Form 8.5 (EPT/RI) - Darktrace

GoldmanSachs International

03 May 2024

 

FORM 8.5 (EPT/RI)

PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY

Rule 8.5 of the Takeover Code (the "Code")

1.         KEY INFORMATION

(a) Name of exempt principal trader:	(GS) GOLDMAN SACHS INTERNATIONAL
(b) Name of offeror/offeree in relation to whose relevant securities this form relates:      Use a separate form for each offeror/offeree	DARKTRACE PLC
(c) Name of the party to the offer with which exempt principal trader is connected:	LUKE BIDCO LIMITED (A NEWLY-FORMED COMPANY INDIRECTLY WHOLLY-OWNED BY FUNDS MANAGED AND/OR ADVISED BY THOMA BRAVO, L.P.)
(d) Date dealing undertaken:	02 May 2024
(e) In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to the offer?      If it is a cash offer or possible cash offer, state "N/A"	N/A

2.         DEALINGS BY THE EXEMPT PRINCIPAL TRADER

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

The currency of all prices and other monetary amounts should be stated.

(a)        Purchases and sales

Class of relevant security	Purchases/ sales	Total number of securities	Highest price per unit paid/received	Lowest price per unit paid/received
1p ordinary	Purchases	2,751,745 477,284	6.0200 GBP 7.5347 USD	5.9960 GBP 7.5042 USD
1p ordinary	Sales	2,622,453	6.0260 GBP	5.9990 GBP

(b)        Cash-settled derivative transactions

Class of relevant security	Product description e.g. CFD	Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position	Number of reference securities	Price per unit
1p ordinary	CFD	Reducing a long position	58,354	6.0028 GBP
1p ordinary	CFD	Reducing a long position	303,920	6.0028 GBP
1p ordinary	CFD	Opening a short position	18,912	6.0045 GBP
1p ordinary	CFD	Reducing a long position	48,324	6.0048 GBP
1p ordinary	CFD	Reducing a long position	251,676	6.0048 GBP
1p ordinary	CFD	Reducing a long position	1,707	6.0052 GBP
1p ordinary	CFD	Reducing a short position	504	6.0054 GBP
1p ordinary	CFD	Reducing a short position	31	6.0054 GBP
1p ordinary	CFD	Reducing a short position	4,016	6.0088 GBP
1p ordinary	CFD	Opening a short position	3,892	6.0101 GBP
1p ordinary	CFD	Reducing a short position	33,644	6.0102 GBP
1p ordinary	CFD	Reducing a short position	1,010	6.0102 GBP
1p ordinary	CFD	Reducing a short position	361	6.0102 GBP
1p ordinary	CFD	Reducing a short position	9,512	6.0102 GBP
1p ordinary	CFD	Opening a short position	83,870	6.0106 GBP
1p ordinary	CFD	Opening a long position	83,870	6.0106 GBP
1p ordinary	CFD	Increasing a short position	6,714	6.0109 GBP
1p ordinary	CFD	Increasing a short position	43,447	6.0115 GBP
1p ordinary	CFD	Increasing a short position	350,000	6.0116 GBP
1p ordinary	CFD	Increasing a short position	43,447	6.0119 GBP
1p ordinary	CFD	Opening a short position	63,334	6.0131 GBP
1p ordinary	CFD	Opening a long position	63,334	6.0131 GBP
1p ordinary	CFD	Opening a short position	201,662	6.0132 GBP
1p ordinary	CFD	Increasing a short position	1,481	6.0147 GBP
1p ordinary	CFD	Reducing a long position	19,574	6.0175 GBP
1p ordinary	CFD	Reducing a long position	222,329	6.0175 GBP
1p ordinary	CFD	Reducing a long position	172,629	6.0202 GBP
1p ordinary	CFD	Reducing a long position	10,000	6.0202 GBP
1p ordinary	CFD	Opening a short position	63,334	7.5192 USD
1p ordinary	CFD	Increasing a short position	16,735	7.5197 USD
1p ordinary	CFD	Increasing a short position	100,000	7.5252 USD
1p ordinary	CFD	Opening a short position	100,000	7.5276 USD
1p ordinary	CFD	Opening a short position	66,094	7.5307 USD
1p ordinary	CFD	Opening a short position	24,594	7.5307 USD
1p ordinary	CFD	Opening a short position	3,466	7.5307 USD
1p ordinary	CFD	Opening a short position	3,891	7.5307 USD
1p ordinary	CFD	Opening a short position	83,870	7.5347 USD

(c)        Stock-settled derivative transactions (including options)

(i)         Writing, selling, purchasing or varying

Class of relevant security	Product description e.g. call option	Writing, purchasing, selling, varying etc.	Number of securities to which option relates	Exercise price per unit	Type e.g. American, European etc.	Expiry date	Option money paid/ received per unit

(ii)        Exercise

Class of relevant security	Product description e.g. call option	Exercising / exercised against	Number of securities	Exercise price per unit

(d)        Other dealings (including subscribing for new securities)

Class of relevant security	Nature of dealing e.g. subscription, conversion	Details	Price per unit (if applicable)

3.         OTHER INFORMATION

(a)        Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none"

NONE

(b)        Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i)  the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none"

NONE

Date of disclosure:	03 May 2024
Contact name:	Papa Lette and Andrzej Szyszka
Telephone number:	[phone] / [phone]

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.

The Panel's Market Surveillance Unit is available for consultation in relation to the Code's disclosure requirements on [phone].

The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.

 

END