TR-1: Standard form for notification of major holdings
1. Issuer Details
ISIN
JE00B6Y3DV84
Issuer Name
WANDISCO PLC
UK or Non-UK Issuer
Non-UK
2. Reason for Notification
Other
Comments
Passive dilution in the percentage of total voting rights held
3. Details of person subject to the notification obligation
Name
Conifer Management, L.L.C.
City of registered office (if applicable)
New York
Country of registered office (if applicable)
United States
4. Details of the shareholder
Full name of shareholder(s) if different from the person(s) subject to the notification obligation, above
City of registered office (if applicable)
Country of registered office (if applicable)
5. Date on which the threshold was crossed or reached
01-Sep-2022
6. Date on which Issuer notified
13-Sep-2022
7. Total positions of person(s) subject to the notification obligation
% of voting rights attached to shares (total of 8.A) |
% of voting rights through financial instruments (total of 8.B 1 + 8.B 2) |
Total of both in % (8.A + 8.B) |
Total number of voting rights held in issuer |
|
Resulting situation on the date on which threshold was crossed or reached |
4.958900 |
0.000000 |
4.958900 |
3297915 |
Position of previous notification (if applicable) |
5.400000 |
0.000000 |
5.400000 |
2048835 |
8. Notified details of the resulting situation on the date on which the threshold was crossed or reached
8A. Voting rights attached to shares
Class/Type of shares ISIN code(if possible) |
Number of direct voting rights (DTR5.1) |
Number of indirect voting rights (DTR5.2.1) |
% of direct voting rights (DTR5.1) |
% of indirect voting rights (DTR5.2.1) |
JE00B6Y3DV84 |
3297915 |
|
4.958900 |
|
Sub Total 8.A |
3297915 |
4.958900% |
8B1. Financial Instruments according to (DTR5.3.1R.(1) (a))
Type of financial instrument |
Expiration date |
Exercise/conversion period |
Number of voting rights that may be acquired if the instrument is exercised/converted |
% of voting rights |
|
|
|
|
|
Sub Total 8.B1 |
|
|
|
8B2. Financial Instruments with similar economic effect according to (DTR5.3.1R.(1) (b))
Type of financial instrument |
Expiration date |
Exercise/conversion period |
Physical or cash settlement |
Number of voting rights |
% of voting rights |
|
|
|
|
|
|
Sub Total 8.B2 |
|
|
|
9. Information in relation to the person subject to the notification obligation
2. Full chain of controlled undertakings through which the voting rights and/or the financial instruments are effectively held starting with the ultimate controlling natural person or legal entities (please add additional rows as necessary)
Ultimate controlling person |
Name of controlled undertaking |
% of voting rights if it equals or is higher than the notifiable threshold |
% of voting rights through financial instruments if it equals or is higher than the notifiable threshold |
Total of both if it equals or is higher than the notifiable threshold |
Gregory Alexander |
Conifer Management, LLC |
4.958900 |
|
4.958900% |
10. In case of proxy voting
Name of the proxy holder
The number and % of voting rights held
The date until which the voting rights will be held
11. Additional Information
• Conifer Management is the investment manager of certain funds, which are the beneficial owners of shares in WANdisco plc.
• This TR1 disclosure relates to a passive dilution in the percentage of total voting rights held, resulting from an increase in the total voting rights of WANdisco plc as at 31 August 2022. The total number of shares owned by clients of Conifer Management has not changed.
• Conifer Management replaced Ruane, Cunniff & Goldfarb Inc. as investment manager of the clients. The clients' interests in WANdisco plc was originally disclosed by Ruane, Cunniff & Goldfarb Inc. in a TR1 submitted on 30 November 2017.
12. Date of Completion
13-Sep-2022
13. Place Of Completion
New York, NY