TR-1: Standard form for notification of major holdings
1. Issuer Details
ISIN
GB00B3DGH821
Issuer Name
DE LA RUE PLC
UK or Non-UK Issuer
UK
2. Reason for Notification
An acquisition or disposal of voting rights; An acquisition or disposal of financial instruments
3. Details of person subject to the notification obligation
Name
JPMorgan Chase & Co.
City of registered office (if applicable)
Country of registered office (if applicable)
US
4. Details of the shareholder
Name |
City of registered office |
Country of registered office |
J.P. Morgan Securities plc |
|
|
5. Date on which the threshold was crossed or reached
28-Mar-2023
6. Date on which Issuer notified
30-Mar-2023
7. Total positions of person(s) subject to the notification obligation
% of voting rights attached to shares (total of 8.A) |
% of voting rights through financial instruments (total of 8.B 1 + 8.B 2) |
Total of both in % (8.A + 8.B) |
Total number of voting rights held in issuer |
|
Resulting situation on the date on which threshold was crossed or reached |
4.649296 |
0.404205 |
5.053501 |
9876398 |
Position of previous notification (if applicable) |
0.057963 |
4.999567 |
5.057530 |
|
8. Notified details of the resulting situation on the date on which the threshold was crossed or reached
8A. Voting rights attached to shares
Class/Type of shares ISIN code(if possible) |
Number of direct voting rights (DTR5.1) |
Number of indirect voting rights (DTR5.2.1) |
% of direct voting rights (DTR5.1) |
% of indirect voting rights (DTR5.2.1) |
GB00B3DGH821 |
|
9086382 |
|
4.649296 |
Sub Total 8.A |
9086382 |
4.649296% |
8B1. Financial Instruments according to (DTR5.3.1R.(1) (a))
Type of financial instrument |
Expiration date |
Exercise/conversion period |
Number of voting rights that may be acquired if the instrument is exercised/converted |
% of voting rights |
|
|
|
|
|
Sub Total 8.B1 |
|
|
|
8B2. Financial Instruments with similar economic effect according to (DTR5.3.1R.(1) (b))
Type of financial instrument |
Expiration date |
Exercise/conversion period |
Physical or cash settlement |
Number of voting rights |
% of voting rights |
Cash-settled Equity Swap |
04/04/2023 |
04/04/2023 |
Cash |
3132 |
0.001598 |
Cash-settled Equity Swap |
03/05/2023 |
03/05/2023 |
Cash |
2147 |
0.001095 |
Cash-settled Equity Swap |
04/05/2023 |
04/05/2023 |
Cash |
4940 |
0.002527 |
Cash-settled Equity Swap |
20/06/2023 |
20/06/2023 |
Cash |
36777 |
0.018816 |
Cash-settled Equity Swap |
28/06/2023 |
28/06/2023 |
Cash |
7287 |
0.003728 |
Cash-settled Equity Swap |
05/07/2023 |
05/07/2023 |
Cash |
1265 |
0.000646 |
Cash-settled Equity Swap |
31/07/2023 |
31/07/2023 |
Cash |
529203 |
0.270771 |
Cash-settled Equity Swap |
02/08/2023 |
02/08/2023 |
Cash |
670 |
0.000341 |
Cash-settled Equity Swap |
19/09/2023 |
19/09/2023 |
Cash |
15000 |
0.007675 |
Cash-settled Equity Swap |
05/12/2023 |
05/12/2023 |
Cash |
73000 |
0.037352 |
Cash-settled Equity Swap |
22/04/2024 |
22/04/2024 |
Cash |
8021 |
0.004102 |
Cash-settled Equity Swap |
28/04/2026 |
28/04/2026 |
Cash |
108574 |
0.055554 |
Sub Total 8.B2 |
|
790016 |
0.404205% |
9. Information in relation to the person subject to the notification obligation
2. Full chain of controlled undertakings through which the voting rights and/or the financial instruments are effectively held starting with the ultimate controlling natural person or legal entities (please add additional rows as necessary)
Ultimate controlling person |
Name of controlled undertaking |
% of voting rights if it equals or is higher than the notifiable threshold |
% of voting rights through financial instruments if it equals or is higher than the notifiable threshold |
Total of both if it equals or is higher than the notifiable threshold |
JPMorgan Chase & Co. |
J.P. Morgan Securities plc |
4.649276 |
|
5.053481% |
JPMorgan Chase & Co. |
JPMorgan Chase Bank, National Association |
|
|
|
JPMorgan Chase & Co. |
J.P. Morgan Securities LLC |
|
|
|
10. In case of proxy voting
Name of the proxy holder
The number and % of voting rights held
The date until which the voting rights will be held
11. Additional Information
Chain of controlled undertakings:
JPMorgan Chase & Co.
JPMorgan Chase Bank, National Association (100%)
J.P. Morgan International Finance Limited (100%)
J.P. Morgan Capital Holdings Limited (100%)
J.P. Morgan Securities plc (100%)
JPMorgan Chase & Co.
JPMorgan Chase Bank, National Association (100%)
JPMorgan Chase & Co.
JPMorgan Chase Holdings LLC (100%)
J.P. Morgan Broker-Dealer Holdings Inc. (100%)
J.P. Morgan Securities LLC (100%)
12. Date of Completion
30-Mar-2023
13. Place Of Completion
London
Rob Bellhouse
Company Secretary
01256 605317
De La Rue plc's LEI code is 213800DH741LZWIJXP78
30 March 2023