Holding(s) in Company

RNS Number : 0314C

Clarkson PLC

12 June 2019

 

CLARKSON PLC

(the "Company" or "Clarksons")

12 June 2019

Holding(s) in Company

On 21 March 2016, the Company was sent the below TR1 form by Legg Mason, Inc. (the parent company of Royce & Associates LLC) notifying the Company that its total voting rights had exceeded the 5% notification threshold on 17 March 2016. As the email address to which the notification was sent was not in use, the Company did not become aware of this notification until recently advised by Legg Mason, Inc.

For further details contact:

Rachel Spencer

Group Company Secretary

Tel: [phone]

TR-1: NOTIFICATION OF MAJOR INTEREST IN SHARESi

1. Identity of the issuer or the underlying issuer of existing shares to which voting rights are attached: ii

Clarkson PLC

2 Reason for the notification (please tick the appropriate box or boxes):

An acquisition or disposal of voting rights

X

An acquisition or disposal of qualifying financial instruments which may result in the acquisition of shares already issued to which voting rights are attached

An acquisition or disposal of instruments with similar economic effect to qualifying financial instruments

An event changing the breakdown of voting rights

Other (please specify):

3. Full name of person(s) subject to the notification obligation: iii

Legg Mason, Inc. (parent company of Royce & Associates LLC,)

4. Full name of shareholder(s)  (if different from 3.):iv

Royce Micro-Cap Fund Royce Micro-Cap Trust, Inc. Royce Low-Priced Stock Fund Royce Partners Fund Royce Capital Fund Micro-Cap Portfolio Royce Focus Trust Inc. Royce Dividend Value Fund Royce International Premier Fund Royce Global Value Trust, Inc. Royce Institutional, LLC - Micro Cap Portfolio           Royce Value Trust, Inc. Royce Premier Fund Royce Total Return Fund Royce Value Plus Fund Royce Financial Services Fund Royce Partners Fund

5. Date of the transaction and date on which the threshold is crossed or reached: v

17 March 2016

6. Date on which issuer notified:

21 March 2016

7. Threshold(s) that is/are crossed or reached: vi, vii

Above 5%

8. Notified details:

A: Voting rights attached to shares viii, ix

Class/type of shares if possible using the ISIN CODE

Situation previous to the triggering transaction

Resulting situation after the triggering transaction

Number of Shares

Number of Voting Rights

Number of shares

Number of voting rights

% of  voting rights x

Direct

Direct xi

Indirect xii

Direct

Indirect

GB0002018363

Below 5%

Below 5%

1,652,607

1,652,607

0

5.46%

0

B: Qualifying Financial Instruments

Resulting situation after the triggering transaction

Type of financial instrument

Expiration date xiii

Exercise/ Conversion Period xiv

Number of voting rights that may be acquired if the instrument is exercised/ converted.

% of voting rights

N/A

C: Financial Instruments with similar economic effect to Qualifying Financial Instruments xv, xvi

Resulting situation after the triggering transaction

Type of financial instrument

Exercise price

Expiration date xvii

Exercise/ Conversion period xviii

Number of voting rights instrument refers to

% of voting rights xix, xx

N/A

Nominal

Delta

Total (A+B+C)

Number of voting rights

Percentage of voting rights

1,652,607

5.46%

9. Chain of controlled undertakings through which the voting rights and/or the financial instruments are effectively held, if applicable: xxi

Proxy Voting:

10. Name of the proxy holder:

N/A

11. Number of voting rights proxy holder will cease to hold:

12. Date on which proxy holder will cease to hold voting rights:

13. Additional information:

N/A

14. Contact name:

Shirley Hinton

15. Contact telephone number:

[phone]

 

END

 

 

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