Holding(s) in Company

RNS Number : 3180Z

e-Therapeutics plc

05 March 2013

 

TR-1: NOTIFICATION OF MAJOR INTEREST IN SHARESi
1. Identity of the issuer or the underlying issuer of existing shares to which voting rights are attached: ii				E-THERAPEUTICS PLC
2 Reason for the notification (please tick the appropriate box or boxes):
An acquisition or disposal of voting rights
An acquisition or disposal of qualifying financial instruments which may result in the acquisition of shares already issued to which voting rights are attached
An acquisition or disposal of instruments with similar economic effect to qualifying financial instruments
An event changing the breakdown of voting rights					X
Other (please specify):	Acquisition of voting rights following placing.				X
3. Full name of person(s) subject to the notification obligation: iii		Octopus Investments Limited
4. Full name of shareholder(s)  (if different from 3.):iv		Octopus Titan VCT  1 plc Octopus Titan VCT 2 plc Octopus Titan VCT 3 plc Octopus Capital Ltd Octopus Investments Nominees Ltd
5. Date of the transaction and date on which the threshold is crossed or reached: v		01/03/2013
6. Date on which issuer notified:		05/03/2013
7. Threshold(s) that is/are crossed or reached: vi, vii		Below 5%

8. Notified details: n/a

A: Voting rights attached to shares viii, ix

Class/type of shares if possible using the ISIN CODE

Situation previous to the triggering transaction

Resulting situation after the triggering transaction

Number of Shares

Number of Voting Rights

Number of shares

Number of voting rights

% of  voting rights x

Direct

Direct xi

Indirect xii

Direct

Indirect

GB00B2823H99

8,753,908

8,753,908

n/a

n/a

11,097,658

11,097,658

B: Qualifying Financial Instruments

Resulting situation after the triggering transaction

Type of financial instrument

Expiration date xiii

Exercise/ Conversion Period xiv

Number of voting rights that may be acquired if the instrument is exercised/ converted.

% of voting rights

n/a

n/a

n/a

n/a

n/a

C: Financial Instruments with similar economic effect to Qualifying Financial Instruments xv, xvi

Resulting situation after the triggering transaction

Type of financial instrument

Exercise price

Expiration date xvii

Exercise/ Conversion period xviii

Number of voting rights instrument refers to

% of voting rights xix, xx

n/a

n/a

n/a

n/a

n/a

Nominal

Delta

n/a

n/a

Total (A+B+C)

Number of voting rights

Percentage of voting rights

11,097,658

4.22%

9. Chain of controlled undertakings through which the voting rights and/or the financial instruments are effectively held, if applicable: xxi
Octopus Titan VCT 1 plc 2,395,253 Octopus Titan VCT 2 plc 2,395,253 Octopus Titan VCT 3 plc 3,857,506 Octopus Capital Ltd 10,919 Octopus Investments Nominees Ltd 2,438,727
Proxy Voting:
10. Name of the proxy holder:		See 4 above.
11. Number of voting rights proxy holder will cease to hold:		n/a
12. Date on which proxy holder will cease to hold voting rights:		n/a
13. Additional information:
14. Contact name:	Tracey Spevack, Octopus Investments Ltd
15. Contact telephone number:	020 7776 3195

 

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