Holding(s) in Company

RNS Number : 8167N
Capricorn Energy PLC
06 June 2022
 

TR-1: Standard form for notification of major holdings

1. Issuer Details

ISIN

GB00BN0SMB92

Issuer Name

CAPRICORN ENERGY PLC

UK or Non-UK Issuer

UK

2. Reason for Notification

An acquisition or disposal of financial instruments

3. Details of person subject to the notification obligation

Name

Bank of America Corporation

City of registered office (if applicable)

 

Country of registered office (if applicable)

US

4. Details of the shareholder

Name

City of registered office

Country of registered office

Merrill Lynch International

London

United Kingdom

5. Date on which the threshold was crossed or reached

01-Jun-2022

6. Date on which Issuer notified

02-Jun-2022

7. Total positions of person(s) subject to the notification obligation

% of voting rights attached to shares (total of 8.A)

% of voting rights through financial instruments (total of 8.B 1 + 8.B 2)

Total of both in % (8.A + 8.B)

Total number of voting rights held in issuer

Resulting situation on the date on which threshold was crossed or reached

3.499346

3.971311

7.470657

23632552

Position of previous notification (if applicable)

3.121181

4.007492

7.128673


8. Notified details of the resulting situation on the date on which the threshold was crossed or reached

8A. Voting rights attached to shares

Class/Type of shares ISIN code(if possible)

Number of direct voting rights (DTR5.1)

Number of indirect voting rights (DTR5.2.1)

% of direct voting rights (DTR5.1)

% of indirect voting rights (DTR5.2.1)

GB00BN0SMB92


11065647


3.498041

US12776P3091


4128


0.001305

Sub Total 8.A

11069775

3.499346%

8B1. Financial Instruments according to (DTR5.3.1R.(1) (a))

Type of financial instrument

Expiration date

Exercise/conversion period

Number of voting rights that may be acquired if the instrument is exercised/converted

% of voting rights

Right to Recall

N/A

N/A

180817

0.057159

Physical Swap

27/07/2022

N/A

1371000

0.433397

Sub Total 8.B1


1551817

0.490556%

8B2. Financial Instruments with similar economic effect according to (DTR5.3.1R.(1) (b))

Type of financial instrument

Expiration date

Exercise/conversion period

Physical or cash settlement

Number of voting rights

% of voting rights

Swaps

30/6/2022

N/A

Cash

399000

0.126131

Swaps

10/11/2022

N/A

Cash

81

0.000026

Swaps

16/11/2022

N/A

Cash

41815

0.013218

Swaps

30/11/2022

N/A

Cash

144

0.000046

Swaps

4/1/2023

N/A

Cash

3599942

1.138003

Swaps

31/1/2023

N/A

Cash

45001

0.014226

Swaps

31/3/2023

N/A

Cash

3208000

1.014104

Swaps

3/5/2023

N/A

Cash

2634000

0.832653

Swaps

17/5/2023

N/A

Cash

825000

0.260797

Swaps

2/7/2024

N/A

Cash

11372

0.003595

Swaps

18/3/2026

N/A

Cash

246605

0.077956

Sub Total 8.B2


11010960

3.480755%

9. Information in relation to the person subject to the notification obligation

2. Full chain of controlled undertakings through which the voting rights and/or the financial instruments are effectively held starting with the ultimate controlling natural person or legal entities (please add additional rows as necessary)

Ultimate controlling person

Name of controlled undertaking

% of voting rights if it equals or is higher than the notifiable threshold

% of voting rights through financial instruments if it equals or is higher than the notifiable threshold

Total of both if it equals or is higher than the notifiable threshold

Bank of America Corporation

Merrill Lynch, Pierce, Fenner & Smith Incorporated




Bank of America Corporation

Bank of America, National Association




Bank of America Corporation

BofA Securities Europe SA




Bank of America Corporation

Merrill Lynch International

3.497830

3.040681

6.538511%

Bank of America Corporation

Managed Account Advisors, LLC




10. In case of proxy voting

Name of the proxy holder

 

The number and % of voting rights held

 

The date until which the voting rights will be held

 

11. Additional Information

 

12. Date of Completion

02-Jun-2022

13. Place Of Completion

United Kingdom

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