Director/PDMR Shareholding

RNS Number : 9133A

General Electric Company

03 January 2018

 

FORM 4 [ X ] Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES	OMB APPROVAL OMB Number: 3235-0287 Estimated average burden hours per response... 0.5
	Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940

1. Name and Address of Reporting Person * Comstock Elizabeth J

2. Issuer Name and Ticker or Trading Symbol GENERAL ELECTRIC CO [ GE ]

5. Relationship of Reporting Person(s) to Issuer (Check all applicable) _____ Director                      _____ 10% Owner __ X __ Officer (give title below)      _____ Other (specify below) Vice Chairman

(Last)          (First)          (Middle) GENERAL ELECTRIC COMPANY, 41 FARNSWORTH STREET

3. Date of Earliest Transaction (MM/DD/YYYY) 12/29/2017

(Street) BOSTON, MA 02210 (City)        (State)        (Zip)

4. If Amendment, Date Original Filed (MM/DD/YYYY)

6. Individual or Joint/Group Filing (Check Applicable Line) _ X _ Form filed by One Reporting Person ___ Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned

1.Title of Security (Instr. 3)

2. Trans. Date

2A. Deemed Execution Date, if any

3. Trans. Code (Instr. 8)

4. Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)

5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)

6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)

7. Nature of Indirect Beneficial Ownership (Instr. 4)

Code

V

Amount

(A) or (D)

Price

Common Stock

12/29/2017

M

15000

A

$0

195542

D

Common Stock

12/29/2017

F

8260

D

$17.40

187282

D

Common Stock

12/29/2017

M

16200

A

$0

203482

D

Common Stock

12/29/2017

F

8955

D

$17.40

194527

D

Common Stock

12/29/2017

M

90000

A

$0

284527

D

Common Stock

12/29/2017

F

50068

D

$17.40

234459

D

Common Stock

12/29/2017

M

16200

A

$0

250659

D

Common Stock

12/29/2017

F

9026

D

$17.40

241633

D

Common Stock

28199

I

By 401(k) plan

Common Stock

1267

I

By family

Table II - Derivative Securities Beneficially Owned ( e.g. , puts, calls, warrants, options, convertible securities)

1. Title of Derivate Security (Instr. 3)

2. Conversion or Exercise Price of Derivative Security

3. Trans. Date

3A. Deemed Execution Date, if any

4. Trans. Code (Instr. 8)

5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)

6. Date Exercisable and Expiration Date

7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)

8. Price of Derivative Security (Instr. 5)

9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)

10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4)

11. Nature of Indirect Beneficial Ownership (Instr. 4)

Code

V

(A)

(D)

Date Exercisable

Expiration Date

Title

Amount or Number of Shares

Restricted Stock Units

(1)

12/29/2017

M

15000

12/29/2017   (2)

12/29/2017   (2)

Common Stock

15000

$0

0

D

Restricted Stock Units

(1)

12/29/2017

M

16200

12/29/2017   (3)

12/29/2017   (3)

Common Stock

16200

$0

0

D

Restricted Stock Units

(1)

12/29/2017

M

90000

12/29/2017   (4)

12/29/2017   (4)

Common Stock

90000

$0

0

D

Restricted Stock Units

(1)

12/29/2017

M

16200

12/29/2017   (5)

12/29/2017   (5)

Common Stock

16200

$0

0

D

Explanation of Responses:
(1)	1 for 1
(2)	The RSU award was granted on 7/25/2013 and the lapse was accelerated in connection with the reporting person's retirement.
(3)	The RSU award was granted on 9/11/2015 and the lapse was accelerated in connection with the reporting person's retirement.
(4)	The RSU award was granted on 7/28/2016 and the lapse was accelerated in connection with the reporting person's retirement.
(5)	The RSU award was granted on 9/9/2016 and the lapse was accelerated in connection with the reporting person's retirement.

Reporting Owners
Reporting Owner Name / Address	Relationships
	Director	10% Owner	Officer	Other
Comstock Elizabeth J GENERAL ELECTRIC COMPANY 41 FARNSWORTH STREET BOSTON, MA 02210			Vice Chairman

Signatures
Brian Sandstrom on behalf of Elizabeth Comstock		1/3/2018
** Signature of Reporting Person		Date

Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
*	If the form is filed by more than one reporting person, see Instruction 4(b)(v).
**	Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note:	File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number.

 

END

 

 

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