TR-1: NOTIFICATION OF MAJOR INTEREST IN SHARESi
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1. Identity of the issuer or the underlying issuer |
Carillion plc |
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2 Reason for the notification (please tick the appropriate box or boxes): |
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An acquisition or disposal of voting rights |
Yes |
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An acquisition or disposal of qualifying financial instruments which may result in the acquisition of shares already issued to which voting rights are attached |
No |
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An acquisition or disposal of instruments with similar economic effect to qualifying financial instruments |
No |
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An event changing the breakdown of voting rights |
No |
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Other (please specify): |
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3. Full name of person(s) subject to the |
Letko, Brosseau & Associates Inc. |
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4. Full name of shareholder(s) |
State Street Nominees Ltd. The Bank of New York London Roy Nominees Limited TD Waterhouse Nominees (Europe) Ltd Mellon Nominees (UK) Limited Mellon Nominees (UK) Ltd, account TD Canada Trust Chase Nominees Limited Bank of New York "Nominees" Limited, account 365045 Nortrust nominees The Bank of New York (Nominees) Ltd BMO Nesbitt Burns Inc. |
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5. Date of the transaction and date on |
20-Jan-2015 |
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6. Date on which issuer notified: |
22-Jan-2015 |
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7. Threshold(s) that is/are crossed or |
4% |
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8. Notified details: |
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A: Voting rights attached to shares viii, ix |
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Class/type of
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Situation previous |
Resulting situation after the triggering transaction |
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Number |
Number |
Number |
Number of voting |
% of voting rights x |
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Direct |
Direct xi |
Indirect xii |
Direct |
Indirect |
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GB0007365546 |
13,083,503 |
13,083,503 |
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17,213,978 |
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4.00% |
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B: Qualifying Financial Instruments |
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Resulting situation after the triggering transaction |
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Type of financial |
Expiration |
Exercise/ |
Number of voting |
% of voting |
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C: Financial Instruments with similar economic effect to Qualifying Financial Instruments xv, xvi |
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Resulting situation after the triggering transaction |
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Type of financial |
Exercise price |
Expiration date xvii |
Exercise/ |
Number of voting rights instrument refers to
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% of voting rights xix, xx
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Nominal |
Delta |
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Total (A+B+C) |
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Number of voting rights |
Percentage of voting rights |
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17,213,978 |
4.00% |
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9. Chain of controlled undertakings through which the voting rights and/or the |
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Proxy Voting: |
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10. Name of the proxy holder: |
N/A |
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11. Number of voting rights proxy holder will cease to hold: |
N/A |
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12. Date on which proxy holder will cease to hold voting rights: |
N/A |
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14. Contact name: |
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15. Contact telephone number: |
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