Exercise of Options and EBT dealings

RNS Number : 5604Q

Brooks Macdonald Group PLC

06 June 2018

 

Brooks Macdonald Group plc

(the "Company")

Exercise of Options and Employee Benefit Trust Dealings

The Company announces that on 4 June 2018, following the exercise of options under the Company's 2015 Save As You Earn Scheme (the "SAYE Scheme"), a total of 47,975 ordinary shares of one pence each in the Company ("Ordinary Shares") are to be issued. 

The Company has made an application today to the London Stock Exchange for the 47,975 new Ordinary Shares to be admitted to trading on AIM ("Admission"). It is expected that Admission will become effective on or around 12 June 2018.

Persons Discharging Managerial Responsibilities (PDMRs)

The Company announces that, at the same date, the following PDMRs and PCAs of the Company exercised options under the SAYE Scheme:

PDMR	NEW SHARES
Andrew Shepherd	727
Steve Chhoker	727

Employee Benefit Trust Dealings

The Company was also notified on 4 June 2018 by RBC cees Trustee Limited, as trustees of the Brooks Macdonald Employee Benefit Trust (the "EBT"), that the EBT transferred 266 ordinary shares of one pence in the Company to meet an employee award under the 2014 Long Term Incentive Scheme (the "Scheme").

Following this transfer the EBT now holds 169,100 ordinary shares, representing 1.22% of the Company's current voting rights.

The EBT is a discretionary trust for the benefit of employees of the Company and its subsidiaries, who have been granted awards under the Scheme.

Total Voting Rights

Following admission of the Ordinary Shares, the Company will have 13,884,423 Ordinary Shares in issue.

ANNEX

The notifications below, made in accordance with the EU Market Abuse Regulation:

1.	Details of the person discharging managerial responsibilities / person closely associated
(a)	Name	Andrew Shepherd
2.	Reason for the notification
(a)	Position/status	Deputy Chief Executive Officer
(b)	Initial notification /Amendment	Initial notification
3.	Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
(a)	Name	Brooks Macdonald Group plc
(b)	LEI	213800WRDF8LB8MIEX37
4.	Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
(a)	Description of the financial instrument, type of instrument Identification code	Options granted over Ordinary Shares of 1 pence per share in Brooks Macdonald Group plc BRK ISIN GB00B067N833
(b)	Nature of the transaction	Exercise of options over Ordinary Shares of one pence per share in Brooks Macdonald Group plc under the 2015 SAYE Scheme
(c)	Price(s) and volume(s)	Volume granted: 727 Exercise Price(s): £12.37
(d)	Aggregated information	Aggregated volume: n/a Aggregated price: n/a
	Date of the transaction	4 June 2018
	Place of the transaction	London Stock Exchange, AIM Market (XLON)

1.	Details of the person discharging managerial responsibilities / person closely associated
(a)	Name	Steve Chhoker
2.	Reason for the notification
(a)	Position/status	Interim Head Of Finance
(b)	Initial notification /Amendment	Initial notification
3.	Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
(a)	Name	Brooks Macdonald Group plc
(b)	LEI	213800WRDF8LB8MIEX37
4.	Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
(a)	Description of the financial instrument, type of instrument Identification code	Options granted over Ordinary Shares of 1 pence per share in Brooks Macdonald Group plc BRK ISIN GB00B067N833
(b)	Nature of the transaction	Exercise of options over Ordinary Shares of one pence per share in Brooks Macdonald Group plc under the 2015 SAYE Scheme
(c)	Price(s) and volume(s)	Volume granted: 727 Exercise Price(s): £12.37
(d)	Aggregated information	Aggregated volume: n/a Aggregated price: n/a
	Date of the transaction	4 June 2018
	Place of the transaction	London Stock Exchange, AIM Market (XLON)

 

END

 

 

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