Annex DTR3
Notification of Transactions of Directors/ Persons Discharging Managerial Responsibility and Connected Persons
All relevant boxes should be completed in block capital letters.
1 |
Name of the issuer
CANADIAN GENERAL INVESTMENTS, LIMITED
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2 |
State whether notification relates to (i) a transaction notified in accordance with DTR 3.1.2 R, (ii) a disclosure made in accordance with section 793 of the Companies Act 2006, or (iii) in accordance with paragraph 26 of the Model Code
THIS NOTIFICATION RELATES TO A TRANSACTION NOTIFIED IN ACCORDANCE WITH DTR 3.1.2 R
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3 |
Name of person discharging managerial responsibilities/director
A. MICHELLE LALLY |
4 |
State whether notification relates to a person connected with a person discharging managerial responsibilities/director named in 3 and identify the connected person
N/A
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5 |
Indicate whether the notification is in respect of a holding of the person referred to in 3 or 4 above or in respect of a non-beneficial interest
THE NOTIFICATION IS IN RESPECT OF THE PERSON NAMED IN (3) ABOVE
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6 |
Description of shares (including class), debentures or derivatives or financial instruments relating to shares
COMMON SHARES |
7 |
Name of registered shareholder(s) and, if more than one, the number of shares held by each of them.
A. MICHELLE LALLY
|
8 |
State the nature of the transaction
BOUGHT IN THE OPEN MARKET |
9 |
Number of shares, debentures or financial instruments relating to shares acquired
3,910 COMMON SHARES
|
10 |
Percentage of issued class acquired (treasury shares of that class should not be taken into account when calculating percentage)
0.0187% |
11 |
Number of shares, dentures or financial instruments relating to shares disposed
N/A |
12 |
Percentage of issued class disposed (treasury shares of that class should not be taken into account when calculating percentage)
N/A
|
13 |
Price per share or value of transaction
3,910 COMMON SHARES AT A PRICE PER SHARE OF $19.043 CAD
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14 |
Date and place of transaction
TORONTO, ONTARIO SEPTEMBER 22, 2015
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15 |
Total holding following notification and total percentage holding following notification (any treasury shares should not be taken into account when calculating percentage)
3,910/0.0187%
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16 |
Date issuer informed of transaction
SEPTEMBER 25, 2015 |
If a person discharging managerial responsibilities has been granted options by the issuer complete the following boxes
17 |
Date of grant
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18. |
Period during which or date on which exercisable |
19. |
Total amount paid (if any) for grant of the option |
20. |
Description of shares or debentures involved (class and number) |
21. |
Exercise price (if fixed at time of grant) or indication that price is to be fixed at the time of exercise
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22. |
Total number of shares or debentures over which options held following notification |
23. |
Any additional information
N/A |
24. |
Name of contact and telephone number for queries
FRANK FUERNKRANZ (416) 366-2931 EXTENSION 234 |
Name of authorised officer of issuer responsible for making notification
FRANK FUERNKRANZ SECRETARY-TREASURER AND CFO
Date of Notification SEPTEMBER 28, 2015
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Notes: This form is intended for use by an issuer to make a RIS notification required by DTR 3.1.4.
(1) An issuer making a notification in respect of a transaction relating to the shares or debentures of the issuer should complete boxes 1 to 16, 23 and 24.
(2) An issuer making a notification in respect of a derivative relating the shares of the issuer should complete boxes 1 to 4, 6, 8, 13, 14, 16, 23 and 24.
(3) An issuer making a notification in respect of options granted to a director/person discharging managerial responsibilities should complete boxes 1 to 3 and 17 to 24.
(4) An issuer making a notification in respect of a financial instrument relating to the shares of the issuer (other than a debenture) should complete boxes 1 to 4, 6, 8, 9, 11, 13, 14, 16, 23 and 24.
LB959510/