Boussard & Gavaudan Holding Limited (the "Company")
(a non-cellular company incorporated in Guernsey with registration number 45582)
Legal Entity Identifier: 5493002XNM3W9D6DF327
Friday, 20 December 2019
Notification and public disclosure of transactions by persons discharging managerial responsibilities and persons closely associated with them
The Company is required by Article 19.3 of Regulation (EU) No. 596/2014 on market abuse (the "Market Abuse Regulations") to make public transactions by its persons discharging managerial responsibilities and, because the Company's home Member State is the Netherlands, has to date made those transactions public via the Netherlands' Authority for Financial Markets, being the relevant competent authority for the purposes of the Market Abuse Regulations.
Notwithstanding that regulatory requirement and compliance therewith, the Company announces that it has decided on a voluntary basis that it will henceforth for the ease of reference of market participants in the United Kingdom also make public such dealings via a regulatory information service.
The Company therefore announces the following transaction by Mr Andrew Henton, a director of the Company.
1
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Details of the person discharging managerial responsibilities / person closely associated
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a)
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Name
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Andrew Michael Henton |
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2
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Reason for the notification
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a)
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Position/status
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Director |
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b)
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Initial notification /Amendment
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Initial notification |
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3
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Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
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a)
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Name
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Boussard & Gavaudan Holding Limited |
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b)
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LEI
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5493002XNM3W9D6DF327 |
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4
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Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted |
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a)
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Description of the financial instrument, type of instrument
Identification code
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Ordinary Sterling Shares of no par value
ISIN GG00B39VMM07 |
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b)
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Nature of the transaction
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Acquisition |
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c)
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Price(s) and volume(s)
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d)
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Aggregated information
- Aggregated volume
- Price
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6,000
£96,000
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e)
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Date of the transaction
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19/11/2019 |
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f)
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Place of the transaction
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XLON London Stock Exchange |
Following this purchase, Mr Henton holds 6,000 Ordinary Sterling Shares, representing 0.02% of the Company's issued share capital.
For further information please contact:
JTC Fund Solutions (Guernsey) Limited
Secretary
+44 (0)1481 702 400
The Company is established as a closed-ended investment company domiciled in Guernsey. The Company has been authorised by the Guernsey Financial Services Commission as an authorised closed-ended investment scheme. The Company is registered with the Dutch Authority for the Financial Markets as a collective investment scheme pursuant to article 2:73 in conjunction with 2:66 of the Dutch Financial Supervision Act (Wet op het financieel toezicht). The shares of the Company (the "Shares") are listed on Euronext Amsterdam. The Shares are also listed on the Official List of the UK Listing Authority and admitted to trading on the London Stock Exchange plc's main market for listed securities.
This is not an offer to sell or a solicitation of any offer to buy any securities in the United States or in any other jurisdiction. This announcement is not intended to and does not constitute, or form part of, any offer or invitation to purchase any securities or the solicitation of any vote or approval in any jurisdiction, nor shall there be any sale, issuance or transfer of the securities referred to in this announcement in any jurisdiction in contravention of applicable law.
Neither the Company nor BG Fund Plc has been, and neither will be, registered under the US Investment Company Act of 1940, as amended (the "Investment Company Act"). In addition the securities referenced in this announcement have not been and will not be registered under the US Securities Act of 1933, as amended (the "Securities Act"). Consequently any such securities may not be offered, sold or otherwise transferred within the United States or to, or for the account or benefit of, US persons except in accordance with the Securities Act or an exemption therefrom and under circumstances which will not require the issuer of such securities to register under the Investment Company Act. No public offering of any securities will be made in the United States.
You should always bear in mind that:
- all investment is subject to risk;
- results in the past are no guarantee of future results;
- the investment performance of BGHL may go down as well as up. You may not get back all of your original investment; and
- if you are in any doubt about the contents of this communication or if you consider making an investment decision, you are advised to seek expert financial advice.
This communication is for information purposes only and the information contained in this communication should not be relied upon as a substitute for financial or other professional advice.