Holding(s) in Company

RNS Number : 0103E

Capricorn Energy PLC

25 October 2022

 

TR-1: Standard form for notification of major holdings

1. Issuer Details

ISIN

GB00BN0SMB92

Issuer Name

CAPRICORN ENERGY PLC

UK or Non-UK Issuer

UK

2. Reason for Notification

An acquisition or disposal of voting rights; An acquisition or disposal of financial instruments

3. Details of person subject to the notification obligation

Name

Bank of America Corporation

City of registered office (if applicable)

Country of registered office (if applicable)

US

4. Details of the shareholder

Name	City of registered office	Country of registered office
Merrill Lynch International	London	United Kingdom

5. Date on which the threshold was crossed or reached

20-Oct-2022

6. Date on which Issuer notified

24-Oct-2022

7. Total positions of person(s) subject to the notification obligation

	% of voting rights attached to shares (total of 8.A)	% of voting rights through financial instruments (total of 8.B 1 + 8.B 2)	Total of both in % (8.A + 8.B)	Total number of voting rights held in issuer
Resulting situation on the date on which threshold was crossed or reached	4.705834	7.712703	12.418537	39127392
Position of previous notification (if applicable)	3.909520	11.516356	15.425876

8. Notified details of the resulting situation on the date on which the threshold was crossed or reached

8A. Voting rights attached to shares

Class/Type of shares ISIN code(if possible)	Number of direct voting rights (DTR5.1)	Number of indirect voting rights (DTR5.2.1)	% of direct voting rights (DTR5.1)	% of indirect voting rights (DTR5.2.1)
GB00BN0SMB92		14826787		4.705834
Sub Total 8.A	14826787		4.705834%

8B1. Financial Instruments according to (DTR5.3.1R.(1) (a))

Type of financial instrument	Expiration date	Exercise/conversion period	Number of voting rights that may be acquired if the instrument is exercised/converted	% of voting rights
Right to Recall			368233	0.116872
Sub Total 8.B1			368233	0.116872%

8B2. Financial Instruments with similar economic effect according to (DTR5.3.1R.(1) (b))

Type of financial instrument	Expiration date	Exercise/conversion period	Physical or cash settlement	Number of voting rights	% of voting rights
Swaps	10/07/2023	N/A	Cash	43261	0.013730
Swaps	16/11/2022	N/A	Cash	3991	0.001267
Swaps	31/07/2024	N/A	Cash	311753	0.098946
Swaps	31/01/2023	N/A	Cash	124362	0.039471
Swaps	04/01/2023	N/A	Cash	13469884	4.275171
Swaps	17/05/2023	N/A	Cash	2418465	0.767590
Swaps	21/10/2022	N/A	Cash	2502814	0.794361
Swaps	03/05/2023	N/A	Cash	894680	0.283960
Swaps	15/10/2027	N/A	Cash	26283	0.008342
Swaps	02/08/2023	N/A	Cash	1808000	0.573836
Swaps	23/01/2023	N/A	Cash	2317421	0.735520
Swaps	31/08/2023	N/A	Cash	5671	0.001800
Swaps	29/06/2023	N/A	Cash	4502	0.001429
Swaps	19/04/2024	N/A	Cash	1024	0.000325
Swaps	31/10/2023	N/A	Cash	261	0.000083
Sub Total 8.B2				23932372	7.595831%

9. Information in relation to the person subject to the notification obligation

2. Full chain of controlled undertakings through which the voting rights and/or the financial instruments are effectively held starting with the ultimate controlling natural person or legal entities (please add additional rows as necessary)

Ultimate controlling person	Name of controlled undertaking	% of voting rights if it equals or is higher than the notifiable threshold	% of voting rights through financial instruments if it equals or is higher than the notifiable threshold	Total of both if it equals or is higher than the notifiable threshold
Bank of America Corporation	Merrill Lynch International	4.704610	4.936284	9.640894%
Bank of America Corporation	BofA Securities Europe SA
Bank of America Corporation	Bank of America, National Association

10. In case of proxy voting

Name of the proxy holder

The number and % of voting rights held

The date until which the voting rights will be held

11. Additional Information

12. Date of Completion

24-Oct-2022

13. Place Of Completion

United Kingdom

 

END

 

 

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