Holding(s) in Company

RNS Number : 1806P

Cluff Natural Resources plc

08 June 2020

 

Cluff Natural Resources Plc / Index: AIM / Epic: CLNR / Sector: Natural Resources

8 June 2020

Cluff Natural Resources Plc ('CLNR' or 'the Company')

Holding(s) in Company

Cluff Natural Resources Plc, the AIM-quoted natural resources investing company with a high impact exploration and appraisal portfolio focused on the Southern and Central North Sea, announces that it has received a Standard Form TR-1 for notification of major holdings ("TR-1") from Canaccord Genuity Group Inc ("Canaccord Genuity Group"), which is set out below. 

In relation to section 9 of the TR-1 below, the Company notes that the interest of Canaccord Genuity Wealth Limited has decreased to 0.1544% of the voting rights in the Company relative to the TR-1 received from Canaccord Genuity Group on 21 May 2020, although the interest of Hargreave Hale Ltd remains unchanged at 13.8187% of the voting rights in the Company.

TR-1: S tandard form for notification of major holdings

NOTIFICATION OF MAJOR HOLDINGS (to be sent to the relevant issuer and to the FCA in Microsoft Word format if possible) i
1a. Identity of the issuer or the underlying issuer of existing shares to which voting rights are attached ii :			CLUFF NATURAL RESOURCES PLC
1b. Please indicate if the issuer is a non-UK issuer   (please mark with an "X" if appropriate)
Non-UK issuer
2. Reason for the notification (please mark the appropriate box or boxes with an "X")
An acquisition or disposal of voting rights						X
An acquisition or disposal of financial instruments
An event changing the breakdown of voting rights
Other (please specify)iii:
3. Details of person subject to the notification obligation iv
Name			CANACCORD GENUITY GROUP INC
City and country of registered office (if applicable)			VANCOUVER, CANADA
4. Full name of shareholder(s) (if different from 3.) v
Name			DISCRETIONARY CLIENTS
City and country of registered office (if applicable)			As above
5. Date on which the threshold was crossed or reached vi :			03 JUNE 2020
6. Date on which issuer notified (DD/MM/YYYY):			05 JUNE 2020
7. Total positions of person(s) subject to the notification obligation
	% of voting rights attached to shares (total of 8. A)	% of voting rights through financial instruments (total of 8.B 1 + 8.B 2)		Total of both in % (8.A + 8.B)	Total number of voting rights of issuer vii
Resulting situation on the date on which threshold was crossed or reached	13.9731			13.9731	1,405,964,855
Position of previous notification (if applicable)	14.6925			14.6925

8. Notified details of the resulting situation on the date on which the threshold was crossed or reached viii

A: Voting rights attached to shares

Class/type of shares ISIN code (if possible)

Number of voting rights ix

% of voting rights

Direct (Art 9 of Directive 2004/109/EC) (DTR5.1)

Indirect (Art 10 of Directive 2004/109/EC) (DTR5.2.1)

Direct (Art 9 of Directive 2004/109/EC) (DTR5.1)

Indirect (Art 10 of Directive 2004/109/EC) (DTR5.2.1)

GB00B6SYKF01

196,457,143

13.9731

SUBTOTAL 8. A

196,457,143

13.9731

B 1: Financial Instruments according to Art. 13(1)(a) of Directive 2004/109/EC (DTR5.3.1.1 (a))

Type of financial instrument

Expiration date x

Exercise/ Conversion Period xi

Number of voting rights that may be acquired if the instrument is exercised/converted.

% of voting rights

SUBTOTAL 8. B 1

B 2: Financial Instruments with similar economic effect according to Art. 13(1)(b) of Directive 2004/109/EC (DTR5.3.1.1 (b))

Type of financial instrument

Expiration date x

Exercise/ Conversion Period xi

Physical or cash settlement xii

Number of voting rights

% of voting rights

SUBTOTAL 8.B.2

9. Information in relation to the person subject to the notification obligation (please mark the applicable box with an "X")

Person subject to the notification obligation is not controlled by any natural person or legal entity and does not control any other undertaking(s) holding directly or indirectly an interest in the (underlying) issuer xiii

Full chain of controlled undertakings through which the voting rights and/or the financial instruments are effectively held starting with the ultimate controlling natural person or legal entity xiv (please add additional rows as necessary)

X

Name xv

% of voting rights if it equals or is higher than the notifiable threshold

% of voting rights through financial instruments if it equals or is higher than the notifiable threshold

Total of both if it equals or is higher than the notifiable threshold

Canaccord Genuity Group Inc.

13.9731

13.9731

Canaccord Genuity Wealth Group Holdings Limited

13.9731

13.9731

Canaccord Genuity Wealth Group Holdings (Jersey) Limited

13.9731

13.9731

Canaccord Genuity Wealth Group Limited

13.9731

13.9731

Canaccord Genuity Wealth Limited

0.1544

0.1544

Hargreave Hale Ltd

13.8187

13.8187

10. In case of proxy voting, please identify:

Name of the proxy holder

The number and % of voting rights held

The date until which the voting rights will be held

11. Additional information xvi

Place of completion	BLACKPOOL, ENGLAND
Date of completion	05 JUNE 2020

 

END

 

 

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