Holding(s) in Company

RNS Number : 6344X

Duke Royalty Limited

30 August 2022

 

30 August 2022

Duke Royalty Limited

("Duke Royalty", "Duke" or the "Company")

Holding(s) in Company

The Company has today been informed that as of 25 August 2022, Canaccord Genuity Group Inc ("Canaccord"), held 19,824,798 ordinary shares in the Company representing approximately 4.76% of its issued share capital and total voting rights. The day prior to this transaction, Canaccord held approximately 5.26% of the Company's issued share capital.

The full TR-1 form is set out below, which includes detail of the Canaccord's previous shareholding as at 9 March 2021, being the date of the most recently submitted TR-1 notification by Canaccord to the Company, prior to today's notification. 

TR-1: S tandard form for notification of major holdings

NOTIFICATION OF MAJOR HOLDINGS (to be sent to the relevant issuer and to the FCA in Microsoft Word format if possible) i
1a. Identity of the issuer or the underlying issuer of existing shares to which voting rights are attached ii :			DUKE ROYALTY LIMITED
1b. Please indicate if the issuer is a non-UK issuer   (please mark with an "X" if appropriate)
Non-UK issuer						X
2. Reason for the notification (please mark the appropriate box or boxes with an "X")
An acquisition or disposal of voting rights						X
An acquisition or disposal of financial instruments
An event changing the breakdown of voting rights
Other (please specify)iii:
3. Details of person subject to the notification obligation iv
Name			CANACCORD GENUITY GROUP INC
City and country of registered office (if applicable)			VANCOUVER, CANADA
4. Full name of shareholder(s) (if different from 3.) v
Name			DISCRETIONARY CLIENTS
City and country of registered office (if applicable)			As above
5. Date on which the threshold was crossed or reached vi :			25 AUGUST 2022
6. Date on which issuer notified (DD/MM/YYYY):			30 AUGUST 2022
7. Total positions of person(s) subject to the notification obligation
	% of voting rights attached to shares (total of 8. A)	% of voting rights through financial instruments (total of 8.B 1 + 8.B 2)		Total of both in % (8.A + 8.B)	Total number of voting rights held in issuer (8.A + 8.B) vii
Resulting situation on the date on which threshold was crossed or reached	4.7638			4.7638	19,824,798
Position of previous notification (if applicable)	9.1802			9.1802

8. Notified details of the resulting situation on the date on which the threshold was crossed or reached viii

A: Voting rights attached to shares

Class/type of shares ISIN code (if possible)

Number of voting rights ix

% of voting rights

Direct (DTR5.1)

Indirect  (DTR5.2.1)

Direct (DTR5.1)

Indirect (DTR5.2.1)

GG00BYZSSY63

19,824,798

4.7638

SUBTOTAL 8. A

19,824,798

4.7638

B 1: Financial Instruments according to DTR5.3.1R (1) (a)

Type of financial instrument

Expiration date x

Exercise/ Conversion Period xi

Number of voting rights that may be acquired if the instrument is exercised/converted.

% of voting rights

SUBTOTAL 8. B 1

B 2: Financial Instruments with similar economic effect according to DTR5.3.1R (1) (b)

Type of financial instrument

Expiration date x

Exercise/ Conversion Period xi

Physical or cash settlement xii

Number of voting rights

% of voting rights

SUBTOTAL 8.B.2

9. Information in relation to the person subject to the notification obligation (please mark the applicable box with an "X")

Person subject to the notification obligation is not controlled by any natural person or legal entity and does not control any other undertaking(s) holding directly or indirectly an interest in the (underlying) issuer xiii

Full chain of controlled undertakings through which the voting rights and/or the financial instruments are effectively held starting with the ultimate controlling natural person or legal entity xiv (please add additional rows as necessary)

X

Name xv

% of voting rights if it equals or is higher than the notifiable threshold

% of voting rights through financial instruments if it equals or is higher than the notifiable threshold

Total of both if it equals or is higher than the notifiable threshold

Canaccord Genuity Group Inc.

4.7638

4.7638

Canaccord Genuity Wealth Group Holdings Limited

4.7638

4.7638

Canaccord Genuity Wealth Group Holdings (Jersey) Limited

4.7638

4.7638

Canaccord Genuity Wealth Group Limited

4.7638

4.7638

Canaccord Genuity Wealth Limited

0.8795

0.8795

Hargreave Hale Ltd

3.8843

3.8843

10. In case of proxy voting, please identify:

Name of the proxy holder

The number and % of voting rights held

The date until which the voting rights will be held

11. Additional information xvi

Place of completion	BLACKPOOL, ENGLAND
Date of completion	30 AUGUST 2022

For further information, please visit   www.dukeroyalty.com   or contact: Duke Royalty Limited Neil Johnson / Charles Cannon Brookes / Hugo Evans [phone] Cenkos Securities plc  (Nominated Adviser and Joint Broker) Stephen Keys / Callum Davidson / Michael Johnson [phone] Canaccord Genuity (Joint Broker) Adam James / Georgina McCooke [phone] SEC Newgate (PR) Elisabeth Cowell / Richard Bicknell / Max Richardson [phone]   [e-mail] About Duke Royalty Duke Royalty Limited provides alternative capital solutions to a diversified range of profitable and long-established businesses in Europe and abroad. Duke Royalty's experienced team provide financing solutions to private companies that are in need of capital but whose owners wish to maintain equity control of their business. Duke Royalty's royalty investments are intended to provide robust, stable, long term returns to its shareholders. Duke Royalty is listed on the AIM market under the ticker DUKE and is headquartered in Guernsey.

 

END

 

 

HOLURRSRUSUWOAR