Form TR-1 with annex. FSA Version 2.1 updated April 2007
For filings with the FSA include the annex For filings with issuer exclude the annex |
TR-1: Notifications of Major Interests in Shares |
1. Identity of the issuer or the underlying issuer of existing shares to which voting rights are attached: |
GCM RESOURCES PLC |
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2. Reason for notification (yes/no) |
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An acquisition or disposal of voting rights |
YES |
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An acquisition or disposal of financial instruments which may result in the acquisition of shares already issued to which voting rights are attached |
NO |
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An event changing the breakdown of voting rights |
NO |
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Other (please specify):______________ |
NO |
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3. Full name of person(s) subject to notification obligation: |
Christian Leone; Luxor Management, LLC; Luxor Capital Group, LP; and LCG Holdings, LLC. |
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4. Full name of shareholder(s) (if different from 3): |
Luxor Capital Partners Offshore, Ltd |
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5. Date of transaction (and date on which the threshold is crossed or reached if different): |
1 APRIL 2009 |
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6. Date on which issuer notified: |
2 APRIL 2009 |
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7. Threshold(s) that is/are crossed or reached: |
9% in respect of each of Christian Leone, Luxor Management, LLC and Luxor Capital Group, LP; 3% in respect of LCG Holdings, LLC |
8: Notified Details |
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A: Voting rights attached to shares |
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Class/type of shares If possible use ISIN code |
Situation previous to the triggering transaction |
Resulting situation after the triggering transaction |
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Number of shares |
Number of voting rights |
Number of shares |
Number of voting rights |
Percentage of voting rights |
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Direct |
Indirect |
Direct |
Indirect |
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Christian Leone: GB00B00KV284 |
6,172,862 |
6,172,862 |
4,127,862 |
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4,127,862 |
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8.09% |
Luxor Management LLC: GB00B00KV284 |
6,172,862 |
6,172,862 |
4,127,862 |
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4,127,862 |
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8.09% |
Luxor Capital Group, LP: GB00B00KV284 |
6,172,862 |
6,172,862 |
4,127,862 |
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4,127,862 |
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8.09% |
LCG Holdings, LLC: GB00B00KV284 |
352,524 |
352,524 |
352,524 |
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352,524 |
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< 3% |
B: Financial Instruments |
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Resulting situation after the triggering transaction |
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Type of financial instrument |
Expiration date |
Exercise/ conversion period/date |
No. of voting rights that may be acquired (if the instrument exercised/converted) |
Percentage of voting rights |
/ |
/ |
/ |
/ |
/ |
Total (A+B) |
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Number of voting rights |
Percentage of voting rights |
In respect of each of Christian Leone, Luxor Management, LLC and Luxor Capital Group, LP |
8% |
9. Chain of controlled undertakings through which the voting rights and /or the financial instruments are effectively held, if applicable: |
The Shares in which Christian Leone is interested are managed by the following entities each of which is controlled by Christian Leone. Luxor Management, LLC; Luxor Capital Group, LP; and LCG Holdings, LLC. |
Proxy Voting: |
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10. Name of proxy holder: |
/ |
11. Number of voting rights proxy holder will cease to hold: |
/ |
12. Date on which proxy holder will cease to hold voting rights: |
/ |
13. Additional information: |
/ |
14 Contact name: |
Richard Brimelow |
15. Contact telephone name: |
0207 290 1630 |
For notes on how to complete form TR-1 please see the FSA website.