Holding(s) in Company

RNS Number : 9856L

De La Rue PLC

06 January 2023

 

TR-1: Standard form for notification of major holdings

1. Issuer Details

ISIN

GB00B3DGH821

Issuer Name

DE LA RUE PLC

UK or Non-UK Issuer

UK

2. Reason for Notification

An acquisition or disposal of voting rights

3. Details of person subject to the notification obligation

Name

JPMorgan Chase & Co.

City of registered office (if applicable)

Country of registered office (if applicable)

US

4. Details of the shareholder

Name	City of registered office	Country of registered office
J.P. Morgan Securities plc

5. Date on which the threshold was crossed or reached

04-Jan-2023

6. Date on which Issuer notified

06-Jan-2023

7. Total positions of person(s) subject to the notification obligation

	% of voting rights attached to shares (total of 8.A)	% of voting rights through financial instruments (total of 8.B 1 + 8.B 2)	Total of both in % (8.A + 8.B)	Total number of voting rights held in issuer
Resulting situation on the date on which threshold was crossed or reached	4.069107	0.949355	5.018462	9807941
Position of previous notification (if applicable)	n/a	n/a	n/a

8. Notified details of the resulting situation on the date on which the threshold was crossed or reached

8A. Voting rights attached to shares

Class/Type of shares ISIN code(if possible)	Number of direct voting rights (DTR5.1)	Number of indirect voting rights (DTR5.2.1)	% of direct voting rights (DTR5.1)	% of indirect voting rights (DTR5.2.1)
GB00B3DGH821		7952490		4.069107
Sub Total 8.A	7952490		4.069107%

8B1. Financial Instruments according to (DTR5.3.1R.(1) (a))

Type of financial instrument	Expiration date	Exercise/conversion period	Number of voting rights that may be acquired if the instrument is exercised/converted	% of voting rights
Sub Total 8.B1

8B2. Financial Instruments with similar economic effect according to (DTR5.3.1R.(1) (b))

Type of financial instrument	Expiration date	Exercise/conversion period	Physical or cash settlement	Number of voting rights	% of voting rights
Cash-settled Equity Swap	07/02/2023	07/02/2023	Cash	842876	0.431280
Cash-settled Equity Swap	04/04/2023	04/04/2023	Cash	3132	0.001598
Cash-settled Equity Swap	03/05/2023	03/05/2023	Cash	2147	0.001095
Cash-settled Equity Swap	04/05/2023	04/05/2023	Cash	11610	0.005940
Cash-settled Equity Swap	20/06/2023	20/06/2023	Cash	50696	0.025938
Cash-settled Equity Swap	28/06/2023	28/06/2023	Cash	7287	0.003728
Cash-settled Equity Swap	05/07/2023	05/07/2023	Cash	1265	0.000646
Cash-settled Equity Swap	31/07/2023	31/07/2023	Cash	510409	0.261152
Cash-settled Equity Swap	02/08/2023	02/08/2023	Cash	670	0.000341
Cash-settled Equity Swap	19/09/2023	19/09/2023	Cash	32000	0.016373
Cash-settled Equity Swap	30/11/2023	30/11/2023	Cash	39962	0.020441
Cash-settled Equity Swap	05/12/2023	05/12/2023	Cash	42000	0.021490
Cash-settled Equity Swap	04/01/2024	04/01/2024	Cash	42020	0.021500
Cash-settled Equity Swap	27/04/2026	27/04/2026	Cash	269377	0.137833
Sub Total 8.B2				1855451	0.949355%

9. Information in relation to the person subject to the notification obligation

2. Full chain of controlled undertakings through which the voting rights and/or the financial instruments are effectively held starting with the ultimate controlling natural person or legal entities (please add additional rows as necessary)

Ultimate controlling person	Name of controlled undertaking	% of voting rights if it equals or is higher than the notifiable threshold	% of voting rights through financial instruments if it equals or is higher than the notifiable threshold	Total of both if it equals or is higher than the notifiable threshold
JPMorgan Chase & Co.	J.P. Morgan Securities plc	4.069089		5.018444%
JPMorgan Chase & Co.	JPMorgan Chase Bank, National Association

10. In case of proxy voting

Name of the proxy holder

The number and % of voting rights held

The date until which the voting rights will be held

11. Additional Information

Chain of controlled undertakings:

JPMorgan Chase & Co.
JPMorgan Chase Bank, National Association (100%)
J.P. Morgan International Finance Limited (100%)
J.P. Morgan Capital Holdings Limited (100%)
J.P. Morgan Securities plc (100%)

JPMorgan Chase & Co.
JPMorgan Chase Bank, National Association (100%)

12. Date of Completion

06-Jan-2023

13. Place Of Completion

London

Rob Bellhouse

Company Secretary

01256 605317

De La Rue plc's LEI code is 213800DH741LZWIJXP78

6 January 2023

 

END

 

 

HOLFLFVSLVIRIIV