
Ordinary NPV	CFD	Reducing a long position	219	45.2300 AUD
Ordinary NPV	CFD	Reducing a long position	29,857	45.2300 AUD
Ordinary NPV	SWAP	Reducing a short position	1,808	43.1435 AUD
Ordinary NPV	SWAP	Increasing a short position	7,113	43.1690 AUD
Ordinary NPV	SWAP	Increasing a short position	46,802	43.1883 AUD
Ordinary NPV	SWAP	Increasing a short position	31,504	43.1886 AUD

(c)        Stock-settled derivative transactions (including options)

(i)         Writing, selling, purchasing or varying

Class of relevant security	Product description e.g. call option	Writing, purchasing, selling, varying etc.	Number of securities to which option relates	Exercise price per unit	Type e.g. American, European etc.	Expiry date	Option money paid/ received per unit

(ii)        Exercise

Class of relevant security	Product description e.g. call option	Exercising / exercised against	Number of securities	Exercise price per unit

(d)        Other dealings (including subscribing for new securities)

Class of relevant security	Nature of dealing e.g. subscription, conversion	Details	Price per unit (if applicable)

4.         OTHER INFORMATION

(a)        Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the party to the offer or person acting in concert making the disclosure and any other person: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none"

NONE

(b)        Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the party to the offer or person acting in concert making the disclosure and any other person relating to: (i)  the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none"

NONE

(c)        Attachments

Are any Supplemental Forms attached?

Supplemental Form 8 (Open Positions)	NO
Supplemental Form 8 (SBL)	YES

Date of disclosure:	29 April 2024
Contact name:	Papa Lette and Andrzej Szyszka
Telephone number:	[phone] / [phone]

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.

The Panel's Market Surveillance Unit is available for consultation in relation to the Code's disclosure requirements on [phone].

The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.

SUPPLEMENTAL FORM 8 (SBL)

DETAILS OF SECURITIES BORROWING AND LENDING AND

FINANCIAL COLLATERAL ARRANGEMENTS BY

PARTIES TO AN OFFER AND PERSONS ACTING IN CONCERT

Note 5(l) on Rule 8 of the Takeover Code (the "Code")

1.         KEY INFORMATION

Full name of person making disclosure:	GOLDMAN SACHS FINANCIAL MARKETS PTY LTD
Name of offeror/offeree in relation to whose relevant securities this form relates:	BHP GROUP LIMITED

2.         SECURITIES BORROWING AND LENDING/FINANCIAL COLLATERAL POSITIONS

Class of relevant security:	Ordinary NPV
	Number	%
Securities borrowed:	0	0.00
Securities lent (including securities subject to a security financial collateral arrangement with right of use or a title transfer collateral arrangement):	4,263,680	0.08

Details of borrowed relevant securities which have been either on-lent or sold do not need to be disclosed.

3.         SECURITIES BORROWING AND LENDING/FINANCIAL COLLATERAL TRANSACTIONS

Class of relevant security	Nature of transaction e.g. securities lending/borrowing, delivery/receipt of recalled securities, entering into financial collateral arrangement with right of use, entering into title transfer collateral arrangement etc.	Number of securities
Ordinary NPV	Loan (New)	16,219
Ordinary NPV	Loan (Full Return)	1,777
Ordinary NPV	Loan (New)	3,277
Ordinary NPV	Loan (Partial Return)	3,277
Ordinary NPV	Loan (Partial Return)	33,977
Ordinary NPV	Loan (Full Return)	16,219
Ordinary NPV	Loan (New)	1,777

The Panel's Market Surveillance Unit is available for consultation in relation to the Code'sdisclosure requirements on [phone].

The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.

 

END