Holding(s) in Company

RNS Number : 6739P
Capricorn Energy PLC
21 June 2022
 

TR-1: Standard form for notification of major holdings

1. Issuer Details

ISIN

GB00BN0SMB92

Issuer Name

CAPRICORN ENERGY PLC

UK or Non-UK Issuer

UK

2. Reason for Notification

An acquisition or disposal of voting rights

3. Details of person subject to the notification obligation

Name

Bank of America Corporation

City of registered office (if applicable)

 

Country of registered office (if applicable)

US

4. Details of the shareholder

Name

City of registered office

Country of registered office

Merrill Lynch International

London

United Kingdom

5. Date on which the threshold was crossed or reached

17-Jun-2022

6. Date on which Issuer notified

21-Jun-2022

7. Total positions of person(s) subject to the notification obligation

% of voting rights attached to shares (total of 8.A)

% of voting rights through financial instruments (total of 8.B 1 + 8.B 2)

Total of both in % (8.A + 8.B)

Total number of voting rights held in issuer

Resulting situation on the date on which threshold was crossed or reached

7.690024

10.585043

18.275067

57651610

Position of previous notification (if applicable)

6.532076

10.509055

17.041131


8. Notified details of the resulting situation on the date on which the threshold was crossed or reached

8A. Voting rights attached to shares

Class/Type of shares ISIN code(if possible)

Number of direct voting rights (DTR5.1)

Number of indirect voting rights (DTR5.2.1)

% of direct voting rights (DTR5.1)

% of indirect voting rights (DTR5.2.1)

GB00BN0SMB92


24259278


7.689983

US12776P3091


128


0.000041

Sub Total 8.A

24259406

7.690024%

8B1. Financial Instruments according to (DTR5.3.1R.(1) (a))

Type of financial instrument

Expiration date

Exercise/conversion period

Number of voting rights that may be acquired if the instrument is exercised/converted

% of voting rights

Right to Recall

N/A

N/A

130505

0.041369

Physical Swap

27/07/2022

N/A

1371000

0.434595

Sub Total 8.B1


1501505

0.475964%

8B2. Financial Instruments with similar economic effect according to (DTR5.3.1R.(1) (b))

Type of financial instrument

Expiration date

Exercise/conversion period

Physical or cash settlement

Number of voting rights

% of voting rights

Swaps

30/06/2022

N/A

Cash

399000

0.126480

Swaps

08/07/2022

N/A

Cash

4404240

1.396106

Swaps

29/07/2022

N/A

Cash

231053

0.073242

Swaps

16/11/2022

N/A

Cash

195954

0.062116

Swaps

30/11/2022

N/A

Cash

2300

0.000729

Swaps

04/01/2023

N/A

Cash

6734942

2.134919

Swaps

31/01/2023

N/A

Cash

25884

0.008205

Swaps

31/03/2023

N/A

Cash

9474000

3.003177

Swaps

03/05/2023

N/A

Cash

5218326

1.654165

Swaps

17/05/2023

N/A

Cash

4996000

1.583689

Swaps

15/10/2025

N/A

Cash

209000

0.066251

Sub Total 8.B2


31890699

10.109079%

9. Information in relation to the person subject to the notification obligation

2. Full chain of controlled undertakings through which the voting rights and/or the financial instruments are effectively held starting with the ultimate controlling natural person or legal entities (please add additional rows as necessary)

Ultimate controlling person

Name of controlled undertaking

% of voting rights if it equals or is higher than the notifiable threshold

% of voting rights through financial instruments if it equals or is higher than the notifiable threshold

Total of both if it equals or is higher than the notifiable threshold

Bank of America Corporation

Merrill Lynch, Pierce, Fenner & Smith Incorporated




Bank of America Corporation

Bank of America, National Association




Bank of America Corporation

BofA Securities Europe SA




Bank of America Corporation

Merrill Lynch International

7.689772

7.417578

15.107350%

Bank of America Corporation

Managed Account Advisors, LLC




10. In case of proxy voting

Name of the proxy holder

 

The number and % of voting rights held

 

The date until which the voting rights will be held

 

11. Additional Information

 

12. Date of Completion

21-Jun-2022

13. Place Of Completion

United Kingdom

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