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1. Identity of the issuer or the underlying issuer |
GCM RESOURCES PLC |
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2 Reason for the notification (please tick the appropriate box or boxes): |
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An acquisition or disposal of voting rights |
X |
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An acquisition or disposal of qualifying financial instruments which may result in the acquisition of shares already issued to which voting rights are attached |
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An acquisition or disposal of instruments with similar economic effect to qualifying financial instruments |
X |
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An event changing the breakdown of voting rights |
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Other (please specify): |
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3. Full name of person(s) subject to the notification obligation:iii |
CHRISTIAN LEONE; LUXOR MANAGEMENT, LLC; LUXOR CAPITAL GROUP, LP; AND LCG HOLDINGS, LLC |
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4. Full name of shareholder(s) |
LUXOR CAPITAL PARTNERS LP, LUXOR CAPITAL PARTNERS OFFSHORE MASTER FUND, LP AND LUXOR CAPITAL PARTNERS OFFSHORE, LTD. |
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5. Date of the transaction and date on which the threshold is crossed or |
10 AUGUST 2012 |
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6. Date on which issuer notified: |
13 AUGUST 2012 |
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7. Threshold(s) that is/are crossed or |
GOING UNDER 7% IN RESPECT OF EACH OF CHRISTIAN LEONE, LUXOR MANAGEMENT, LLC, LUXOR CAPITAL GROUP, LP, AND LCG HOLDINGS, LLC |
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8. Notified details: |
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A: Voting rights attached to sharesviii, ix |
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Class/type of
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Situation previous |
Resulting situation after the triggering transaction |
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Number |
Number |
Number |
Number of voting |
% of voting rightsx |
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Direct |
Directxi |
Indirectxii |
Direct |
Indirect |
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CHRISTIAN LEONE |
3,570,502 |
3,570,502 |
3,338,138 |
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3,338,138 |
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6.53% |
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COMMON STOCK GB00B00KV284 |
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LUXOR MANAGEMENT LLC |
3,570,502 |
3,570,502 |
3,338,138 |
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3,338,138 |
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6.53% |
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COMMON STOCK GB00B00KV284 |
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LUXOR CAPITAL GROUP, LP |
3,570,502 |
3,570,502 |
3,338,138 |
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3,338,138 |
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6.53% |
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COMMON STOCK GB00B00KV284 |
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LCG HOLDINGS, LLC |
3,351,808 |
3,351,808 |
3,140,047 |
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3,140,047 |
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6.15% |
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COMMON STOCK GB00B00KV284 |
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B: Qualifying Financial Instruments |
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Resulting situation after the triggering transaction |
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Type of financial |
Expiration |
Exercise/ |
Number of voting |
% of voting |
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C: Financial Instruments with similar economic effect to Qualifying Financial Instrumentsxv, xvi |
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Resulting situation after the triggering transaction |
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Type of financial |
Exercise price |
Expiration datexvii |
Exercise/ |
Number of voting rights instrument refers to
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% of voting rightsxix, xx
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CHRISTIAN LEONE: TOTAL RETURN SWAP ON COMMON STOCK |
Market Price |
26 APR 2013 |
N/A |
103,811 |
Nominal |
Delta |
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0.20% |
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LUXOR MANAGEMENT, LLC: TOTAL RETURN SWAP ON COMMON STOCK |
Market Price |
26 APR 2013 |
N/A |
103,811 |
Nominal |
Delta |
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0.20% |
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LUXOR CAPITAL GROUP, LP: TOTAL RETURN SWAP ON COMMON STOCK |
Market Price |
26 APR 2013 |
N/A |
103,811 |
Nominal |
Delta |
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0.20% |
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LCG HOLDINGS, LLC: TOTAL RETURN SWAP ON COMMON STOCK |
Market Price |
26 APR 2013 |
N/A |
103,811 |
Nominal |
Delta |
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0.20% |
Total (A+B+C) |
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Number of voting rights |
Percentage of voting rights |
IN RESPECT OF EACH OF CHRISTIAN LEONE, LUXOR MANAGEMENT, LLC AND LUXOR CAPITAL GROUP, LP |
6.74% |
IN RESPECT OF LCG HOLDINGS, LLC |
6.35% |
AGGREGATE VOTING RIGHTS IN RESPECT OF CHRISTIAN LEONE, LUXOR MANAGEMENT, LLC, LUXOR CAPITAL GROUP, LP AND LCG HOLDINGS, LLC |
6.74% |
9. Chain of controlled undertakings through which the voting rights and/or the |
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The Shares in which Christian Leone is interested are managed by the following entities each of which is controlled by Christian Leone.
Luxor Management, LLC; Luxor Capital Group, LP; and LCG Holdings, LLC. |
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Proxy Voting: |
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10. Name of the proxy holder: |
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11. Number of voting rights proxy holder will cease |
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12. Date on which proxy holder will cease to hold |
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14. Contact name: |
Graham Taggart |
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15. Contact telephone number: |
+44 20 7290 1630 |
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