Form 8.3 - AngloGold Ashanti plc

D E Shaw & Co LP
16 September 2024
 

 

FORM 8.3

 

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY

A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

Rule 8.3 of the Takeover Code (the "Code")

 

1.         KEY INFORMATION

 

(a) Full name of discloser:

D. E. Shaw & Co., L.P.

(b) Owner or controller of interests and short positions disclosed, if different from 1(a):

     The naming of nominee or vehicle companies is insufficient.  For a trust, the trustee(s), settlor and beneficiaries must be named.


(c) Name of offeror/offeree in relation to whose relevant securities this form relates:

     Use a separate form for each offeror/offeree

AngloGold Ashanti plc

(d) If an exempt fund manager connected with an offeror/offeree, state this and specify identity of offeror/offeree:


(e) Date position held/dealing undertaken:

     For an opening position disclosure, state the latest practicable date prior to the disclosure

September 13, 2024

(f)  In addition to the company in 1(c) above, is the discloser making disclosures in respect of any other party to the offer?

     If it is a cash offer or possible cash offer, state "N/A"

Yes, the discloser has previously made disclosures in respect of Centamin plc

 

2.         POSITIONS OF THE PERSON MAKING THE DISCLOSURE

 

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.

 

(a)        Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)

 

Class of relevant security:

 

USD 1 ordinary

 

 

Interests

Short positions

 

Number

%

Number

%

(1) Relevant securities owned and/or controlled:

21,284

0.00%

883,500

0.21%

(2) Cash-settled derivatives:

15,223

0.00%

103,221

0.02%

(3) Stock-settled derivatives (including options) and agreements to purchase/sell:

100

0.00%

118,700

0.02%

TOTAL:

36,607

0.00%

1,105,421

0.26%

 

 

All interests and all short positions should be disclosed.

 

Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).

 

(b)        Rights to subscribe for new securities (including directors' and other employee options)

 

Class of relevant security in relation to which subscription right exists:

 

Details, including nature of the rights concerned and relevant percentages:

 

 

 

3.         DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE

 

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

 

The currency of all prices and other monetary amounts should be stated.

 

(a)        Purchases and sales

 

Class of relevant security

Purchase/sale

 

Number of securities

Price per unit

USD 1 ordinary

Purchase

 100

USD 28.30

USD 1 ordinary

Purchase

 100

USD 28.37

 

 

(b)        Cash-settled derivative transactions

 

 

Class of relevant security

Product description e.g. CFD

Nature of dealing

e.g. opening/closing a long/short position, increasing/reducing a long/short position

Number of reference securities

Price per unit

USD 1 ordinary

Swap

Increasing a short position

                                                  469

ZAR 495.76

USD 1 ordinary

Swap

Increasing a short position

                                                    44

ZAR 495.77

USD 1 ordinary

Swap

Increasing a short position

                                                    40

ZAR 495.78

USD 1 ordinary

Swap

Increasing a short position

                                                    44

ZAR 495.79

USD 1 ordinary

Swap

Increasing a short position

                                                    57

ZAR 495.81

USD 1 ordinary

Swap

Increasing a short position

                                                    46

ZAR 496.03

USD 1 ordinary

Swap

Increasing a short position

                                                    39

ZAR 496.50

USD 1 ordinary

Swap

Increasing a short position

                                                  103

ZAR 497.97

USD 1 ordinary

Swap

Increasing a short position

                                                    16

ZAR 498.07

USD 1 ordinary

Swap

Increasing a short position

                                                    31

ZAR 498.34

USD 1 ordinary

Swap

Increasing a short position

                                                    57

ZAR 498.38

USD 1 ordinary

Swap

Increasing a short position

                                                  318

ZAR 498.47

USD 1 ordinary

Swap

Increasing a short position

                                                  159

ZAR 498.48

USD 1 ordinary

Swap

Increasing a short position

                                                  100

ZAR 498.52

USD 1 ordinary

Swap

Increasing a short position

                                                    67

ZAR 498.71

USD 1 ordinary

Swap

Increasing a short position

                                                      1

ZAR 498.72

USD 1 ordinary

Swap

Increasing a short position

                                                  200

ZAR 499.00

USD 1 ordinary

Swap

Increasing a short position

                                                    27

ZAR 499.01

USD 1 ordinary

Swap

Increasing a short position

                                                    50

ZAR 499.29

USD 1 ordinary

Swap

Increasing a short position

                                                    57

ZAR 499.30

USD 1 ordinary

Swap

Increasing a short position

                                                    63

ZAR 499.45

USD 1 ordinary

Swap

Increasing a short position

                                                    77

ZAR 499.46

USD 1 ordinary

Swap

Increasing a short position

                                                    44

ZAR 499.58

USD 1 ordinary

Swap

Increasing a short position

                                                  196

ZAR 499.66

USD 1 ordinary

Swap

Increasing a short position

                                                    39

ZAR 499.71

USD 1 ordinary

Swap

Increasing a short position

                                                  354

ZAR 499.75

USD 1 ordinary

Swap

Increasing a short position

                                                  100

ZAR 499.83

USD 1 ordinary

Swap

Increasing a short position

                                                  198

ZAR 499.95

USD 1 ordinary

Swap

Increasing a short position

                                                  13

ZAR 499.96

USD 1 ordinary

Swap

Increasing a short position

                                                  737

ZAR 500.00

USD 1 ordinary

Swap

Increasing a short position

                                                    65

ZAR 500.01

USD 1 ordinary

Swap

Increasing a short position

                                                  177

ZAR 500.02

USD 1 ordinary

Swap

Increasing a short position

                                                    43

ZAR 500.04

USD 1 ordinary

Swap

Increasing a short position

                                                  200

ZAR 500.09

USD 1 ordinary

Swap

Increasing a short position

                                                  157

ZAR 500.10

USD 1 ordinary

Swap

Increasing a short position

                                                    69

ZAR 500.23

USD 1 ordinary

Swap

Increasing a short position

                                                  146

ZAR 500.25

USD 1 ordinary

Swap

Increasing a short position

                                                    79

ZAR 500.26

USD 1 ordinary

Swap

Increasing a short position

                                                      7

ZAR 500.37

USD 1 ordinary

Swap

Increasing a short position

                                                    25

ZAR 500.41

USD 1 ordinary

Swap

Increasing a short position

                                                    83

ZAR 500.44

USD 1 ordinary

Swap

Increasing a short position

                                                    41

ZAR 500.45

USD 1 ordinary

Swap

Increasing a short position

                                                   83

ZAR 500.46

USD 1 ordinary

Swap

Increasing a short position

                                                    59

ZAR 500.70

USD 1 ordinary

Swap

Increasing a short position

                                                      1

ZAR 500.73

USD 1 ordinary

Swap

Increasing a short position

                                                  187

ZAR 500.76

USD 1 ordinary

Swap

Increasing a short position

                                                      1

ZAR 500.80

USD 1 ordinary

Swap

Increasing a short position

                                                    42

ZAR 500.82

USD 1 ordinary

Swap

Increasing a short position

                                                    69

ZAR 500.91

USD 1 ordinary

Swap

Increasing a short position

                                                    47

ZAR 500.95

USD 1 ordinary

Swap

Increasing a short position

                                                    40

ZAR 500.98

USD 1 ordinary

Swap

Increasing a short position

                                                    36

ZAR 500.99

USD 1 ordinary

Swap

Increasing a short position

                                                  280

ZAR 501.00

USD 1 ordinary

Swap

Increasing a short position

                                                  102

ZAR 501.10

USD 1 ordinary

Swap

Increasing a short position

                                                      5

ZAR 501.16

USD 1 ordinary

Swap

Increasing a short position

                                                    24

ZAR 501.18

USD 1 ordinary

Swap

Increasing a short position

                                                    41

ZAR 501.19

USD 1 ordinary

Swap

Increasing a short position

                                                  192

ZAR 501.22

USD 1 ordinary

Swap

Increasing a short position

                                                    65

ZAR 501.28

USD 1 ordinary

Swap

Increasing a short position

                                                    98

ZAR 501.30

USD 1 ordinary

Swap

Increasing a short position

                                                      1

ZAR 501.39

USD 1 ordinary

Swap

Increasing a short position

                                                  123

ZAR 501.49

USD 1 ordinary

Swap

Increasing a short position

                                                  374

ZAR 501.50

USD 1 ordinary

Swap

Increasing a short position

                                                    15

ZAR 501.51

USD 1 ordinary

Swap

Increasing a short position

                                                    35

ZAR 501.53

USD 1 ordinary

Swap

Increasing a short position

                                                    91

ZAR 501.55

USD 1 ordinary

Swap

Increasing a short position

                                                    14

ZAR 501.56

USD 1 ordinary

Swap

Increasing a short position

                                                  136

ZAR 501.57

USD 1 ordinary

Swap

Increasing a short position

                                                    84

ZAR 501.58

USD 1 ordinary

Swap

Increasing a short position

                                                    38

ZAR 501.60

USD 1 ordinary

Swap

Increasing a short position

                                                    11

ZAR 501.61

USD 1 ordinary

Swap

Increasing a short position

                                                      1

ZAR 501.63

USD 1 ordinary

Swap

Increasing a short position

                                                    62

ZAR 501.66

USD 1 ordinary

Swap

Increasing a short position

                                                    69

ZAR 501.70

USD 1 ordinary

Swap

Increasing a short position

                                                    52

ZAR 501.74

USD 1 ordinary

Swap

Increasing a short position

                                                    44

ZAR 501.75

USD 1 ordinary

Swap

Increasing a short position

                                                  303

ZAR 501.76

USD 1 ordinary

Swap

Increasing a short position

                                                  100

ZAR 501.82

USD 1 ordinary

Swap

Increasing a short position

                                                      8

ZAR 501.83

USD 1 ordinary

Swap

Increasing a short position

                                                  142

ZAR 501.85

USD 1 ordinary

Swap

Increasing a short position

                                                  252

ZAR 501.86

USD 1 ordinary

Swap

Increasing a short position

                                                  177

ZAR 501.90

USD 1 ordinary

Swap

Increasing a short position

                                                    42

ZAR 501.92

USD 1 ordinary

Swap

Increasing a short position

                                                  123

ZAR 501.93

USD 1 ordinary

Swap

Increasing a short position

                                                   34

ZAR 501.96

USD 1 ordinary

Swap

Increasing a short position

                                                  288

ZAR 502.00

USD 1 ordinary

Swap

Increasing a short position

                                                    62

ZAR 502.01

USD 1 ordinary

Swap

Increasing a short position

                                                  100

ZAR 502.03

USD 1 ordinary

Swap

Increasing a short position

                                                    49

ZAR 502.13

USD 1 ordinary

Swap

Increasing a short position

                                                  168

ZAR 502.14

USD 1 ordinary

Swap

Increasing a short position

                                                  140

ZAR 502.15

USD 1 ordinary

Swap

Increasing a short position

                                                      6

ZAR 502.16

USD 1 ordinary

Swap

Increasing a short position

                                                    47

ZAR 502.17

USD 1 ordinary

Swap

Increasing a short position

                                                      1

ZAR 502.18

USD 1 ordinary

Swap

Increasing a short position

                                                    87

ZAR 502.19

USD 1 ordinary

Swap

Increasing a short position

                                                    46

ZAR 502.21

USD 1 ordinary

Swap

Increasing a short position

                                                    35

ZAR 502.22

USD 1 ordinary

Swap

Increasing a short position

                                                  124

ZAR 502.34

USD 1 ordinary

Swap

Increasing a short position

                                                   66

ZAR 502.35

USD 1 ordinary

Swap

Increasing a short position

                                                  100

ZAR 502.36

USD 1 ordinary

Swap

Increasing a short position

                                                  251

ZAR 502.37

USD 1 ordinary

Swap

Increasing a short position

                                                  211

ZAR 502.38

USD 1 ordinary

Swap

Increasing a short position

                                                    27

ZAR 502.40

USD 1 ordinary

Swap

Increasing a short position

                                                    51

ZAR 502.41

USD 1 ordinary

Swap

Increasing a short position

                                                    72

ZAR 502.45

USD 1 ordinary

Swap

Increasing a short position

                                                    25

ZAR 502.46

USD 1 ordinary

Swap

Increasing a short position

                                                  152

ZAR 502.48

USD 1 ordinary

Swap

Increasing a short position

                                                  108

ZAR 502.49

USD 1 ordinary

Swap

Increasing a short position

                                                    50

ZAR 502.50

USD 1 ordinary

Swap

Increasing a short position

                                                    55

ZAR 502.51

USD 1 ordinary

Swap

Increasing a short position

                                                  189

ZAR 502.55

USD 1 ordinary

Swap

Increasing a short position

                                                    51

ZAR 502.59

USD 1 ordinary

Swap

Increasing a short position

                                                   75

ZAR 502.61

USD 1 ordinary

Swap

Increasing a short position

                                                      4

ZAR 502.62

USD 1 ordinary

Swap

Increasing a short position

                                                  359

ZAR 502.63

USD 1 ordinary

Swap

Increasing a short position

                                                  440

ZAR 502.64

USD 1 ordinary

Swap

Increasing a short position

                                                    17

ZAR 502.66

USD 1 ordinary

Swap

Increasing a short position

                                                  134

ZAR 502.67

USD 1 ordinary

Swap

Increasing a short position

                                                    31

ZAR 502.69

USD 1 ordinary

Swap

Increasing a short position

                                                    94

ZAR 502.70

USD 1 ordinary

Swap

Increasing a short position

                                                    19

ZAR 502.71

USD 1 ordinary

Swap

Increasing a short position

                                                    40

ZAR 502.77

USD 1 ordinary

Swap

Increasing a short position

                                                      8

ZAR 502.78

USD 1 ordinary

Swap

Increasing a short position

                                                  272

ZAR 502.82

USD 1 ordinary

Swap

Increasing a short position

                                                    30

ZAR 502.86

USD 1 ordinary

Swap

Increasing a short position

                                                  237

ZAR 502.87

USD 1 ordinary

Swap

Increasing a short position

                                                   38

ZAR 502.91

USD 1 ordinary

Swap

Increasing a short position

                                                    57

ZAR 502.95

USD 1 ordinary

Swap

Increasing a short position

                                                    52

ZAR 502.99

USD 1 ordinary

Swap

Increasing a short position

                                                  288

ZAR 503.00

USD 1 ordinary

Swap

Increasing a short position

                                                    58

ZAR 503.18

USD 1 ordinary

Swap

Increasing a short position

                                                  146

ZAR 503.28

USD 1 ordinary

Swap

Increasing a short position

                                                  159

ZAR 503.30

USD 1 ordinary

Swap

Increasing a short position

                                                  118

ZAR 503.32

USD 1 ordinary

Swap

Increasing a short position

                                                  100

ZAR 503.44

USD 1 ordinary

Swap

Increasing a short position

                                                    37

ZAR 503.51

USD 1 ordinary

Swap

Increasing a short position

                                                    44

ZAR 503.61

USD 1 ordinary

Swap

Increasing a short position

                                                    91

ZAR 503.68

USD 1 ordinary

Swap

Increasing a short position

                                                  111

ZAR 503.75

USD 1 ordinary

Swap

Increasing a short position

                                                    14

ZAR 503.79

USD 1 ordinary

Swap

Increasing a short position

                                                   55

ZAR 503.94

USD 1 ordinary

Swap

Increasing a short position

                                                  114

ZAR 504.02

USD 1 ordinary

Swap

Increasing a short position

                                                    20

ZAR 504.10

USD 1 ordinary

Swap

Increasing a short position

                                                    60

ZAR 504.15

USD 1 ordinary

Swap

Increasing a short position

                                                    16

ZAR 504.25

USD 1 ordinary

Swap

Increasing a short position

                                                    76

ZAR 504.50

USD 1 ordinary

Swap

Increasing a short position

                                                    87

ZAR 504.60

USD 1 ordinary

Swap

Increasing a short position

                                                  129

ZAR 504.78

USD 1 ordinary

Swap

Increasing a short position

                                                    17

ZAR 504.80

USD 1 ordinary

Swap

Increasing a short position

                                                    76

ZAR 504.97

USD 1 ordinary

Swap

Increasing a short position

                                                  400

ZAR 505.00

USD 1 ordinary

Swap

Increasing a short position

                                                    39

ZAR 505.02

USD 1 ordinary

Swap

Increasing a short position

                                                  100

ZAR 505.05

USD 1 ordinary

Swap

Increasing a short position

                                                    62

ZAR 505.06

USD 1 ordinary

Swap

Increasing a short position

                                                  100

ZAR 505.22

USD 1 ordinary

Swap

Increasing a short position

                                                    74

ZAR 505.24

USD 1 ordinary

Swap

Increasing a short position

                                                    72

ZAR 505.25

USD 1 ordinary

Swap

Increasing a short position

                                                    67

ZAR 505.28

USD 1 ordinary

Swap

Increasing a short position

                                                    68

ZAR 505.46

USD 1 ordinary

Swap

Increasing a short position

                                                  108

ZAR 505.52

USD 1 ordinary

Swap

Increasing a short position

                                                  277

ZAR 506.12

USD 1 ordinary

Swap

Increasing a short position

                                                  120

ZAR 506.28

USD 1 ordinary

Swap

Increasing a short position

                                                  134

ZAR 506.69

USD 1 ordinary

Swap

Increasing a short position

                                                  486

ZAR 506.70

USD 1 ordinary

Swap

Increasing a short position

                                                    80

ZAR 506.97

USD 1 ordinary

Swap

Increasing a short position

                                                    22

ZAR 507.10

USD 1 ordinary

Swap

Increasing a short position

                                                      1

ZAR 507.11

USD 1 ordinary

Swap

Increasing a short position

                                                    57

ZAR 507.62

USD 1 ordinary

Swap

Increasing a short position

                                                   44

ZAR 507.66

USD 1 ordinary

Swap

Increasing a short position

                                                    23

ZAR 507.97

USD 1 ordinary

Swap

Reducing a long position

                                                    45

ZAR 500.05

USD 1 ordinary

Swap

Reducing a long position

                                                    16

ZAR 502.32

USD 1 ordinary

Swap

Reducing a long position

                                                    40

ZAR 503.33

 

 

(c)        Stock-settled derivative transactions (including options)

 

(i)         Writing, selling, purchasing or varying

 

Class of relevant security

Product description e.g. call option

Writing, purchasing, selling, varying etc.

Number of securities to which option relates

Exercise price per unit

Type

e.g. American, European etc.

Expiry date

Option money paid/ received per unit

 

(ii)        Exercise

 

Class of relevant security

Product description

e.g. call option

Exercising/ exercised against

Number of securities

Exercise price per unit

 

 

 



 

 

(d)        Other dealings (including subscribing for new securities)

 

Class of relevant security

Nature of dealing

e.g. subscription, conversion

Details

Price per unit (if applicable)

 

 

 

 

 

 

 

4.         OTHER INFORMATION

 

(a)        Indemnity and other dealing arrangements

 

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer:

Irrevocable commitments and letters of intent should not be included.  If there are no such agreements, arrangements or understandings, state "none"

 

none

 

 

(b)        Agreements, arrangements or understandings relating to options or derivatives

 

Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to:

(i)  the voting rights of any relevant securities under any option; or

(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:

If there are no such agreements, arrangements or understandings, state "none"

 

none

 

 

(c)        Attachments

 

Is a Supplemental Form 8 (Open Positions) attached?

YES

 

 

Date of disclosure:

September 16, 2024

Contact name:

Kevin Krist (Compliance Department)

Telephone number*:

+44 (0) 20 7409 4420

 

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.

 

The Panel's Market Surveillance Unit is available for consultation in relation to the Code's disclosure requirements on +44 (0)20 7638 0129.

 

*If the discloser is a natural person, a telephone number does not need to be included, provided contact information has been provided to the Panel's Market Surveillance Unit.

 

The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.

 

 

SUPPLEMENTAL FORM 8 (OPEN POSITIONS)

 

DETAILS OF OPEN STOCK-SETTLED DERIVATIVE (INCLUDING OPTION) POSITIONS, AGREEMENTS TO PURCHASE OR SELL ETC.

Note 5(i) on Rule 8 of the Takeover Code (the "Code")

 

 

1.         KEY INFORMATION

 

Full name of person making disclosure:

D. E. Shaw & Co., L.P.

Name of offeror/offeree in relation to whose relevant securities the disclosure relates:

AngloGold Ashanti plc

 

 

2.         STOCK-SETTLED DERIVATIVES (INCLUDING OPTIONS)

 

Class of relevant security

Product description e.g. call option

Written or purchased

Number of securities to which option or derivative relates

Exercise price per unit

Type

e.g. American, European etc.

Expiry date

USD 1 ordinary

Listed Call Option

Purchased

 100

USD 30.00

American

20241018

USD 1 ordinary

Listed Put Option

Purchased

 100,000

USD 22.00

American

20250321

USD 1 ordinary

Listed Put Option

Purchased

 400

USD 26.00

American

20241018

USD 1 ordinary

Listed Put Option

Purchased

 2,600

USD 27.00

American

20241018

USD 1 ordinary

Listed Put Option

Purchased

 100

USD 28.00

American

20240920

USD 1 ordinary

Listed Put Option

Purchased

 15,600

USD 29.00

American

20240920

 

3.         AGREEMENTS TO PURCHASE OR SELL ETC.

 

Full details should be given so that the nature of the interest or position can be fully understood:

 

 

 

 

 

 

It is not necessary to provide details on a Supplemental Form (Open Positions) with regard to cash-settled derivatives.

 

The currency of all prices and other monetary amounts should be stated.

 

The Panel's Market Surveillance Unit is available for consultation in relation to the Code's disclosure requirements on +44 (0)20 7638 0129.

 

The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.

 

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