Director/PDMR Shareholding
General Electric Company
15 September 2006
SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION OMB APPROVAL
Washington, D.C. 20549 OMB Number: 3235-0287
Expires: January 31,
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP 2008
Estimated average
Filed pursuant to Section 16(a) of the Securities Exchange Act of burden
1934, Section 17(a) of the Public Utility Holding Company Act of 1935 hours per 0.5
or Section 30(h) of the Investment Company Act of 1940 response
X Check this box if no
longer subject to
Section 16. Form 4 or
Form 5 obligations may
continue. See
Instruction 1(b).
1. Name and Address of Reporting Person* 2. Issuer Name and Ticker or Trading 5. Relationship of Reporting Person
CALHOUN DAVID L Symbol (s) to Issuer
---------------------------------------- GENERAL ELECTRIC CO ( GE ) (Check all applicable)
(Last) (First) (Middle) Director 10% Owner
GENERAL ELECTRIC COMPANY 3. Date of Earliest Transaction (Month/ X Officer Other
3135 EASTON TURNPIKE Day/Year) (give title (specify
---------------------------------------- 09/12/2006 below) below)
(Street) Vice Chairman
FAIRFIELD CT 06828 4. If Amendment, Date of Original Filed 6. Individual or Joint/Group Filing
---------------------------------------- (Month/Day/Year) (Check Applicable Line)
(City) (State) (Zip) X Form filed by One Reporting
Person
Form filed by More than One
Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1.Title of 2. 2A. 3. 4. Securities 5. Amount of 6. Ownership 7. Nature of
Security Transaction Deemed Transaction Acquired (A) or Securities Form: Direct Indirect
(Instr. 3) Date (Month Execution Code Disposed of (D) Beneficially (D) or Indirect Beneficial
/Day/Year) Date, if (Instr. 8) (Instr. 3, 4 and Owned Following (I) Ownership
any 5) Reported (Instr. 4) (Instr. 4)
(Month/ Code V Amount (A) Price Transaction(s)
Day/Year) or (Instr. 3 and
(D) 4)
Common Stock 09/12/2006 M 26,667 A $0 358,928 D
Common Stock 09/12/2006 F 11,054 D $34.55 347,874 D
Common Stock 09/12/2006 M 31,250 A $0 379,124 D
Common Stock 09/12/2006 F 12,954 D $34.55 366,170 D
Common Stock 09/13/2006 M 48,000 A $31.53 414,170 D
Common Stock 09/13/2006 F 45,460 D $34.665 368,710 D
( 2 )
Common Stock 09/13/2006 M 70,000 A $27.05 438,710 D
Common Stock 09/13/2006 F 60,997 D $34.665 377,713 D
( 2 )
Common Stock 9,529 I By 401(k)
Common Stock 28,205 I by trust
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. 2. 3. 3A. 4. 5. 6. Date 7. 8. 9. 10. 11.
Title Conver- Transa- Deemed Transa- Number Exercis- Title Price Number Owner- Nature
of sion ction Execution ction of able and of of ship of
Derivative or Date Date, if Code Deriva- and Amount Deriva- Deriva- Form: Indirect
Security Exercise (Month/ any (Instr. tive Expira- of tive tive Direct Benefi-
(Instr. 3) Price of Day/ (Month/ 8) Securi- tion Underlying Security Securi- (D) or cial
Deriva- Year) Day ties Date Securities (Instr. ties Indirect Owner-
tive /Year) Acquired (Month/ (Instr. 3 5) Benefi- (I) ship
Security (A) or Day and 4) cially (Instr. (Instr.
Disposed /Year) Owned 4) 4)
of (D) Follow-
(Instr. ing
3, 4 Reported
and 5) Transa-
ction(s)
Instr.4)
Code V (A) (D) Date Expir- Title Amount
Exerci- ation or
sable Date Number
of
Shares
Restricted ( 1 ) 09/12/2006 M 26,667 09/12/ 09/12/ Common 26,667 $0 26,667 D
Stock 2006 2006 Stock
Units
Restricted ( 1 ) 09/12/2006 M 31,250 09/12/ 09/12/ Common 31,250 $0 93,750 D
Stock 2006 2006 Stock
Units
Employee $31.53 09/13/2006 M 48,000 09/13/ 09/13/ Common 48,000 $0 0 D
Stock 2006 2006 Stock
Option
(right to
buy)
Employee $27.05 09/13/2006 M 70,000 09/13/ 09/13/ Common 70,000 $0 0 D
Stock 2006 2006 Stock
Option
(right to
buy)
Explanation of Responses:
1. 1 for 1
2. Average of high and low NYSE traded prices for GE stock on 9/13/2006
Remarks:
Eliza W. Fraser on 09/14/2006
behalf of David L.
Calhoun
** Signature of Date
Reporting Person
Reminder: Report on a separate line for each class of securities beneficially
owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4
(b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal
Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If
space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are
not required to respond unless the form displays a currently valid OMB Number.
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