TR-1: NOTIFICATION OF MAJOR INTEREST IN SHARESi
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1. Identity of the issuer or the underlying issuer |
CMC Markets Plc |
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2 Reason for the notification (please tick the appropriate box or boxes): |
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An acquisition or disposal of voting rights |
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An acquisition or disposal of qualifying financial instruments which may result in the acquisition of shares already issued to which voting rights are attached |
X |
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An acquisition or disposal of instruments with similar economic effect to qualifying financial instruments |
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An event changing the breakdown of voting rights |
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Other (please specify): |
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3. Full name of person(s) subject to the |
The Goldman Sachs Group, Inc. |
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4. Full name of shareholder(s) |
Goldman Sachs International Goldman, Sachs & Co. |
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5. Date of the transaction and date on |
21 November 2016 |
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6. Date on which issuer notified: |
23 November 2016 |
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7. Threshold(s) that is/are crossed or |
Above 5% |
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8. Notified details: |
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A: Voting rights attached to shares viii, ix |
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Class/type of
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Situation previous |
Resulting situation after the triggering transaction |
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Number |
Number |
Number |
Number of voting |
% of voting rights x |
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Direct |
Direct xi |
Indirect xii |
Direct |
Indirect |
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GB00B14SKR37 |
1,061,184 |
1,061,184 |
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139,189 |
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0.05% |
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B: Qualifying Financial Instruments |
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Resulting situation after the triggering transaction |
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Type of financial |
Expiration |
Exercise/ |
Number of voting |
% of voting |
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Stock Loan (Physical) |
Open |
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14,324,805 |
4.98% |
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C: Financial Instruments with similar economic effect to Qualifying Financial Instruments xv, xvi |
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Resulting situation after the triggering transaction |
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Type of financial |
Exercise price |
Expiration date xvii |
Exercise/ |
Number of voting rights instrument refers to
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% of voting rights xix, xx
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Nominal |
Delta |
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Total (A+B+C) |
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Number of voting rights |
Percentage of voting rights |
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14,463,994 |
5.02% |
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9. Chain of controlled undertakings through which the voting rights and/or the |
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The Goldman Sachs Group, Inc.; 14,463,994 shares; 5.02%
Goldman Sachs (UK) L.L.C. (Controlled by The Goldman Sachs Group, Inc.) ; 14,324,805 shares; 4.98% Goldman Sachs Group UK Limited (Controlled by Goldman Sachs (UK) L.L.C.) ; 14,324,805 shares; 4.98% Goldman Sachs International (Controlled by Goldman Sachs Group UK Limited) ; 14,324,805 shares; 4.98%
The Goldman, Sachs & Co. L.L.C. (Controlled by The Goldman Sachs Group, Inc.) Goldman, Sachs & Co. (Controlled by The Goldman, Sachs & Co. L.L.C.)
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Proxy Voting: |
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10. Name of the proxy holder: |
N/A |
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11. Number of voting rights proxy holder will cease to hold: |
N/A |
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12. Date on which proxy holder will cease to hold voting rights: |
N/A |
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Please note, total amount of voting rights have been rounded to 2 decimal places therefore there is a possibility of a rounding error. General email contact: |
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14. Contact name: |
Joanna Foley |
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15. Contact telephone number: |
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