Director/PDMR Shareholding

Close Brothers Group PLC

06 October 2023

 

Close Brothers Group plc

Notification of transactions by

persons discharging managerial responsibilities

in Ordinary shares of the Company of 25p each (Shares)

Close Brothers Group plc (the "Company") notifies that on 4 October 2023, share awards under the Company's Omnibus Share Incentive Plan (the "Plan") were granted to the executive directors and other persons discharging managerial responsibilities ("PDMRs") noted below under the long term incentive plan ("LTIP") and the deferred annual bonus plan ("DAB"). A share price of £8.719 per share has been applied to determine the number of shares awarded under the plans.

Long Term Incentive Plan Awards

These awards are subject to performance conditions which are measured over a three-year period between 1 August 2023 and 31 July 2026. Participants can call for some of the award shares at any time between 4 October 2026 and 4 October 2027 at their option, at nil cost. Certain other award shares are subject to an additional two year deferral period, meaning that participants can call for those award shares at any time between 4 October 2028 and 4 October 2029.

Deferred Annual Bonus Plan Share Awards

These awards entitle participants to call for their award shares at their option and at nil cost at any time between 4 October 2025 and 4 October 2026.

The following notifications, made pursuant to Article 19(3) of the Market Abuse Regulation, provide further details.   

Name of authorised official of issuer responsible for making notification

Sarah Peazer-Davies

Company Secretary

Close Brothers Group plc                  

6 October 2023

Notification and public disclosure of transactions by persons discharging managerial responsibilities and persons closely associated with them

1	Details of the person discharging managerial responsibilities / person closely associated
a)	Name	Adrian Sainsbury
2	Reason for the notification
a)	Position/status	Group Chief Executive
b)	Initial notification /Amendment	Initial notification
3	Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
a)	Name	Close Brothers Group plc
b)	LEI	213800W73SYHR14I3X91
4	Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
a)	Description of the financial instrument, type of instrument Identification code	Ordinary Shares of 25p each GB0007668071
b)	Nature of the transaction	2023 share awards under the Company's Omnibus Share Incentive Plan: Long Term Incentive Plan ('LTIP')
c)	Price(s) and volume(s)	Price(s) Volume(s) Nil 135,997
d)	Aggregated information - Aggregated volume - Price	N/A - single transaction
e)	Date of the transaction	4 October 2023
f)	Place of the transaction	Outside of a trading venue

Notification and public disclosure of transactions by persons discharging managerial responsibilities and persons closely associated with them

1	Details of the person discharging managerial responsibilities / person closely associated
a)	Name	Mike Morgan
2	Reason for the notification
a)	Position/status	Group Finance Director
b)	Initial notification /Amendment	Initial notification
3	Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
a)	Name	Close Brothers Group plc
b)	LEI	213800W73SYHR14I3X91
4	Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
a)	Description of the financial instrument, type of instrument Identification code	Ordinary Shares of 25p each GB0007668071
b)	Nature of the transaction	2023 share awards under the Company's Omnibus Share Incentive Plan: Long Term Incentive Plan ('LTIP')
c)	Price(s) and volume(s)	Price(s) Volume(s) Nil 81,891
d)	Aggregated information - Aggregated volume - Price	N/A - single transaction
-e)	Date of the transaction	4 October 2023
f)	Place of the transaction	Outside of a trading venue

Notification and public disclosure of transactions by persons discharging managerial responsibilities and persons closely associated with them

1	Details of the person discharging managerial responsibilities / person closely associated
a)	Name	Rebekah Etherington
2	Reason for the notification
a)	Position/status	Group Head of Human Resources
b)	Initial notification /Amendment	Initial notification
3	Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
a)	Name	Close Brothers Group plc
b)	LEI	213800W73SYHR14I3X91
4	Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
a)	Description of the financial instrument, type of instrument Identification code	Ordinary Shares of 25p each GB0007668071
b)	Nature of the transaction	2023 share awards under the Company's Omnibus Share Incentive Plan: Long Term Incentive Plan ('LTIP')
c)	Price(s) and volume(s)	Price(s) Volume(s) Nil 51,612
d)	Aggregated information - Aggregated volume - Price	N/A - single transaction
e)	Date of the transaction	4 October 2023
f)	Place of the transaction	Outside of a trading venue

Notification and public disclosure of transactions by persons discharging managerial responsibilities and persons closely associated with them

1	Details of the person discharging managerial responsibilities / person closely associated
a)	Name	Nazrul Kazi
2	Reason for the notification
a)	Position/status	Group Head of Internal Audit
b)	Initial notification /Amendment	Initial notification
3	Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
a)	Name	Close Brothers Group plc
b)	LEI	213800W73SYHR14I3X91
4	Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
a)	Description of the financial instrument, type of instrument Identification code	Ordinary Shares of 25p each GB0007668071
b)	Nature of the transaction	2023 share awards under the Company's Omnibus Share Incentive Plan: Long Term Incentive Plan ('LTIP')
c)	Price(s) and volume(s)	Price(s) Volume(s) Nil 11,470
d)	Aggregated information - Aggregated volume - Price	N/A - single transaction
e)	Date of the transaction	4 October 2023
f)	Place of the transaction	Outside of a trading venue

Notification and public disclosure of transactions by persons discharging managerial responsibilities and persons closely associated with them

1	Details of the person discharging managerial responsibilities / person closely associated
a)	Name	Frank Pennal
2	Reason for the notification
a)	Position/status	Chief Executive Officer Property
b)	Initial notification /Amendment	Initial notification
3	Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
a)	Name	Close Brothers Group plc
b)	LEI	213800W73SYHR14I3X91
4	Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
a)	Description of the financial instrument, type of instrument Identification code	Ordinary Shares of 25p each GB0007668071
b)	Nature of the transaction	2023 share awards under the Company's Omnibus Share Incentive Plan: Long Term Incentive Plan ('LTIP')
c)	Price(s) and volume(s)	Price(s) Volume(s) Nil 28,674
d)	Aggregated information - Aggregated volume - Price	N/A - single transaction
e)	Date of the transaction	4 October 2023
f)	Place of the transaction	Outside of a trading venue

Notification and public disclosure of transactions by persons discharging managerial responsibilities and persons closely associated with them

1	Details of the person discharging managerial responsibilities / person closely associated
a)	Name	Matt Roper
2	Reason for the notification
a)	Position/status	Chief Executive Officer Commercial
b)	Initial notification /Amendment	Initial notification
3	Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
a)	Name	Close Brothers Group plc
b)	LEI	213800W73SYHR14I3X91
4	Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
a)	Description of the financial instrument, type of instrument Identification code	Ordinary Shares of 25p each GB0007668071
b)	Nature of the transaction	2023 share awards under the Company's Omnibus Share Incentive Plan: 1.   Deferred Annual Bonus ('DAB') 2.   Long Term Incentive Plan ('LTIP')
c)	Price(s) and volume(s)	Award(s) Price(s) Volume(s) 1.   DAB Nil 5,162 2.   LTIP Nil 28,388
d)	Aggregated information - Aggregated volume - Price	33,550 Nil
e)	Date of the transaction	4 October 2023
f)	Place of the transaction	Outside of a trading venue

Notification and public disclosure of transactions by persons discharging managerial responsibilities and persons closely associated with them

1	Details of the person discharging managerial responsibilities / person closely associated
a)	Name	Robert Sack
2	Reason for the notification
a)	Position/status	Group Chief Risk Officer
b)	Initial notification /Amendment	Initial notification
3	Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
a)	Name	Close Brothers Group plc
b)	LEI	213800W73SYHR14I3X91
4	Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
a)	Description of the financial instrument, type of instrument Identification code	Ordinary Shares of 25p each GB0007668071
b)	Nature of the transaction	2023 share awards under the Company's Omnibus Share Incentive Plan: Long Term Incentive Plan ('LTIP')
c)	Price(s) and volume(s)	Price(s) Volume(s) Nil 51,612
d)	Aggregated information - Aggregated volume - Price	N/A - single transaction
e)	Date of the transaction	4 October 2023
f)	Place of the transaction	Outside of a trading venue

Notification and public disclosure of transactions by persons discharging managerial responsibilities and persons closely associated with them

1	Details of the person discharging managerial responsibilities / person closely associated
a)	Name	Angela Yotov
2	Reason for the notification
a)	Position/status	Group General Counsel
b)	Initial notification /Amendment	Initial notification
3	Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
a)	Name	Close Brothers Group plc
b)	LEI	213800W73SYHR14I3X91
4	Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
a)	Description of the financial instrument, type of instrument Identification code	Ordinary Shares of 25p each GB0007668071
b)	Nature of the transaction	2023 share awards under the Company's Omnibus Share Incentive Plan: Long Term Incentive Plan ('LTIP')
c)	Price(s) and volume(s)	Price(s) Volume(s) Nil 40,144
d)	Aggregated information - Aggregated volume - Price	N/A - single transaction
e)	Date of the transaction	4 October 2023
f)	Place of the transaction	Outside of a trading venue

 

END